Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21001 | Cloak And Company Investment Advisors, Llc CRD 137781 | Albuquerque, NM | Insurance-Affiliated · Boutique (under $100M) | $36.0M | 73 | 91 | 2 | 09/04/2026 | ☆ |
| 21002 | Fiducia Wealth Management Llc CRD 338281 | Upper Arlington, OH | Wealth Manager · Boutique (under $100M) | $36.0M | 45 | 154 | 2 | 03/10/2026 | ☆ |
| 21003 | Serco Investments Inc. CRD 113879 | Wealth Manager · Boutique (under $100M) | $36.0M | 13 | 13 | 1 | 03/03/2026 | ☆ | |
| 21004 | Peak53 Partners, Lp CRD 318538 | Longmont, CO | Investment Adviser · Boutique (under $100M) | $36.0M | 4 | 4 | 2 | 06/22/2026 | ☆ |
| 21005 | Collective Wealth Planning, Llc CRD 323657 | Salem, OR | Wealth Manager · Boutique (under $100M) | $36.0M | 31 | 90 | 1 | 03/12/2026 | ☆ |
| 21006 | Blue Chip Financial Planning, Llc CRD 112837 | Wealth Manager · Boutique (under $100M) | $36.0M | 52 | 169 | 1 | 01/22/2026 | ☆ | |
| 21007 | Columbus Wealth Management Llc CRD 317480 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $36.0M | 34 | 119 | 2 | 03/02/2026 | ☆ |
| 21008 | Beacon Asset Management Llc CRD 146410 | Wealth Manager · Boutique (under $100M) | $36.0M | 134 | 226 | 2 | 01/15/2026 | ☆ | |
| 21009 | Caporaso Albert A & Associates Inc. CRD 104837 | Endowment & Foundation Advisor · Boutique (under $100M) | $35.9M | 7 | 1 | 02/11/2025 | ☆ | ||
| 21010 | Simplicity Wealth Management Llc CRD 300112 | Wealth Manager · Boutique (under $100M) | $35.9M | 47 | 172 | 3 | 08/24/2026 | ☆ | |
| 21011 | Shockman Financial Companies Llc CRD 315529 | Fargo, ND | Insurance-Affiliated · Boutique (under $100M) | $35.9M | 121 | 235 | 2 | 01/20/2026 | ☆ |
| 21012 | Main Street Financial Advisory Llc CRD 308095 | West Newbury, MA | Wealth Manager · Boutique (under $100M) | $35.9M | 50 | 160 | 2 | 03/20/2026 | ☆ |
| 21013 | Cunningham Wealth Management, L.L.C. CRD 177512 | Des Moines, IA | Wealth Manager · Boutique (under $100M) | $35.9M | 76 | 139 | 1 | 01/09/2026 | ☆ |
| 21014 | Azimuth Capital Management, Llc CRD 165740 | Winthrop, ME | Wealth Manager · Boutique (under $100M) | $35.9M | 82 | 202 | 1 | 03/16/2026 | ☆ |
| 21015 | Strategic Wealth Solutions Llc CRD 314589 | Wealth Manager · Boutique (under $100M) | $35.9M | 144 | 259 | 3 | 04/21/2026 | ☆ | |
| 21016 | Tsl Investment Management, Llc CRD 152123 | Investment Adviser · Boutique (under $100M) | $35.9M | 18 | 30 | 2 | 03/02/2026 | ☆ | |
| 21017 | Equity Advisors, Llc CRD 300031 | Wealth Manager · Boutique (under $100M) | $35.8M | 108 | 108 | 5 | 06/01/2026 | ☆ | |
| 21018 | Spearhead Advisors, Llc CRD 316684 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $35.8M | 47 | 109 | 3 | 03/26/2026 | ☆ |
| 21019 | Babylon Wealth Management Llc CRD 283309 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $35.8M | 45 | 45 | 1 | 04/07/2026 | ☆ |
| 21020 | Veritas Wealth Advisors, Llc CRD 130027 | Insurance-Affiliated · Boutique (under $100M) | $35.8M | 23 | 44 | 2 | 04/18/2026 | ☆ | |
| 21021 | Proactive Planning Llc CRD 330272 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $35.8M | 115 | 261 | 1 | 02/18/2026 | ☆ |
| 21022 | Forrest Financial Partners Llc CRD 325055 | Avon, CT | Wealth Manager · Boutique (under $100M) | $35.8M | 27 | 91 | 2 | 03/24/2026 | ☆ |
| 21023 | Ll Financial Services, Llc CRD 284517 | Wealth Manager · Boutique (under $100M) | $35.8M | 64 | 104 | 2 | 01/05/2026 | ☆ | |
| 21024 | Bertolet Capital Llc CRD 125121 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $35.8M | 1 | 1 | 1 | 01/07/2026 | ☆ |
| 21025 | Modern Wealth Builders, Llc CRD 297990 | Wealth Manager · Boutique (under $100M) | $35.8M | 38 | 190 | 1 | 02/27/2026 | ☆ | |
| 21026 | Barlas O'reilly Wealth Management, Llc CRD 298413 | Tarpon Springs, FL | Wealth Manager · Boutique (under $100M) | $35.8M | 740 | 749 | 4 | 03/10/2026 | ☆ |
| 21027 | Christman Financial Advisors Llc CRD 147356 | Wealth Manager · Boutique (under $100M) | $35.8M | 84 | 334 | 1 | 01/20/2026 | ☆ | |
| 21028 | Brueske Advisory Services, Llc CRD 300689 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $35.8M | 62 | 82 | 6 | 06/17/2026 | ☆ |
| 21029 | Lemme Investment Group, Llc CRD 332637 | Wealth Manager · Boutique (under $100M) | $35.8M | 45 | 129 | 2 | 03/31/2026 | ☆ | |
| 21030 | Denali Financial Group, Llc CRD 332383 | Topeka, KS | Wealth Manager · Boutique (under $100M) | $35.8M | 57 | 56 | 3 | 03/16/2026 | ☆ |
| 21031 | Gurufocus Investments, Llc CRD 316414 | Plano, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $35.8M | 1 | 1 | 1 | 03/03/2026 | ☆ |
| 21032 | Eudaimonia Wealth Llc CRD 305431 | Buffalo, NY | Wealth Manager · Boutique (under $100M) | $35.8M | 39 | 116 | 1 | 03/02/2026 | ☆ |
| 21033 | Princeton Center Planning And Investments, Llc CRD 147112 | Brunswick, OH | Insurance-Affiliated · Boutique (under $100M) | $35.8M | 327 | 327 | 2 | 03/31/2026 | ☆ |
| 21034 | Transition Advisory Group Llc CRD 298446 | Institutional / Pension Advisor · Boutique (under $100M) | $35.7M | 61 | 96 | 2 | 03/09/2026 | ☆ | |
| 21035 | Scheibel Planning Solutions, Llc CRD 325719 | Wealth Manager · Boutique (under $100M) | $35.7M | 32 | 159 | 1 | 03/11/2026 | ☆ | |
| 21036 | Cts Consulting, Llc CRD 144139 | Wealth Manager · Boutique (under $100M) | $35.7M | 25 | 87 | 1 | 01/23/2026 | ☆ | |
| 21037 | Downie Financial Group Llc CRD 289066 | Mission Viejo, CA | Wealth Manager · Boutique (under $100M) | $35.7M | 133 | 344 | 1 | 03/26/2026 | ☆ |
| 21038 | Kccs Management Inc. CRD 284944 | Wealth Manager · Boutique (under $100M) | $35.7M | 14 | 14 | 2 | 03/21/2026 | ☆ | |
| 21039 | Mf Advisers, Inc. CRD 155518 | Wealth Manager · Boutique (under $100M) | $35.7M | 180 | 377 | 2 | 03/09/2026 | ☆ | |
| 21040 | Komons Financial Llc CRD 302087 | Carrollton, TX | Insurance-Affiliated · Boutique (under $100M) | $35.7M | 103 | 217 | 1 | 05/28/2026 | ☆ |
| 21041 | Fox, Dee Ann Roth CRD 126184 | Wealth Manager · Boutique (under $100M) | $35.7M | 10 | 40 | 1 | 03/23/2026 | ☆ | |
| 21042 | Strongside Asset Management Llc CRD 315542 | Oak Brook, IL | Wealth Manager · Boutique (under $100M) | $35.6M | 61 | 282 | 1 | 03/30/2026 | ☆ |
| 21043 | Us International Consulting Network Corp. CRD 125761 | Freehold, NJ | Wealth Manager · Boutique (under $100M) | $35.6M | 797 | 797 | 6 | 02/03/2026 | ☆ |
| 21044 | Dewitt And Dunn Financial Services, Llc CRD 304561 | Addison, TX | Insurance-Affiliated · Boutique (under $100M) | $35.6M | 117 | 205 | 3 | 03/18/2026 | ☆ |
| 21045 | Bridgewise Wealth Management Llc CRD 332837 | Troy, MI | Insurance-Affiliated · Boutique (under $100M) | $35.6M | 115 | 176 | 4 | 03/16/2026 | ☆ |
| 21046 | Westhollow Wealth Management CRD 332854 | Milton, GA | Wealth Manager · Boutique (under $100M) | $35.6M | 40 | 40 | 2 | 08/28/2026 | ☆ |
| 21047 | F3 Capital Llc CRD 316735 | Portsmouth, NH | Wealth Manager · Boutique (under $100M) | $35.6M | 103 | 77 | 1 | 03/11/2026 | ☆ |
| 21048 | Tayan Capital Management, Llc CRD 140864 | Private Fund Manager · Boutique (under $100M) | $35.6M | 9 | 11 | 2 | 03/03/2026 | ☆ | |
| 21049 | Rabenold Advisors, Inc. CRD 283882 | Williamsville, NY | Wealth Manager · Boutique (under $100M) | $35.6M | 82 | 117 | 4 | 03/04/2026 | ☆ |
| 21050 | Strategic Asset Management, Llc CRD 115893 | Belleville, KS | Wealth Manager · Boutique (under $100M) | $35.6M | 221 | 259 | 2 | 04/16/2026 | ☆ |