Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 3001 | Gladius Capital Management Lp CRD 152023 | Park City, UT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.9B | 8 | 8 | 14 | 03/24/2026 | ☆ |
| 3002 | Man Investment Partners (Us) Lp CRD 282371 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.9B | 34 | 40 | 51 | 08/07/2026 | ☆ |
| 3003 | Electric Capital Partners, Llc CRD 296943 | Palo Alto, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.9B | 30 | 30 | 30 | 03/31/2026 | ☆ |
| 3004 | Regal Investment Advisors Llc CRD 125004 | Kentwood, MI | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.9B | 8,302 | 13,473 | 131 | 05/18/2026 | ☆ |
| 3005 | Lm Advisors Llc CRD 153940 | San Diego, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.9B | 585 | 1,466 | 22 | 03/30/2026 | ☆ |
| 3006 | Capital Counsel Llc CRD 109001 | New York, NY | Multi-Family Office · Mid-sized ($1B–$10B) | $2.9B | 224 | 785 | 13 | 03/31/2026 | ☆ |
| 3007 | Casdin Capital, Llc CRD 169579 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.9B | 7 | 7 | 29 | 03/31/2026 | ☆ |
| 3008 | Rockwood Wealth Management, Llc CRD 137481 | New Hope, PA | Wealth Manager · Mid-sized ($1B–$10B) | $2.9B | 971 | 5,237 | 53 | 07/16/2026 | ☆ |
| 3009 | Leeward Investments, Llc CRD 312557 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $2.9B | 2,700 | 54 | 14 | 03/10/2026 | ☆ |
| 3010 | Melqart Asset Management (Uk) Ltd CRD 287888 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $2.9B | 6 | 4 | 23 | 02/25/2026 | ☆ |
| 3011 | Capstone Financial Advisors Inc CRD 109341 | Downers Grove, IL | Wealth Manager · Mid-sized ($1B–$10B) | $2.9B | 1,072 | 4,173 | 30 | 03/31/2026 | ☆ |
| 3012 | Hollencrest Capital Management, Llc CRD 46217 | Newport Beach, CA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.9B | 477 | 1,347 | 19 | 06/12/2026 | ☆ |
| 3013 | Nx1 Capital Lp CRD 339026 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.9B | 3 | 3 | 29 | 03/13/2026 | ☆ |
| 3014 | Meeder Advisory Services, Inc CRD 106814 | Dublin, OH | Wealth Manager · Mid-sized ($1B–$10B) | $2.9B | 3,636 | 3,640 | 73 | 04/10/2026 | ☆ |
| 3015 | Timothy Partners, Ltd. CRD 41835 | Maitland, FL | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $2.9B | 1 | 1 | 24 | 09/14/2026 | ☆ |
| 3016 | Park West Asset Management Llc CRD 157660 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.9B | 9 | 9 | 20 | 08/14/2026 | ☆ |
| 3017 | Waters, Parkerson & Co., Llc CRD 3711 | New Orleans, LA | Wealth Manager · Mid-sized ($1B–$10B) | $2.9B | 794 | 1,916 | 12 | 05/26/2026 | ☆ |
| 3018 | Kellogg Asset Management, Llc CRD 150031 | Green Bay, WI | Investment Adviser · Mid-sized ($1B–$10B) | $2.9B | 1 | 104 | 9 | 03/26/2026 | ☆ |
| 3019 | Blockchain Capital, Llc CRD 283610 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.9B | 19 | 19 | 28 | 06/18/2026 | ☆ |
| 3020 | Veris Wealth Partners, Llc CRD 143588 | Oakland, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.9B | 346 | 2,475 | 31 | 03/17/2026 | ☆ |
| 3021 | Port Capital Llc CRD 206517 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.9B | 482 | 483 | 13 | 02/19/2026 | ☆ |
| 3022 | Cooper Financial Group CRD 111458 | Irvine, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.9B | 3,482 | 7,111 | 53 | 09/10/2026 | ☆ |
| 3023 | Legacy Knight Mfo, Llc CRD 305927 | Dallas, TX | Wealth Manager · Mid-sized ($1B–$10B) | $2.8B | 53 | 53 | 21 | 05/14/2026 | ☆ |
| 3024 | Durbin Bennett Private Wealth Management, Llc CRD 107722 | Austin, TX | Wealth Manager · Mid-sized ($1B–$10B) | $2.8B | 395 | 2,905 | 27 | 09/08/2026 | ☆ |
| 3025 | Investment Consulting Group Inc CRD 106967 | Davenport, IA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.8B | 179 | 504 | 7 | 08/24/2026 | ☆ |
| 3026 | Key Financial, Inc. CRD 116240 | West Chester, PA | Wealth Manager · Mid-sized ($1B–$10B) | $2.8B | 1,418 | 4,448 | 36 | 07/17/2026 | ☆ |
| 3027 | Strategic Capital Allocation Group, L.L.C. CRD 114922 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $2.8B | 8 | 8 | 0 | 03/31/2026 | ☆ |
| 3028 | Edgewater Services, Llc CRD 159926 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 34 | 34 | 25 | 04/09/2026 | ☆ |
| 3029 | West Financial Services, Inc. CRD 137497 | Mclean, VA | Wealth Manager · Mid-sized ($1B–$10B) | $2.8B | 964 | 2,766 | 39 | 08/10/2026 | ☆ |
| 3030 | Brick Capital Management Inc CRD 107600 | East Lansing, MI | Investment Adviser · Mid-sized ($1B–$10B) | $2.8B | 20 | 20 | 1 | 03/27/2026 | ☆ |
| 3031 | Raith Capital Partners, Llc CRD 166815 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 24 | 24 | 29 | 04/29/2026 | ☆ |
| 3032 | Quantitative Systematic Strategies Llc CRD 165895 | St. Augustine, FL | Investment Adviser · Mid-sized ($1B–$10B) | $2.8B | 2 | 2 | 5 | 04/22/2026 | ☆ |
| 3033 | Manchester Capital Management Llc CRD 110003 | Manchester, VT | Multi-Family Office · Mid-sized ($1B–$10B) | $2.8B | 234 | 1,457 | 38 | 07/06/2026 | ☆ |
| 3034 | Saba Lt, Lp CRD 334114 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 1 | 1 | 12 | 05/04/2026 | ☆ |
| 3035 | Ardmore Road Asset Management Lp CRD 311471 | Westport, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 14 | 14 | 17 | 03/31/2026 | ☆ |
| 3036 | Fragasso Financial Advisors Inc. CRD 123255 | Sewickley, PA | Wealth Manager · Mid-sized ($1B–$10B) | $2.8B | 2,205 | 5,753 | 35 | 07/08/2026 | ☆ |
| 3037 | Easterly Investment Partners Llc CRD 299607 | Beverly, MA | Investment Adviser · Mid-sized ($1B–$10B) | $2.8B | 211 | 211 | 27 | 04/17/2026 | ☆ |
| 3038 | Pamplona Capital Management Llc CRD 160860 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 4 | 4 | 9 | 03/30/2026 | ☆ |
| 3039 | Basswood Capital Management, L.L.C. CRD 138032 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 11 | 15 | 16 | 03/30/2026 | ☆ |
| 3040 | Trek Financial, Llc CRD 109376 | Scottsdale, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $2.8B | 4,688 | 10,768 | 55 | 07/10/2026 | ☆ |
| 3041 | Mariner Institutional, Llc CRD 111964 | Winter Park, FL | Investment Adviser · Mid-sized ($1B–$10B) | $2.8B | 59 | 59 | 148 | 08/05/2026 | ☆ |
| 3042 | Two Seas Capital Lp CRD 310191 | Rye, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 14 | 14 | 16 | 03/31/2026 | ☆ |
| 3043 | Newmarket Investment Management, Lp CRD 308098 | Philadelphia, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 28 | 28 | 30 | 05/20/2026 | ☆ |
| 3044 | Pearl Diver Capital Llp CRD 283834 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 18 | 18 | 20 | 03/25/2026 | ☆ |
| 3045 | Kaufman Hall Investment Management, Llc CRD 328876 | Brentwood, TN | Investment Adviser · Mid-sized ($1B–$10B) | $2.8B | 28 | 59 | 9 | 07/30/2026 | ☆ |
| 3046 | Cloud Capital Advisors Llc CRD 314113 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 9 | 9 | 27 | 03/31/2026 | ☆ |
| 3047 | Kawa Capital Management, Inc. CRD 157780 | Hallandale Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 56 | 56 | 53 | 06/04/2026 | ☆ |
| 3048 | Main Management Etf Advisors, Llc CRD 288558 | San Francisco, CA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.8B | 3 | 3 | 27 | 03/31/2026 | ☆ |
| 3049 | Lubert Adler Management Company, L.P. CRD 155201 | Philadelphia, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.8B | 27 | 27 | 24 | 07/13/2026 | ☆ |
| 3050 | Cordoba Advisory Partners Llc CRD 310199 | New York, NY | Multi-Family Office · Mid-sized ($1B–$10B) | $2.8B | 62 | 78 | 11 | 03/24/2026 | ☆ |