Investment advisers
44,499 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 3851 | Terry Mcdaniel & Company CRD 104732 | Austin, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 378 | 370 | 13 | 03/31/2026 | ☆ |
| 3852 | Heartland Advisors, Inc. CRD 29433 | Milwaukee, WI | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.9B | 90 | 93 | 26 | 02/26/2026 | ☆ |
| 3853 | Cip Pe Advisors, Llc CRD 338119 | West Palm Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 10 | 10 | 23 | 07/23/2026 | ☆ |
| 3854 | Shp Wealth Management, Llc CRD 174697 | Plymouth, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 2,364 | 7,457 | 52 | 07/08/2026 | ☆ |
| 3855 | Falcon Wealth Planning, Inc. CRD 174092 | Ontario, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 1,596 | 5,544 | 42 | 06/11/2026 | ☆ |
| 3856 | Skybridge Capital Ii, Llc CRD 148152 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.9B | 18 | 18 | 24 | 03/31/2026 | ☆ |
| 3857 | Novare Capital Management CRD 117949 | Charlotte, NC | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 757 | 2,075 | 23 | 06/17/2026 | ☆ |
| 3858 | Legalist, Inc. CRD 297876 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 17 | 17 | 36 | 06/29/2026 | ☆ |
| 3859 | Laramar Multi Family Value Manager, Llc CRD 161298 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 33 | 33 | 19 | 03/31/2026 | ☆ |
| 3860 | Artemis Wealth Advisors, Llc CRD 150810 | Port Washington, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.9B | 34 | 36 | 9 | 05/20/2026 | ☆ |
| 3861 | Brickwood Asset Management Llp CRD 332687 | London | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.9B | 9 | 5 | 10 | 06/25/2026 | ☆ |
| 3862 | Dt Investment Partners, Llc CRD 157646 | Chadds Ford, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 1,316 | 1,695 | 8 | 03/25/2026 | ☆ |
| 3863 | Carousel Capital Management Company, L.P. CRD 157822 | Charlotte, NC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 10 | 10 | 19 | 05/08/2026 | ☆ |
| 3864 | Kildare Partners Us, Llc CRD 167984 | Westlake, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 16 | 16 | 40 | 03/26/2026 | ☆ |
| 3865 | Prep Investment Advisers, L.L.C. CRD 296631 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 5 | 5 | 34 | 03/31/2026 | ☆ |
| 3866 | Resolute Advisors Llc CRD 300326 | San Francisco, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.9B | 35 | 188 | 5 | 03/27/2026 | ☆ |
| 3867 | Continuum Advisory, Llc CRD 283155 | Eagle, ID | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 3,461 | 3,461 | 66 | 03/30/2026 | ☆ |
| 3868 | Patriot Investment Management Group Inc CRD 112155 | Knoxville, TN | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 1,559 | 4,197 | 25 | 03/05/2026 | ☆ |
| 3869 | Pembroke Management Ltd. CRD 155405 | Montreal, Quebec | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 173 | 173 | 25 | 03/05/2026 | ☆ |
| 3870 | Mora Capital Management, Llc CRD 112221 | Miami, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 685 | 684 | 49 | 06/03/2026 | ☆ |
| 3871 | Freedom Funds Management Co CRD 110785 | Denver, CO | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.9B | 1 | 1 | 9 | 12/02/2025 | ☆ |
| 3872 | Main Management, Llc CRD 120361 | San Francisco, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 253 | 337 | 27 | 03/31/2026 | ☆ |
| 3873 | Arc70 Advisers Lp CRD 288087 | Burlingame, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 8 | 8 | 32 | 03/31/2026 | ☆ |
| 3874 | Numerai Gp Llc CRD 282851 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 11 | 11 | 12 | 03/31/2026 | ☆ |
| 3875 | Jag Capital Management Llc CRD 159227 | St. Louis, MO | Investment Adviser · Mid-sized ($1B–$10B) | $1.9B | 1,068 | 1,675 | 21 | 05/21/2026 | ☆ |
| 3876 | Tributary Capital Management, Llc CRD 112528 | Omaha, NE | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.9B | 271 | 840 | 19 | 04/27/2026 | ☆ |
| 3877 | D'annunzio Consulting Group, Llc CRD 144422 | Tacoma, WA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.9B | 41 | 41 | 4 | 03/25/2026 | ☆ |
| 3878 | Dws Investments Australia Limited CRD 109112 | Sydney | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.9B | 52 | 52 | 25 | 05/28/2026 | ☆ |
| 3879 | Saratoga Investment Advisors, Llc CRD 153060 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.9B | 2 | 2 | 28 | 03/29/2026 | ☆ |
| 3880 | Saratoga Management Company Llc CRD 161822 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.9B | 2 | 2 | 7 | 03/30/2026 | ☆ |
| 3881 | Halifax Investment Management, L.L.C. CRD 152789 | Raleigh, NC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 8 | 8 | 18 | 03/26/2026 | ☆ |
| 3882 | Glouston Capital Partners, Llc CRD 133792 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 22 | 22 | 19 | 03/31/2026 | ☆ |
| 3883 | Beecken Petty O'keefe & Company, Llc CRD 157573 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 11 | 11 | 17 | 03/26/2026 | ☆ |
| 3884 | Sp Asset Management Llc CRD 323369 | Cupertino, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 211 | 897 | 3 | 03/30/2026 | ☆ |
| 3885 | Avenue Asia Capital Management, L.P. CRD 113246 | New York City, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 13 | 14 | 183 | 05/05/2026 | ☆ |
| 3886 | Whittier Advisors, Llc CRD 318024 | Newport Beach, CA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.9B | 30 | 30 | 7 | 07/09/2026 | ☆ |
| 3887 | Rbb Treasury Llc CRD 314581 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.9B | 1,078 | 1,078 | 4 | 03/25/2026 | ☆ |
| 3888 | Bow Wave Capital Management, Lp CRD 305782 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 10 | 10 | 3 | 03/24/2026 | ☆ |
| 3889 | Clarion Capital Partners, Llc CRD 157038 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 24 | 24 | 38 | 03/30/2026 | ☆ |
| 3890 | Treville Capital Management Llc CRD 290314 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 14 | 14 | 31 | 03/31/2026 | ☆ |
| 3891 | Blue Vista Capital, Llc CRD 127001 | Chicago, IL | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $1.9B | 21 | 21 | 60 | 05/20/2026 | ☆ |
| 3892 | Dvsm, Lp CRD 160800 | Portland, OR | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 6 | 6 | 24 | 03/27/2026 | ☆ |
| 3893 | Broad Bay Capital Management Lp CRD 284341 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.9B | 4 | 4 | 10 | 07/24/2026 | ☆ |
| 3894 | True Link Financial Advisors, Llc CRD 281870 | San Francisco, CA | Investment Adviser · Mid-sized ($1B–$10B) | $1.9B | 1,461 | 1,461 | 7 | 03/30/2026 | ☆ |
| 3895 | Retirement Management Systems, Inc. CRD 150351 | Leonardtown, MD | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 3,032 | 4,472 | 11 | 05/18/2026 | ☆ |
| 3896 | Eton Advisors Group, Llc CRD 289395 | Chapel Hill, NC | Investment Adviser · Mid-sized ($1B–$10B) | $1.9B | 143 | 144 | 11 | 07/01/2026 | ☆ |
| 3897 | Granite Equity Partners Llc CRD 158378 | St. Cloud, MN | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 3 | 3 | 34 | 03/31/2026 | ☆ |
| 3898 | Liberty Street Advisors, Inc. CRD 142949 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.9B | 6 | 6 | 19 | 03/27/2026 | ☆ |
| 3899 | Modell Capital Management Llc CRD 339228 | Bloomfield Hills, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.9B | 394 | 918 | 7 | 02/12/2026 | ☆ |
| 3900 | Atlas Infrastructure Partners (Uk) Ltd CRD 288560 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.9B | 4 | 4 | 31 | 04/14/2026 | ☆ |