Investment advisers
44,499 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4001 | Qvt Financial Lp CRD 156508 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 7 | 7 | 31 | 03/31/2026 | ☆ |
| 4002 | Governors Lane Lp CRD 213511 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 3 | 3 | 20 | 03/31/2026 | ☆ |
| 4003 | Parkwoods Wealth Partners, Llc CRD 331565 | Clayton, MO | Wealth Manager · Mid-sized ($1B–$10B) | $1.8B | 1,395 | 3,583 | 46 | 07/02/2026 | ☆ |
| 4004 | Lanark Financial, Inc. CRD 17870 | Birmingham, AL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.8B | 3,576 | 4,966 | 68 | 07/17/2026 | ☆ |
| 4005 | Aquarian Holdings Management Llc CRD 293116 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 5 | 5 | 64 | 05/12/2026 | ☆ |
| 4006 | Tfc Financial Management, Inc. CRD 105062 | Boston, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.8B | 415 | 1,619 | 22 | 03/04/2026 | ☆ |
| 4007 | Ncp Group, Lp CRD 293803 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 12 | 13 | 25 | 03/27/2026 | ☆ |
| 4008 | Bitterroot Capital Advisors Llc CRD 109088 | Bozeman, MT | Multi-Family Office · Mid-sized ($1B–$10B) | $1.8B | 20 | 15 | 7 | 04/30/2026 | ☆ |
| 4009 | Alta Park Capital, Lp CRD 169422 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 9 | 9 | 16 | 04/09/2026 | ☆ |
| 4010 | Blueprint Investment Partners Llc CRD 170196 | Greensboro, NC | Investment Adviser · Mid-sized ($1B–$10B) | $1.8B | 13 | 18 | 9 | 07/30/2026 | ☆ |
| 4011 | Healthquest Capital Management, L.P. CRD 296583 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 11 | 11 | 28 | 03/30/2026 | ☆ |
| 4012 | Aegis Capital Corp. CRD 15007 | New York, NY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.8B | 3,083 | 4,218 | 260 | 07/01/2026 | ☆ |
| 4013 | Great Point Partners, Llc CRD 158423 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 17 | 17 | 28 | 03/31/2026 | ☆ |
| 4014 | Auxano Advisors, Llc CRD 145179 | Bellevue, WA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.8B | 724 | 2,286 | 15 | 06/16/2026 | ☆ |
| 4015 | Oak Associates Ltd CRD 108874 | Akron, OH | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.8B | 42 | 56 | 8 | 03/06/2026 | ☆ |
| 4016 | Andalusian Private Capital, Lp CRD 313032 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 40 | 40 | 12 | 03/30/2026 | ☆ |
| 4017 | Vista Credit Bdc Management, L.P. CRD 326611 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.8B | 1 | 1 | 0 | 06/04/2026 | ☆ |
| 4018 | Regent Properties, Llc CRD 309360 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 16 | 16 | 28 | 08/01/2026 | ☆ |
| 4019 | Mainline West Fund Manager Llc CRD 147532 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 116 | 116 | 5 | 03/14/2026 | ☆ |
| 4020 | Linden Thomas Advisory Services, Llc CRD 288557 | Charlotte, NC | Wealth Manager · Mid-sized ($1B–$10B) | $1.8B | 1,366 | 7,111 | 14 | 05/27/2026 | ☆ |
| 4021 | Aligned Climate Capital Llc CRD 304716 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 6 | 6 | 18 | 03/30/2026 | ☆ |
| 4022 | Cahill Financial Advisors, Inc. CRD 109890 | Edina, MN | Wealth Manager · Mid-sized ($1B–$10B) | $1.8B | 1,115 | 4,083 | 22 | 03/30/2026 | ☆ |
| 4023 | West Rim Ii Ugp, Llc CRD 339904 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 23 | 23 | 30 | 07/16/2026 | ☆ | |
| 4024 | Marco Investment Management Llc CRD 108170 | Atlanta, GA | Wealth Manager · Mid-sized ($1B–$10B) | $1.8B | 266 | 694 | 10 | 06/21/2026 | ☆ |
| 4025 | Styrax Capital Lp CRD 318435 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 7 | 7 | 9 | 06/12/2026 | ☆ |
| 4026 | Greenwood Capital Associates, Llc CRD 115015 | Greenwood, SC | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.8B | 731 | 731 | 21 | 04/15/2026 | ☆ |
| 4027 | Kaiser Partner Financial Advisors Ltd. CRD 149431 | Zürich | Investment Adviser · Mid-sized ($1B–$10B) | $1.8B | 215 | 304 | 6 | 04/28/2026 | ☆ |
| 4028 | Caliber Wealth Management, Llc CRD 331165 | Overland Park, KS | Wealth Manager · Mid-sized ($1B–$10B) | $1.8B | 1,668 | 5,992 | 24 | 06/24/2026 | ☆ |
| 4029 | Slatestone Wealth Llc CRD 286669 | Jupiter, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.8B | 563 | 1,580 | 28 | 06/03/2026 | ☆ |
| 4030 | Curated Wealth Partners, Llc CRD 297852 | El Segundo, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.8B | 74 | 421 | 12 | 07/29/2026 | ☆ |
| 4031 | Schaper Benz & Wise Investment Counsel Inc CRD 107630 | Neenah, WI | Wealth Manager · Mid-sized ($1B–$10B) | $1.8B | 403 | 1,077 | 15 | 07/09/2026 | ☆ |
| 4032 | Opti Capital Management Lp CRD 292742 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 5 | 3 | 6 | 03/30/2026 | ☆ |
| 4033 | Ofs Capital Management, Llc CRD 153533 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 6 | 13 | 47 | 03/31/2026 | ☆ |
| 4034 | Alternative Investment Management, Llc CRD 158028 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 24 | 24 | 15 | 05/05/2026 | ☆ |
| 4035 | Ironwood Investment Counsel, Llc CRD 110623 | Scottsdale, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $1.8B | 554 | 2,525 | 22 | 03/24/2026 | ☆ |
| 4036 | Rcf Management, Llc CRD 161007 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 15 | 16 | 49 | 03/31/2026 | ☆ |
| 4037 | Talos Eurisko Asset Management Lp CRD 332873 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 4 | 6 | 6 | 03/30/2026 | ☆ |
| 4038 | Petra Capital Management, Inc. CRD 277042 | Seoul | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $1.8B | 5 | 16 | 13 | 07/09/2026 | ☆ |
| 4039 | Quantum Advisors Private Limited CRD 141476 | Mumbai | Investment Adviser · Mid-sized ($1B–$10B) | $1.8B | 3 | 10 | 68 | 06/25/2026 | ☆ |
| 4040 | Gfi Investment Counsel Ltd. CRD 332720 | Toronto, Ontario | Investment Adviser · Mid-sized ($1B–$10B) | $1.8B | 1,059 | 5,833 | 20 | 03/11/2026 | ☆ |
| 4041 | Gef Capital Partners, Llc CRD 293329 | Arlington, VA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 26 | 26 | 52 | 03/31/2026 | ☆ |
| 4042 | Yukon Partners Management, L.L.C. CRD 159991 | Minneapolis, MN | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 18 | 18 | 19 | 03/30/2026 | ☆ |
| 4043 | Mycor Capital Management, Llc CRD 324312 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 6 | 6 | 15 | 03/31/2026 | ☆ |
| 4044 | Caius Capital Llp CRD 285187 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 7 | 7 | 18 | 06/19/2026 | ☆ |
| 4045 | Cushing Asset Management, Lp CRD 131517 | Dallas, TX | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.8B | 6 | 6 | 10 | 03/30/2026 | ☆ |
| 4046 | Caius Capital Us Lp CRD 322911 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 7 | 7 | 2 | 03/26/2026 | ☆ |
| 4047 | Hbw Advisory Services Llc CRD 143665 | Simi Valley, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 13,864 | 14,679 | 72 | 03/17/2026 | ☆ |
| 4048 | Intrua Financial Llc CRD 281554 | Houston, TX | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.7B | 3,380 | 7,272 | 53 | 07/29/2026 | ☆ |
| 4049 | Solum Partners Lp CRD 310213 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 5 | 6 | 24 | 06/15/2026 | ☆ |
| 4050 | Sapient Private Wealth Management Services, Llc CRD 159419 | Eugene, OR | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 661 | 662 | 15 | 03/30/2026 | ☆ |