Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4051 | Caius Capital Llp CRD 285187 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.8B | 7 | 7 | 18 | 06/19/2026 | ☆ |
| 4052 | Cushing Asset Management, Lp CRD 131517 | Dallas, TX | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.8B | 6 | 6 | 10 | 08/06/2026 | ☆ |
| 4053 | Caius Capital Us Lp CRD 322911 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 7 | 7 | 2 | 03/26/2026 | ☆ |
| 4054 | Hbw Advisory Services Llc CRD 143665 | Simi Valley, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 13,864 | 14,679 | 72 | 03/17/2026 | ☆ |
| 4055 | Intrua Financial Llc CRD 281554 | Houston, TX | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.7B | 3,380 | 7,272 | 53 | 07/29/2026 | ☆ |
| 4056 | Solum Partners Lp CRD 310213 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 5 | 6 | 24 | 06/15/2026 | ☆ |
| 4057 | Finser Investment Advisor CRD 142570 | San Antonio, TX | Investment Adviser · Mid-sized ($1B–$10B) | $1.7B | 10 | 10 | 1 | 09/14/2026 | ☆ |
| 4058 | Sapient Private Wealth Management Services, Llc CRD 159419 | Eugene, OR | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 661 | 662 | 15 | 03/30/2026 | ☆ |
| 4059 | Parkman Healthcare Partners Llc CRD 300701 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 7 | 7 | 12 | 03/27/2026 | ☆ |
| 4060 | Swift Creek Real Estate Partners Llc CRD 329614 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 7 | 7 | 13 | 06/09/2026 | ☆ |
| 4061 | Amplius Wealth Advisors, Llc CRD 312463 | Blue Bell, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 781 | 2,847 | 13 | 07/14/2026 | ☆ |
| 4062 | Nextech Ventures (Us) Llc CRD 316683 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 4 | 4 | 8 | 03/30/2026 | ☆ |
| 4063 | Rice Hall James & Associates Llc CRD 125410 | San Diego, CA | Investment Adviser · Mid-sized ($1B–$10B) | $1.7B | 249 | 249 | 23 | 05/06/2026 | ☆ |
| 4064 | Accumulus Capital Management, Llc CRD 160501 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 7 | 7 | 10 | 02/26/2026 | ☆ |
| 4065 | Equus Capital Partners, Ltd. CRD 158719 | Newtown Square, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 9 | 9 | 133 | 03/30/2026 | ☆ |
| 4066 | Bcpc Advisors, Lp CRD 327851 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $1.7B | 1 | 1 | 682 | 03/31/2026 | ☆ |
| 4067 | Latash Investments, Llc CRD 128012 | Anchorage, AK | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $1.7B | 7 | 7 | 8 | 03/30/2026 | ☆ |
| 4068 | Steele Creek Investment Management Llc CRD 170209 | Charlotte, NC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 11 | 11 | 12 | 03/24/2026 | ☆ |
| 4069 | Meridian Wealth Advisors, Llc CRD 282609 | Austin, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 336 | 1,539 | 12 | 04/30/2026 | ☆ |
| 4070 | Wbh Advisory, Inc. CRD 105289 | Baltimore, MD | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 746 | 2,335 | 16 | 04/30/2026 | ☆ |
| 4071 | Amity Ventures, Llc CRD 290313 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 41 | 41 | 10 | 03/30/2026 | ☆ |
| 4072 | Assured Healthcare Partners Llc CRD 311479 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 10 | 10 | 24 | 03/20/2026 | ☆ |
| 4073 | N CRD 20626 | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 3,473 | 4,697 | 217 | 10/30/2025 | ☆ | |
| 4074 | Center Rock Capital Partners, Lp CRD 291521 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 8 | 8 | 18 | 03/31/2026 | ☆ |
| 4075 | Msc Adviser I, Llc CRD 169939 | Houston, TX | Investment Adviser · Mid-sized ($1B–$10B) | $1.7B | 3 | 3 | 116 | 03/31/2026 | ☆ |
| 4076 | Long Path Partners, Lp CRD 299053 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 23 | 23 | 16 | 05/21/2026 | ☆ |
| 4077 | Rw Investment Management Llc CRD 282707 | Eagle, ID | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 796 | 2,377 | 20 | 03/11/2026 | ☆ |
| 4078 | Commonwealth Credit Advisors, Llc CRD 312541 | West Palm Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 2 | 2 | 150 | 03/31/2026 | ☆ |
| 4079 | Wny Asset Management, Llc CRD 153872 | Williamsville, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 3,260 | 3,256 | 35 | 03/19/2026 | ☆ |
| 4080 | Annis Gardner Whiting Capital Advisors Llc CRD 150570 | Tampa, FL | Multi-Family Office · Mid-sized ($1B–$10B) | $1.7B | 142 | 2,044 | 21 | 03/13/2026 | ☆ |
| 4081 | Ally Invest Advisors Inc CRD 170301 | Charlotte, NC | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 83,199 | 79,536 | 8 | 04/01/2026 | ☆ |
| 4082 | Engine Capital Management, Lp CRD 168315 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 8 | 8 | 7 | 05/05/2026 | ☆ |
| 4083 | Liberty Wealth Management, Llc CRD 286001 | Oakland, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 1,554 | 4,338 | 43 | 09/02/2026 | ☆ |
| 4084 | Perry Creek Capital Lp CRD 172376 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 5 | 5 | 7 | 03/26/2026 | ☆ |
| 4085 | Galaxy Digital Capital Management Lp CRD 293908 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 26 | 26 | 61 | 07/01/2026 | ☆ |
| 4086 | Catalyst Financial Partners Llc CRD 299335 | Boston, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 355 | 1,373 | 12 | 09/23/2026 | ☆ |
| 4087 | Advisorshares Investments, Llc CRD 149782 | Bethesda, MD | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.7B | 18 | 18 | 11 | 03/12/2026 | ☆ |
| 4088 | Guidepost Growth Equity Management Company, L.P. CRD 161579 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 5 | 5 | 23 | 03/27/2026 | ☆ |
| 4089 | Wexford Capital Lp CRD 108726 | West Palm Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 16 | 16 | 39 | 05/20/2026 | ☆ |
| 4090 | Rk Capital Management, Llc CRD 314175 | Weston, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 3 | 4 | 9 | 03/30/2026 | ☆ |
| 4091 | Novem Group CRD 158964 | Rochester, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 3,653 | 5,571 | 52 | 09/03/2026 | ☆ |
| 4092 | Princeton Equity Advisors, Lp CRD 310405 | Princeton, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 8 | 8 | 25 | 03/30/2026 | ☆ |
| 4093 | Slate Advisory Service (Us) Llc CRD 310404 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 8 | 11 | 80 | 08/28/2026 | ☆ |
| 4094 | Gcw Partners Llp CRD 292793 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 11 | 15 | 6 | 06/25/2026 | ☆ |
| 4095 | Delegate Advisors, Llc CRD 159953 | Chapel Hill, NC | Multi-Family Office · Mid-sized ($1B–$10B) | $1.7B | 51 | 1,331 | 13 | 03/25/2026 | ☆ |
| 4096 | Omega Fund Management, Llc CRD 157753 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 5 | 5 | 21 | 03/26/2026 | ☆ |
| 4097 | Argent Advisors, Inc. CRD 112028 | Ruston, LA | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 1,499 | 2,888 | 27 | 08/20/2026 | ☆ |
| 4098 | Invictus Private Wealth, Llc CRD 317727 | Wealth Manager · Mid-sized ($1B–$10B) | $1.7B | 485 | 1,754 | 6 | 03/02/2026 | ☆ | |
| 4099 | Colbeck Capital Management, Llc CRD 282406 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 18 | 18 | 20 | 03/31/2026 | ☆ |
| 4100 | Broadwood Capital, Inc CRD 159286 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.7B | 2 | 1 | 6 | 03/31/2026 | ☆ |