Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12751 | Abbington Investment Group, Llc CRD 174407 | South Portland, ME | Wealth Manager · Small ($100M–$1B) | $202M | 50 | 91 | 3 | 03/10/2026 | ☆ |
| 12752 | Kcd Financial, Inc. CRD 127473 | Green Bay, WI | Insurance-Affiliated · Small ($100M–$1B) | $202M | 1,257 | 1,259 | 29 | 08/11/2026 | ☆ |
| 12753 | J M Brown & Associates, Inc. CRD 118427 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $202M | 501 | 971 | 7 | 05/21/2026 | ☆ |
| 12754 | Wealth Advisors, Llc CRD 135875 | Springboro, OH | Wealth Manager · Small ($100M–$1B) | $202M | 272 | 848 | 4 | 02/17/2026 | ☆ |
| 12755 | Kowalski Financial Inc. CRD 300424 | Minneapolis, MN | Insurance-Affiliated · Small ($100M–$1B) | $202M | 166 | 733 | 7 | 01/09/2026 | ☆ |
| 12756 | Sortis Fund Manager, Llc CRD 315584 | Portland, OR | Private Fund Manager · Small ($100M–$1B) | $202M | 6 | 6 | 9 | 03/30/2026 | ☆ |
| 12757 | Portage Wealth Inc CRD 340012 | Oakville | Wealth Manager · Small ($100M–$1B) | $202M | 185 | 185 | 13 | 05/01/2026 | ☆ |
| 12758 | Bam Wealth Management Llc CRD 330237 | Lakewood, CO | Wealth Manager · Small ($100M–$1B) | $202M | 288 | 839 | 15 | 08/24/2026 | ☆ |
| 12759 | Blong Financial, Llc CRD 164746 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $202M | 314 | 474 | 2 | 03/30/2026 | ☆ |
| 12760 | Great River Financial Llc CRD 314172 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $202M | 136 | 438 | 5 | 09/08/2026 | ☆ |
| 12761 | N CRD 316324 | Private Fund Manager · Small ($100M–$1B) | $202M | 14 | 14 | 11 | 08/07/2025 | ☆ | |
| 12762 | Brixey & Meyer Capital Llc CRD 299465 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $202M | 5 | 5 | 15 | 07/22/2026 | ☆ |
| 12763 | Clearview Wealth Advisors, Llc CRD 305737 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $202M | 348 | 823 | 5 | 03/17/2026 | ☆ |
| 12764 | Daner Wealth Management, Llc CRD 317373 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $202M | 190 | 656 | 2 | 03/05/2026 | ☆ |
| 12765 | Brasil Plural Investment Advisor Llc CRD 288563 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $202M | 417 | 417 | 14 | 07/31/2026 | ☆ |
| 12766 | Capzone Management Llc CRD 330135 | Norwalk, CT | Private Fund Manager · Small ($100M–$1B) | $202M | 1 | 1 | 24 | 03/27/2026 | ☆ |
| 12767 | Maxele Advisors, Llc CRD 165129 | Webster Groves, MO | Wealth Manager · Small ($100M–$1B) | $202M | 234 | 624 | 4 | 09/08/2026 | ☆ |
| 12768 | Level One Global Advisors, Llc CRD 316294 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $202M | 2 | 2 | 5 | 03/27/2026 | ☆ |
| 12769 | Kraematon Investment Advisors, Inc. CRD 126869 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $202M | 173 | 476 | 2 | 02/12/2026 | ☆ |
| 12770 | Saul Wealth Advisors, Llc CRD 337371 | Miami, FL | Insurance-Affiliated · Small ($100M–$1B) | $201M | 106 | 349 | 4 | 03/30/2026 | ☆ |
| 12771 | Winforest Llc CRD 329673 | Private Fund Manager · Small ($100M–$1B) | $201M | 2 | 2 | 5 | 06/26/2026 | ☆ | |
| 12772 | Harren Equity Partners, Llc CRD 158494 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $201M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 12773 | Keystone Wealth Advisors, Incorporated CRD 153418 | Eagan, MN | Wealth Manager · Small ($100M–$1B) | $201M | 66 | 66 | 3 | 06/11/2026 | ☆ |
| 12774 | Paradigm Wealth Advisory Llc CRD 283120 | Bridgewater, NJ | Wealth Manager · Small ($100M–$1B) | $201M | 283 | 948 | 14 | 09/14/2026 | ☆ |
| 12775 | Pacific Financial Strategies, Inc CRD 151434 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $201M | 713 | 980 | 5 | 06/24/2026 | ☆ |
| 12776 | Authentic Ventures Investment Manager, Llc CRD 304938 | Oakland, CA | Private Fund Manager · Small ($100M–$1B) | $201M | 14 | 14 | 3 | 06/12/2026 | ☆ |
| 12777 | Strategic Advisory Services, Llc CRD 287984 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $201M | 254 | 464 | 10 | 08/27/2026 | ☆ |
| 12778 | Regents Partners, Llc CRD 322915 | Wealth Manager · Small ($100M–$1B) | $201M | 327 | 327 | 3 | 03/30/2026 | ☆ | |
| 12779 | Waverley Wealth Management Llc CRD 156023 | Mountain View, CA | Wealth Manager · Small ($100M–$1B) | $201M | 114 | 359 | 2 | 01/23/2026 | ☆ |
| 12780 | Upper Left Wealth Management, Llc CRD 288762 | Wealth Manager · Small ($100M–$1B) | $201M | 95 | 370 | 2 | 07/07/2026 | ☆ | |
| 12781 | Sterling Manor Financial, Llc CRD 284218 | Saratoga Springs, NY | Insurance-Affiliated · Small ($100M–$1B) | $201M | 395 | 924 | 3 | 05/11/2026 | ☆ |
| 12782 | My Portfolio Guide, Llc CRD 153188 | Seal Beach, CA | Wealth Manager · Small ($100M–$1B) | $201M | 318 | 653 | 2 | 02/13/2026 | ☆ |
| 12783 | Custom Wealth Management, Llc CRD 340956 | Plymouth, MI | Wealth Manager · Small ($100M–$1B) | $201M | 504 | 1,620 | 3 | 08/17/2026 | ☆ |
| 12784 | Stride Investments, Llc CRD 167037 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $201M | 531 | 1,522 | 8 | 03/24/2026 | ☆ |
| 12785 | Legion Partners Asset Management, Llc CRD 164136 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $201M | 5 | 5 | 4 | 01/28/2026 | ☆ |
| 12786 | Eldridge Sme Advisers, Llc CRD 334010 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $201M | 2 | 2 | 292 | 05/13/2026 | ☆ |
| 12787 | Blue Capital, Inc. CRD 304083 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $201M | 443 | 1,170 | 7 | 03/19/2026 | ☆ |
| 12788 | Calculated Wealth Llc CRD 318985 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $201M | 194 | 194 | 5 | 04/09/2026 | ☆ |
| 12789 | Argo Management And Research Company, Llc CRD 339043 | Private Fund Manager · Small ($100M–$1B) | $201M | 3 | 3 | 3 | 08/28/2026 | ☆ | |
| 12790 | Farrell Financial Llc CRD 321609 | Orchard Park, NY | Wealth Manager · Small ($100M–$1B) | $201M | 233 | 237 | 3 | 08/11/2026 | ☆ |
| 12791 | Risk Management Group, Llc CRD 122366 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $200M | 192 | 465 | 6 | 05/13/2026 | ☆ |
| 12792 | Emerald Bay Wealth Management Llc CRD 160837 | Tahoe City, CA | Wealth Manager · Small ($100M–$1B) | $200M | 40 | 238 | 2 | 03/19/2026 | ☆ |
| 12793 | U.S. Private Wealth, Llc CRD 167288 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $200M | 189 | 489 | 3 | 03/20/2026 | ☆ |
| 12794 | Urs Advisory Llc CRD 289892 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $200M | 173 | 536 | 7 | 09/09/2026 | ☆ |
| 12795 | Comprehensive Money Management Services Llc CRD 121061 | Wealth Manager · Small ($100M–$1B) | $200M | 105 | 500 | 2 | 01/16/2026 | ☆ | |
| 12796 | Harvest Investment Advisors, Llc CRD 136693 | Wealth Manager · Small ($100M–$1B) | $200M | 125 | 280 | 2 | 03/16/2026 | ☆ | |
| 12797 | Weingarten Associates, L.L.C. CRD 127718 | Lawrenceville, NJ | Wealth Manager · Small ($100M–$1B) | $200M | 65 | 354 | 2 | 02/24/2026 | ☆ |
| 12798 | Mh & Associates Securities Management Corp CRD 110516 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $200M | 75 | 152 | 4 | 08/31/2026 | ☆ |
| 12799 | Tandem Investment Partners, Llc CRD 172309 | Bordentown, NJ | Wealth Manager · Small ($100M–$1B) | $200M | 192 | 474 | 4 | 02/09/2026 | ☆ |
| 12800 | Laughlin Financial Llc CRD 165105 | Bloomington, IN | Wealth Manager · Small ($100M–$1B) | $200M | 82 | 391 | 2 | 01/23/2026 | ☆ |