Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12701 | Guiry Capital Management, Llc CRD 122056 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $204M | 33 | 56 | 2 | 03/30/2026 | ☆ |
| 12702 | Monimus Capital Management, Lp CRD 309855 | Woodbridge, NJ | Private Fund Manager · Small ($100M–$1B) | $204M | 2 | 2 | 4 | 03/31/2026 | ☆ |
| 12703 | Royal Capital Wealth Management Llc CRD 292217 | Wealth Manager · Small ($100M–$1B) | $204M | 68 | 202 | 2 | 03/29/2026 | ☆ | |
| 12704 | Frankly Finances Llc CRD 321270 | Wealth Manager · Small ($100M–$1B) | $204M | 29 | 134 | 1 | 02/17/2026 | ☆ | |
| 12705 | Portus Wealth Advisors, Llc CRD 300558 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $204M | 137 | 528 | 4 | 02/27/2026 | ☆ |
| 12706 | Alianza Corp. Investment Advisor CRD 323267 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $204M | 1,207 | 1,207 | 5 | 09/25/2026 | ☆ |
| 12707 | Mb Family Advisors, Llc CRD 166324 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $204M | 8 | 8 | 2 | 09/01/2026 | ☆ |
| 12708 | Viden Arbor Capital L.L.C. CRD 169533 | Wealth Manager · Small ($100M–$1B) | $204M | 21 | 68 | 1 | 04/01/2026 | ☆ | |
| 12709 | Merkkuri Wealth Advisors Llc CRD 330164 | Jericho, NY | Insurance-Affiliated · Small ($100M–$1B) | $204M | 286 | 601 | 7 | 03/18/2026 | ☆ |
| 12710 | Commercial Trust Wealth Management, Llc CRD 337704 | Fayette, MO | Wealth Manager · Small ($100M–$1B) | $204M | 927 | 1,388 | 5 | 07/02/2026 | ☆ |
| 12711 | Teton Wealth Group Llc CRD 311230 | Murray, UT | Wealth Manager · Small ($100M–$1B) | $204M | 849 | 2,417 | 24 | 03/25/2026 | ☆ |
| 12712 | Gehrig Capital Management, Inc. CRD 123250 | Merrillville, IN | Wealth Manager · Small ($100M–$1B) | $204M | 652 | 1,072 | 5 | 09/15/2026 | ☆ |
| 12713 | Crystal Rock Capital Management, Llc. CRD 157296 | Bannockburn, IL | Private Fund Manager · Small ($100M–$1B) | $204M | 1 | 3 | 4 | 02/04/2026 | ☆ |
| 12714 | N CRD 167539 | Wealth Manager · Small ($100M–$1B) | $204M | 118 | 406 | 2 | 03/27/2026 | ☆ | |
| 12715 | N CRD 310602 | Wealth Manager · Small ($100M–$1B) | $204M | 155 | 345 | 14 | 04/01/2025 | ☆ | |
| 12716 | Harkness Capital Management Llc CRD 289882 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $204M | 5 | 5 | 10 | 03/31/2026 | ☆ |
| 12717 | Moler Capital Management, Llc CRD 106969 | Wealth Manager · Small ($100M–$1B) | $204M | 87 | 386 | 3 | 02/23/2026 | ☆ | |
| 12718 | Up North Financial, Llc CRD 150996 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $204M | 337 | 1,065 | 4 | 03/27/2026 | ☆ |
| 12719 | Rochester Wealth Strategies, Llc CRD 299150 | Rochester, MI | Wealth Manager · Small ($100M–$1B) | $204M | 141 | 478 | 5 | 08/20/2026 | ☆ |
| 12720 | Aria Growth Partners Lp CRD 315978 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $204M | 10 | 10 | 5 | 04/30/2026 | ☆ |
| 12721 | Lightsquare Wealth Management, Llc CRD 324958 | Bingham Farms, MI | Wealth Manager · Small ($100M–$1B) | $204M | 172 | 662 | 5 | 06/12/2026 | ☆ |
| 12722 | N CRD 273039 | Wealth Manager · Small ($100M–$1B) | $204M | 164 | 493 | 3 | 03/31/2025 | ☆ | |
| 12723 | Element Squared Llc CRD 311284 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $203M | 478 | 478 | 7 | 09/15/2026 | ☆ |
| 12724 | Sanders Management Group, Ltd CRD 334205 | Southfield, MI | Private Fund Manager · Small ($100M–$1B) | $203M | 4 | 4 | 20 | 01/05/2026 | ☆ |
| 12725 | Rayliant Investment Research CRD 306119 | Walnut, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $203M | 4 | 4 | 21 | 07/30/2026 | ☆ |
| 12726 | Dv Capital Advisors, Llc CRD 330325 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $203M | 7 | 7 | 11 | 03/27/2026 | ☆ |
| 12727 | Kahala Financial Advisors, Llc CRD 108564 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $203M | 163 | 422 | 2 | 03/20/2026 | ☆ |
| 12728 | Wazee Street Capital Management Llc CRD 159165 | Greenwood Village, CO | Private Fund Manager · Small ($100M–$1B) | $203M | 4 | 4 | 4 | 04/24/2026 | ☆ |
| 12729 | Wj Financial Advisors, Llc CRD 142761 | Killingworth, CT | Wealth Manager · Small ($100M–$1B) | $203M | 274 | 684 | 3 | 04/01/2026 | ☆ |
| 12730 | Mcdermott Investment Advisors, Llc CRD 132221 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $203M | 618 | 619 | 10 | 03/24/2026 | ☆ |
| 12731 | Nhwm Llc CRD 328155 | Cedar Knolls, NJ | Wealth Manager · Small ($100M–$1B) | $203M | 228 | 740 | 9 | 08/10/2026 | ☆ |
| 12732 | Ball & Company Wealth Management, Inc. CRD 133950 | Wealth Manager · Small ($100M–$1B) | $203M | 154 | 450 | 4 | 02/04/2026 | ☆ | |
| 12733 | Independent Wealth Management, Llc CRD 124242 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $203M | 176 | 510 | 3 | 05/21/2026 | ☆ |
| 12734 | Syntax Research, Inc. CRD 151948 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $203M | 108 | 230 | 2 | 03/16/2026 | ☆ |
| 12735 | Northsands Capital, L.P. CRD 331698 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $203M | 2 | 2 | 6 | 05/27/2026 | ☆ |
| 12736 | Harmont Fixed Income, Llc CRD 321151 | Investment Adviser · Small ($100M–$1B) | $203M | 1 | 1 | 03/30/2026 | ☆ | ||
| 12737 | Chicago Capital Management, Llc CRD 175453 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $203M | 6 | 6 | 4 | 03/27/2026 | ☆ |
| 12738 | Forness Financial Llc CRD 172473 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $203M | 227 | 680 | 3 | 02/06/2026 | ☆ |
| 12739 | Campbell Financial Partners, Llc CRD 142889 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $203M | 132 | 522 | 2 | 05/05/2026 | ☆ |
| 12740 | Cfm Advisors Inc CRD 111581 | Hauppauge, NY | Wealth Manager · Small ($100M–$1B) | $203M | 216 | 315 | 7 | 03/24/2026 | ☆ |
| 12741 | Wernau Asset Management Inc. CRD 129473 | Gloucester, MA | Wealth Manager · Small ($100M–$1B) | $203M | 103 | 225 | 2 | 02/04/2026 | ☆ |
| 12742 | Steelhead Capital Management, Llc CRD 173440 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $203M | 20 | 20 | 6 | 03/30/2026 | ☆ |
| 12743 | Keenan, Llc CRD 285673 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $202M | 751 | 1,924 | 27 | 04/23/2026 | ☆ |
| 12744 | Hansen & Associates Financial Group Inc. CRD 168363 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $202M | 537 | 1,071 | 4 | 05/13/2026 | ☆ |
| 12745 | Mcguire Capital Advisors, Inc. CRD 164549 | Bethany, OK | Wealth Manager · Small ($100M–$1B) | $202M | 1,440 | 2,119 | 5 | 06/09/2026 | ☆ |
| 12746 | Robinson Value Management, Ltd. CRD 110156 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $202M | 56 | 115 | 2 | 02/23/2026 | ☆ |
| 12747 | N CRD 107961 | Wealth Manager · Small ($100M–$1B) | $202M | 161 | 339 | 4 | 03/17/2025 | ☆ | |
| 12748 | Phil A. Younker & Associates, Ltd. CRD 311775 | Investment Adviser · Small ($100M–$1B) | $202M | 113 | 302 | 2 | 02/06/2026 | ☆ | |
| 12749 | Johnson Lyman, Inc. CRD 150150 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $202M | 57 | 57 | 2 | 03/04/2026 | ☆ |
| 12750 | Naylor Capital Llc CRD 170821 | Institutional / Pension Advisor · Small ($100M–$1B) | $202M | 170 | 347 | 3 | 03/21/2026 | ☆ |