Investment advisers
44,562 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12901 | Baird Venture Partners Management Company V, Llc CRD 298155 | Milwaukee, WI | Private Fund Manager · Small ($100M–$1B) | $195M | 3 | 3 | 14 | 06/24/2026 | ☆ |
| 12902 | Frugal Financial Retirement Plan Services, Llc CRD 168390 | Mobile, AL | Institutional / Pension Advisor · Small ($100M–$1B) | $195M | 128 | 128 | 4 | 03/27/2026 | ☆ |
| 12903 | Columbia River Financial Group, Llc CRD 288539 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $195M | 278 | 731 | 4 | 03/17/2026 | ☆ |
| 12904 | Ohiggins Asset Management Inc CRD 107194 | Endowment & Foundation Advisor · Small ($100M–$1B) | $195M | 49 | 49 | 3 | 03/31/2026 | ☆ | |
| 12905 | Bright Path Sports Partners, Llc CRD 327730 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $195M | 2 | 2 | 4 | 03/27/2026 | ☆ |
| 12906 | Fenton Gregory Coleman CRD 133301 | Sandwich, MA | Wealth Manager · Small ($100M–$1B) | $195M | 123 | 264 | 2 | 01/08/2026 | ☆ |
| 12907 | Altmore Capital Investment Management, Llc CRD 312292 | Arlington, VA | Private Fund Manager · Small ($100M–$1B) | $195M | 11 | 11 | 10 | 05/13/2026 | ☆ |
| 12908 | Alpha Dna Investment Management Llc CRD 288198 | Columbia, MD | Investment Adviser · Small ($100M–$1B) | $195M | 28 | 655 | 4 | 03/19/2026 | ☆ |
| 12909 | Michael Traxler Wealth Management, Llc CRD 285427 | New Prague, MN | Wealth Manager · Small ($100M–$1B) | $195M | 433 | 1,096 | 6 | 02/24/2026 | ☆ |
| 12910 | Sensible Portfolios, Llc CRD 121045 | Wealth Manager · Small ($100M–$1B) | $195M | 173 | 305 | 2 | 03/30/2026 | ☆ | |
| 12911 | Amuni Financial, Inc. CRD 8365 | St Petersburg, FL | Insurance-Affiliated · Small ($100M–$1B) | $195M | 283 | 454 | 21 | 03/12/2026 | ☆ |
| 12912 | Aeref Management, Llc CRD 322495 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $194M | 2 | 2 | 20 | 03/31/2026 | ☆ |
| 12913 | N CRD 291883 | Wealth Manager · Small ($100M–$1B) | $194M | 101 | 216 | 2 | 01/31/2025 | ☆ | |
| 12914 | Liberty Financial Group, Inc. CRD 111272 | Elm Grove, WI | Wealth Manager · Small ($100M–$1B) | $194M | 238 | 766 | 5 | 03/30/2026 | ☆ |
| 12915 | Accord Equity Advisors Llc CRD 166977 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $194M | 5 | 5 | 7 | 06/22/2026 | ☆ |
| 12916 | Drum Hill Capital, Llc CRD 123359 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $194M | 73 | 210 | 3 | 07/02/2026 | ☆ |
| 12917 | Neil Jesani Wealth Management, Llc CRD 322345 | Sunrise, FL | Wealth Manager · Small ($100M–$1B) | $194M | 95 | 195 | 13 | 08/11/2026 | ☆ |
| 12918 | Wacona Capital, Llc CRD 331836 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $194M | 5 | 5 | 5 | 11/25/2025 | ☆ |
| 12919 | Cypress Ridge Capital, L.P. CRD 322529 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $194M | 5 | 5 | 6 | 07/28/2026 | ☆ |
| 12920 | Townsend Personal Financial Planning, Llc CRD 126241 | Columbus, GA | Wealth Manager · Small ($100M–$1B) | $194M | 179 | 449 | 3 | 02/25/2026 | ☆ |
| 12921 | Innovative Advisory Group, Llc CRD 146618 | Lexington, MA | Wealth Manager · Small ($100M–$1B) | $194M | 300 | 800 | 10 | 02/19/2026 | ☆ |
| 12922 | T.T.G. Financial, Inc. CRD 129004 | Canton, OH | Wealth Manager · Small ($100M–$1B) | $194M | 207 | 210 | 6 | 02/23/2026 | ☆ |
| 12923 | Capital And Planning, Llc CRD 321104 | Jonesboro, GA | Insurance-Affiliated · Small ($100M–$1B) | $194M | 517 | 792 | 2 | 05/15/2026 | ☆ |
| 12924 | Integrity Wealth Partners, Llc CRD 167314 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $194M | 231 | 547 | 4 | 03/27/2026 | ☆ |
| 12925 | Tetley Investments, Llc CRD 164130 | Park Ridge, IL | Wealth Manager · Small ($100M–$1B) | $194M | 172 | 525 | 3 | 03/02/2026 | ☆ |
| 12926 | Buckley Capital Advisors, Llc CRD 268818 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $194M | 8 | 8 | 6 | 03/31/2026 | ☆ |
| 12927 | Mws Capital Consultants Llc CRD 125061 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $194M | 142 | 449 | 3 | 02/18/2026 | ☆ |
| 12928 | Morgens, Waterfall, Vintiadis & Company, Inc. CRD 108692 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $194M | 3 | 3 | 9 | 03/17/2026 | ☆ |
| 12929 | D. M. Brenner, Inc. CRD 134398 | Solana Beach, CA | Insurance-Affiliated · Small ($100M–$1B) | $194M | 137 | 369 | 5 | 03/30/2026 | ☆ |
| 12930 | Xpv Management Llc CRD 322445 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $194M | 9 | 9 | 17 | 04/30/2026 | ☆ |
| 12931 | One Wealth Management Investment And Advisory Services, Llc CRD 288030 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $193M | 138 | 465 | 5 | 03/11/2026 | ☆ |
| 12932 | Sandia Wealth Management, Llc CRD 159402 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $193M | 239 | 562 | 3 | 03/24/2026 | ☆ |
| 12933 | Pine Haven Investment Counsel, Inc. CRD 129365 | Wealth Manager · Small ($100M–$1B) | $193M | 84 | 323 | 3 | 02/20/2026 | ☆ | |
| 12934 | Future Financial Wealth Management Group, Llc CRD 291484 | Cincinnati, OH | Insurance-Affiliated · Small ($100M–$1B) | $193M | 218 | 595 | 4 | 07/15/2026 | ☆ |
| 12935 | Dynamic Wealth Advisors CRD 169792 | Surprise, AZ | Wealth Manager · Small ($100M–$1B) | $193M | 315 | 792 | 4 | 08/11/2026 | ☆ |
| 12936 | Kazazian Asset Management, Llc CRD 328433 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $193M | 2 | 3 | 2 | 03/25/2026 | ☆ |
| 12937 | Stonecreek Private Wealth, Llc CRD 323473 | Wealth Manager · Small ($100M–$1B) | $193M | 69 | 202 | 1 | 02/26/2026 | ☆ | |
| 12938 | Retirement Plan Fiduciaries, Llc CRD 161137 | Institutional / Pension Advisor · Small ($100M–$1B) | $193M | 51 | 51 | 2 | 03/02/2026 | ☆ | |
| 12939 | Kastel Capital Advisors, Llc CRD 226520 | Wellesley, MA | Wealth Manager · Small ($100M–$1B) | $193M | 67 | 265 | 3 | 06/01/2026 | ☆ |
| 12940 | Balanced Rock Investment Advisors Llc CRD 157424 | Roslindale, MA | Wealth Manager · Small ($100M–$1B) | $193M | 210 | 834 | 5 | 05/13/2026 | ☆ |
| 12941 | 3 Factor Indexing, Llc CRD 160356 | Wealth Manager · Small ($100M–$1B) | $193M | 48 | 174 | 4 | 03/26/2026 | ☆ | |
| 12942 | January Capital Advisors Llc CRD 177514 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $193M | 186 | 470 | 4 | 03/31/2026 | ☆ |
| 12943 | Rmdr Advisors, Inc. CRD 118473 | Insurance-Affiliated · Small ($100M–$1B) | $193M | 180 | 488 | 3 | 03/16/2026 | ☆ | |
| 12944 | Elemental Capital Partners Llc CRD 283897 | Wealth Manager · Small ($100M–$1B) | $193M | 63 | 122 | 1 | 03/02/2026 | ☆ | |
| 12945 | Hinchley Advisory Group, Llc CRD 157860 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $193M | 296 | 917 | 5 | 04/06/2026 | ☆ |
| 12946 | Willner & Heller Llc CRD 135406 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $193M | 178 | 472 | 3 | 06/10/2026 | ☆ |
| 12947 | East Guilford Financial Services Llc CRD 127481 | Madison, CT | Insurance-Affiliated · Small ($100M–$1B) | $193M | 301 | 732 | 1 | 03/24/2026 | ☆ |
| 12948 | Terra Alpha Investments Llc CRD 288690 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $193M | 5 | 5 | 9 | 03/12/2026 | ☆ |
| 12949 | Cape Ann Capital, Inc. CRD 128942 | Concord, MA | Wealth Manager · Small ($100M–$1B) | $193M | 246 | 549 | 2 | 03/31/2026 | ☆ |
| 12950 | Kinzie Capital Partners Lp CRD 305445 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $193M | 8 | 8 | 12 | 03/27/2026 | ☆ |