Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12951 | Bright Path Sports Partners, Llc CRD 327730 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $195M | 2 | 2 | 4 | 09/25/2026 | ☆ |
| 12952 | Fenton Gregory Coleman CRD 133301 | Sandwich, MA | Wealth Manager · Small ($100M–$1B) | $195M | 123 | 264 | 2 | 01/08/2026 | ☆ |
| 12953 | Altmore Capital Investment Management, Llc CRD 312292 | Arlington, VA | Private Fund Manager · Small ($100M–$1B) | $195M | 11 | 11 | 10 | 05/13/2026 | ☆ |
| 12954 | Alpha Dna Investment Management Llc CRD 288198 | Columbia, MD | Investment Adviser · Small ($100M–$1B) | $195M | 28 | 655 | 4 | 03/19/2026 | ☆ |
| 12955 | Michael Traxler Wealth Management, Llc CRD 285427 | New Prague, MN | Wealth Manager · Small ($100M–$1B) | $195M | 433 | 1,096 | 6 | 02/24/2026 | ☆ |
| 12956 | Sensible Portfolios, Llc CRD 121045 | Wealth Manager · Small ($100M–$1B) | $195M | 173 | 305 | 2 | 03/30/2026 | ☆ | |
| 12957 | Amuni Financial, Inc. CRD 8365 | St Petersburg, FL | Insurance-Affiliated · Small ($100M–$1B) | $195M | 283 | 454 | 21 | 03/12/2026 | ☆ |
| 12958 | Aeref Management, Llc CRD 322495 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $194M | 2 | 2 | 20 | 03/31/2026 | ☆ |
| 12959 | N CRD 291883 | Wealth Manager · Small ($100M–$1B) | $194M | 101 | 216 | 2 | 01/31/2025 | ☆ | |
| 12960 | 3 D Advisor Group, Inc. CRD 342109 | Wealth Manager · Small ($100M–$1B) | $194M | 102 | 284 | 2 | 09/10/2026 | ☆ | |
| 12961 | Liberty Financial Group, Inc. CRD 111272 | Elm Grove, WI | Wealth Manager · Small ($100M–$1B) | $194M | 238 | 766 | 5 | 03/30/2026 | ☆ |
| 12962 | Accord Equity Advisors Llc CRD 166977 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $194M | 5 | 5 | 7 | 09/18/2026 | ☆ |
| 12963 | Drum Hill Capital, Llc CRD 123359 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $194M | 73 | 210 | 3 | 09/02/2026 | ☆ |
| 12964 | Neil Jesani Wealth Management, Llc CRD 322345 | Sunrise, FL | Wealth Manager · Small ($100M–$1B) | $194M | 95 | 195 | 13 | 08/18/2026 | ☆ |
| 12965 | Wacona Capital, Llc CRD 331836 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $194M | 5 | 5 | 5 | 11/25/2025 | ☆ |
| 12966 | Cypress Ridge Capital, L.P. CRD 322529 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $194M | 5 | 5 | 6 | 07/28/2026 | ☆ |
| 12967 | Townsend Personal Financial Planning, Llc CRD 126241 | Columbus, GA | Wealth Manager · Small ($100M–$1B) | $194M | 179 | 449 | 3 | 02/25/2026 | ☆ |
| 12968 | Innovative Advisory Group, Llc CRD 146618 | Lexington, MA | Wealth Manager · Small ($100M–$1B) | $194M | 300 | 800 | 9 | 09/22/2026 | ☆ |
| 12969 | T.T.G. Financial, Inc. CRD 129004 | Canton, OH | Wealth Manager · Small ($100M–$1B) | $194M | 207 | 210 | 6 | 09/04/2026 | ☆ |
| 12970 | Capital And Planning, Llc CRD 321104 | Jonesboro, GA | Insurance-Affiliated · Small ($100M–$1B) | $194M | 517 | 792 | 2 | 05/15/2026 | ☆ |
| 12971 | Integrity Wealth Partners, Llc CRD 167314 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $194M | 231 | 547 | 4 | 03/27/2026 | ☆ |
| 12972 | Tetley Investments, Llc CRD 164130 | Park Ridge, IL | Wealth Manager · Small ($100M–$1B) | $194M | 172 | 525 | 3 | 03/02/2026 | ☆ |
| 12973 | Buckley Capital Advisors, Llc CRD 268818 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $194M | 8 | 8 | 6 | 03/31/2026 | ☆ |
| 12974 | Mws Capital Consultants Llc CRD 125061 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $194M | 142 | 449 | 3 | 02/18/2026 | ☆ |
| 12975 | Morgens, Waterfall, Vintiadis & Company, Inc. CRD 108692 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $194M | 3 | 3 | 9 | 03/17/2026 | ☆ |
| 12976 | D. M. Brenner, Inc. CRD 134398 | Solana Beach, CA | Insurance-Affiliated · Small ($100M–$1B) | $194M | 137 | 369 | 5 | 03/30/2026 | ☆ |
| 12977 | Xpv Management Llc CRD 322445 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $194M | 9 | 9 | 17 | 04/30/2026 | ☆ |
| 12978 | One Wealth Management Investment And Advisory Services, Llc CRD 288030 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $193M | 138 | 465 | 5 | 03/11/2026 | ☆ |
| 12979 | Sandia Wealth Management, Llc CRD 159402 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $193M | 239 | 562 | 3 | 03/24/2026 | ☆ |
| 12980 | Pine Haven Investment Counsel, Inc. CRD 129365 | Wealth Manager · Small ($100M–$1B) | $193M | 84 | 323 | 3 | 02/20/2026 | ☆ | |
| 12981 | Future Financial Wealth Management Group, Llc CRD 291484 | Cincinnati, OH | Insurance-Affiliated · Small ($100M–$1B) | $193M | 218 | 595 | 4 | 08/21/2026 | ☆ |
| 12982 | Dynamic Wealth Advisors CRD 169792 | Surprise, AZ | Wealth Manager · Small ($100M–$1B) | $193M | 315 | 792 | 4 | 08/26/2026 | ☆ |
| 12983 | Kazazian Asset Management, Llc CRD 328433 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $193M | 2 | 3 | 2 | 03/25/2026 | ☆ |
| 12984 | Stonecreek Private Wealth, Llc CRD 323473 | Wealth Manager · Small ($100M–$1B) | $193M | 69 | 202 | 1 | 02/26/2026 | ☆ | |
| 12985 | Retirement Plan Fiduciaries, Llc CRD 161137 | Institutional / Pension Advisor · Small ($100M–$1B) | $193M | 51 | 51 | 2 | 03/02/2026 | ☆ | |
| 12986 | Kastel Capital Advisors, Llc CRD 226520 | Wellesley, MA | Wealth Manager · Small ($100M–$1B) | $193M | 67 | 265 | 3 | 06/01/2026 | ☆ |
| 12987 | Balanced Rock Investment Advisors Llc CRD 157424 | Roslindale, MA | Wealth Manager · Small ($100M–$1B) | $193M | 210 | 834 | 5 | 05/13/2026 | ☆ |
| 12988 | 3 Factor Indexing, Llc CRD 160356 | Wealth Manager · Small ($100M–$1B) | $193M | 48 | 174 | 4 | 03/26/2026 | ☆ | |
| 12989 | January Capital Advisors Llc CRD 177514 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $193M | 186 | 470 | 4 | 03/31/2026 | ☆ |
| 12990 | Rmdr Advisors, Inc. CRD 118473 | Insurance-Affiliated · Small ($100M–$1B) | $193M | 180 | 488 | 3 | 03/16/2026 | ☆ | |
| 12991 | Elemental Capital Partners Llc CRD 283897 | Wealth Manager · Small ($100M–$1B) | $193M | 63 | 122 | 1 | 03/02/2026 | ☆ | |
| 12992 | Hinchley Advisory Group, Llc CRD 157860 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $193M | 296 | 917 | 5 | 04/06/2026 | ☆ |
| 12993 | Willner & Heller Llc CRD 135406 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $193M | 178 | 472 | 3 | 06/10/2026 | ☆ |
| 12994 | East Guilford Financial Services Llc CRD 127481 | Madison, CT | Insurance-Affiliated · Small ($100M–$1B) | $193M | 301 | 732 | 1 | 03/24/2026 | ☆ |
| 12995 | Terra Alpha Investments Llc CRD 288690 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $193M | 5 | 5 | 9 | 03/12/2026 | ☆ |
| 12996 | Cape Ann Capital, Inc. CRD 128942 | Concord, MA | Wealth Manager · Small ($100M–$1B) | $193M | 246 | 549 | 2 | 03/31/2026 | ☆ |
| 12997 | Kinzie Capital Partners Lp CRD 305445 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $193M | 8 | 8 | 12 | 03/27/2026 | ☆ |
| 12998 | Wickham Financial Group, Inc. CRD 307299 | Marietta, GA | Insurance-Affiliated · Small ($100M–$1B) | $193M | 308 | 795 | 4 | 03/27/2026 | ☆ |
| 12999 | High Point Wealth Management, Llc CRD 147111 | Chester, NJ | Wealth Manager · Small ($100M–$1B) | $193M | 146 | 374 | 2 | 02/13/2026 | ☆ |
| 13000 | Baybridge Capital Group, Llc CRD 284867 | Livermore, CA | Wealth Manager · Small ($100M–$1B) | $193M | 220 | 554 | 4 | 03/30/2026 | ☆ |