Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15301 | Haykin, Michael CRD 113249 | Wealth Manager · Small ($100M–$1B) | $125M | 60 | 190 | 2 | 06/15/2026 | ☆ | |
| 15302 | N CRD 117749 | Wealth Manager · Small ($100M–$1B) | $125M | 130 | 465 | 2 | 11/04/2025 | ☆ | |
| 15303 | Captial Advisor Network CRD 297578 | Lafayette, IN | Wealth Manager · Small ($100M–$1B) | $124M | 904 | 1,261 | 18 | 03/23/2026 | ☆ |
| 15304 | Cb Capital Llc CRD 300200 | North Smithfield, RI | Wealth Manager · Small ($100M–$1B) | $124M | 61 | 188 | 1 | 09/04/2026 | ☆ |
| 15305 | Fortis Private Wealth Advisors, Llc CRD 304494 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $124M | 9 | 15 | 3 | 03/20/2026 | ☆ |
| 15306 | Vorpahl Wing Advisors, Inc. CRD 47548 | Spokane, WA | Insurance-Affiliated · Small ($100M–$1B) | $124M | 557 | 557 | 5 | 07/21/2026 | ☆ |
| 15307 | Streamsong Advisors, Llc CRD 168250 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $124M | 268 | 479 | 5 | 08/07/2026 | ☆ |
| 15308 | Sila Financial, Llc CRD 298406 | Wealth Manager · Small ($100M–$1B) | $124M | 100 | 303 | 2 | 02/03/2026 | ☆ | |
| 15309 | Coral Wealth Management, Llc CRD 307117 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $124M | 252 | 520 | 2 | 07/28/2026 | ☆ |
| 15310 | Rilex Capital Llc CRD 309783 | Manasquan, NJ | Insurance-Affiliated · Small ($100M–$1B) | $124M | 170 | 170 | 1 | 05/13/2026 | ☆ |
| 15311 | Apo Financial Services, Llc CRD 297647 | Westminster, CO | Wealth Manager · Small ($100M–$1B) | $124M | 542 | 929 | 7 | 04/01/2026 | ☆ |
| 15312 | Watkinson Capital Advisors Llc CRD 151862 | Berwyn, PA | Wealth Manager · Small ($100M–$1B) | $124M | 92 | 124 | 3 | 09/08/2026 | ☆ |
| 15313 | Oakmont Wealth Advisory, Llc CRD 299021 | Columbia, MD | Wealth Manager · Small ($100M–$1B) | $124M | 65 | 185 | 3 | 03/11/2026 | ☆ |
| 15314 | Royal Palms Capital, Llc CRD 135304 | Wealth Manager · Small ($100M–$1B) | $124M | 87 | 249 | 1 | 06/29/2026 | ☆ | |
| 15315 | Merryfield Barnes, Llc CRD 159862 | Ithaca, NY | Wealth Manager · Small ($100M–$1B) | $124M | 200 | 476 | 4 | 03/20/2026 | ☆ |
| 15316 | Cardea Capital Advisors, Llc CRD 307600 | Vero Beach, FL | Wealth Manager · Small ($100M–$1B) | $124M | 257 | 393 | 9 | 07/27/2026 | ☆ |
| 15317 | Emergent Capital Advisors, Llc CRD 156112 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $124M | 1 | 1 | 4 | 03/16/2026 | ☆ |
| 15318 | T.R.U.E. Coastal Capital, Llc CRD 281556 | Savannah, GA | Insurance-Affiliated · Small ($100M–$1B) | $124M | 156 | 416 | 4 | 03/25/2026 | ☆ |
| 15319 | Jmh Wealth Management, Llc CRD 139294 | Hanover, NH | Wealth Manager · Small ($100M–$1B) | $124M | 80 | 203 | 3 | 05/01/2026 | ☆ |
| 15320 | Eagle Point Enhanced Income Management Llc CRD 327357 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $124M | 1 | 1 | 90 | 07/14/2026 | ☆ |
| 15321 | Peterson Financial Services Llc CRD 106127 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $124M | 162 | 162 | 2 | 02/06/2026 | ☆ |
| 15322 | Brooklawn Capital Advisors Llc CRD 287796 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $124M | 10 | 14 | 1 | 03/30/2026 | ☆ |
| 15323 | Surience Private Wealth Llc CRD 313055 | Yakima, WA | Wealth Manager · Small ($100M–$1B) | $124M | 148 | 318 | 3 | 05/04/2026 | ☆ |
| 15324 | Abridge Partners, Llc CRD 145247 | Insurance-Affiliated · Small ($100M–$1B) | $124M | 116 | 319 | 5 | 03/23/2026 | ☆ | |
| 15325 | Meridian Asset Management, Llc CRD 154239 | Investment Adviser · Small ($100M–$1B) | $124M | 62 | 80 | 2 | 02/17/2026 | ☆ | |
| 15326 | Holon Wealth Management, Inc CRD 336780 | Wealth Manager · Small ($100M–$1B) | $124M | 60 | 187 | 1 | 08/28/2026 | ☆ | |
| 15327 | Infinity 8 Investments, Llc CRD 152180 | Cupertino, CA | Wealth Manager · Small ($100M–$1B) | $124M | 65 | 171 | 1 | 08/17/2026 | ☆ |
| 15328 | Titan Investment Management Llc CRD 291148 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $124M | 269 | 439 | 4 | 03/03/2026 | ☆ |
| 15329 | Iowa Wealth Management, Llc CRD 286435 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $124M | 142 | 377 | 4 | 02/09/2026 | ☆ |
| 15330 | Midwest Financial Associates, Inc. CRD 158573 | Rockford, IL | Wealth Manager · Small ($100M–$1B) | $124M | 301 | 632 | 4 | 07/07/2026 | ☆ |
| 15331 | Im Wealth Partners Investment Advisors Llc CRD 307379 | Blue Bell, PA | Wealth Manager · Small ($100M–$1B) | $124M | 17 | 74 | 16 | 09/04/2026 | ☆ |
| 15332 | Agilis Investment Management Llc CRD 336358 | Wilton, CT | Wealth Manager · Small ($100M–$1B) | $124M | 212 | 212 | 4 | 05/27/2026 | ☆ |
| 15333 | Tqm Wealth Partners, Llc CRD 282979 | Marblehead, MA | Wealth Manager · Small ($100M–$1B) | $124M | 65 | 220 | 4 | 05/12/2026 | ☆ |
| 15334 | Greenleaf Financial Network, Llc CRD 284165 | Wealth Manager · Small ($100M–$1B) | $124M | 189 | 329 | 11 | 08/18/2026 | ☆ | |
| 15335 | Cosey Financial Services, Inc. CRD 140175 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $124M | 404 | 908 | 6 | 02/25/2026 | ☆ |
| 15336 | Kucharo Wealth, Llc CRD 329601 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $124M | 49 | 258 | 2 | 08/20/2026 | ☆ |
| 15337 | Peace Of Mind Financial, Inc CRD 289067 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $124M | 121 | 404 | 5 | 03/27/2026 | ☆ |
| 15338 | Schuylkill Financial, Llc CRD 143052 | Wyomissing, PA | Insurance-Affiliated · Small ($100M–$1B) | $124M | 127 | 367 | 2 | 03/09/2026 | ☆ |
| 15339 | Candide Group, Llc CRD 286086 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $124M | 11 | 16 | 13 | 03/31/2026 | ☆ |
| 15340 | Fitzwilliams Wealth Management Inc. CRD 312192 | Chesapeake, VA | Wealth Manager · Small ($100M–$1B) | $124M | 634 | 634 | 13 | 09/15/2026 | ☆ |
| 15341 | Daly Investment Management, Llc CRD 149980 | Mount Prospect, IL | Wealth Manager · Small ($100M–$1B) | $124M | 125 | 125 | 1 | 06/10/2026 | ☆ |
| 15342 | Tactica Llc CRD 335272 | Private Fund Manager · Small ($100M–$1B) | $124M | 10 | 13 | 1 | 03/30/2026 | ☆ | |
| 15343 | Ideal Retirement Solutions, Llc CRD 333393 | Port Charlotte, FL | Insurance-Affiliated · Small ($100M–$1B) | $124M | 311 | 594 | 8 | 04/30/2026 | ☆ |
| 15344 | Zuckerman Capital Management, Llc CRD 148549 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $123M | 136 | 386 | 2 | 04/23/2026 | ☆ |
| 15345 | Q2 Wealth Management Llc CRD 314932 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $123M | 152 | 426 | 3 | 07/31/2026 | ☆ |
| 15346 | Gallagher Wealth Management, Inc CRD 161266 | Danville, CA | Wealth Manager · Small ($100M–$1B) | $123M | 117 | 360 | 4 | 03/05/2026 | ☆ |
| 15347 | Investment Management Trust, Llc CRD 129456 | Fitchburg, MA | Wealth Manager · Small ($100M–$1B) | $123M | 147 | 305 | 1 | 03/25/2026 | ☆ |
| 15348 | O'domhnaill Enterprises, Inc. CRD 323384 | Cody, WY | Wealth Manager · Small ($100M–$1B) | $123M | 211 | 354 | 6 | 02/10/2026 | ☆ |
| 15349 | Dewitt Investment Research & Management Inc CRD 108232 | Collegeville, PA | Wealth Manager · Small ($100M–$1B) | $123M | 85 | 194 | 4 | 04/14/2026 | ☆ |
| 15350 | Pacific Specialty Investment Group, Llc CRD 282463 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $123M | 103 | 265 | 2 | 08/04/2026 | ☆ |