Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15351 | Regal Advisory Services, Inc. CRD 123842 | Glenview, IL | Wealth Manager · Small ($100M–$1B) | $121M | 274 | 274 | 25 | 07/31/2026 | ☆ |
| 15352 | Pathfinder Wealth Management, Inc. CRD 122768 | Rockford, IL | Insurance-Affiliated · Small ($100M–$1B) | $121M | 142 | 145 | 5 | 03/13/2026 | ☆ |
| 15353 | Wealth Script Advisors Llc CRD 334760 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $121M | 51 | 187 | 2 | 06/24/2026 | ☆ |
| 15354 | Matrix Planning Inc CRD 110812 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $121M | 17 | 82 | 4 | 04/01/2026 | ☆ |
| 15355 | Connective Portfolio Management, Llc CRD 297755 | New York, NY | Investment Adviser · Small ($100M–$1B) | $121M | 14 | 14 | 2 | 02/05/2026 | ☆ |
| 15356 | Alder Point Capital Management Llc CRD 337839 | Lafayette, CO | Private Fund Manager · Small ($100M–$1B) | $121M | 3 | 3 | 6 | 05/15/2026 | ☆ |
| 15357 | Wealth Planning Asset Management Limited Liability Company CRD 279034 | Bedminster, NJ | Wealth Manager · Small ($100M–$1B) | $121M | 224 | 224 | 3 | 06/03/2026 | ☆ |
| 15358 | N CRD 299174 | Wealth Manager · Small ($100M–$1B) | $121M | 127 | 403 | 3 | 04/16/2025 | ☆ | |
| 15359 | Strickland Davis Advisors Llc CRD 126538 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $121M | 93 | 203 | 3 | 03/23/2026 | ☆ |
| 15360 | Encompass Advisory Services, Llc CRD 283574 | Katy, TX | Insurance-Affiliated · Small ($100M–$1B) | $121M | 433 | 1,007 | 14 | 03/27/2026 | ☆ |
| 15361 | 4 Sight Wealth Advisors Llc CRD 286127 | Skokie, IL | Multi-Family Office · Small ($100M–$1B) | $121M | 7 | 79 | 1 | 05/26/2026 | ☆ |
| 15362 | Life Strategies, Inc. CRD 167732 | La Jolla, CA | Insurance-Affiliated · Small ($100M–$1B) | $121M | 115 | 269 | 2 | 02/20/2026 | ☆ |
| 15363 | Arrow Wealth Advisors, Inc. CRD 290853 | Lynchburg, VA | Wealth Manager · Small ($100M–$1B) | $121M | 198 | 516 | 2 | 08/07/2026 | ☆ |
| 15364 | Genesis Advisors, Llc CRD 151976 | Fishers, IN | Wealth Manager · Small ($100M–$1B) | $121M | 132 | 364 | 4 | 02/06/2026 | ☆ |
| 15365 | Allen Financial Management, Llc CRD 153511 | Oxford, MI | Wealth Manager · Small ($100M–$1B) | $121M | 288 | 536 | 1 | 03/04/2026 | ☆ |
| 15366 | Gudorf Financial Group, Llc CRD 339836 | Dayton, OH | Wealth Manager · Small ($100M–$1B) | $121M | 103 | 242 | 4 | 05/29/2026 | ☆ |
| 15367 | Greensview Wealth Management Llc CRD 297321 | Franklin, TN | Insurance-Affiliated · Small ($100M–$1B) | $121M | 178 | 373 | 5 | 01/04/2024 | ☆ |
| 15368 | Resnick Wealth Alliance, Llc CRD 316188 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $121M | 62 | 110 | 2 | 05/28/2026 | ☆ |
| 15369 | West Financial Strategies, Inc. CRD 118241 | Sanford, NC | Wealth Manager · Small ($100M–$1B) | $121M | 140 | 318 | 3 | 05/08/2026 | ☆ |
| 15370 | N CRD 289567 | Wealth Manager · Small ($100M–$1B) | $121M | 292 | 938 | 2 | 04/29/2025 | ☆ | |
| 15371 | Wellington Capital Management, Inc. CRD 130131 | Wealth Manager · Small ($100M–$1B) | $121M | 70 | 212 | 1 | 03/31/2026 | ☆ | |
| 15372 | Jbglobal.Com Llc CRD 119111 | New York, NY | Wealth Manager · Small ($100M–$1B) | $121M | 50 | 185 | 1 | 01/10/2026 | ☆ |
| 15373 | Crescendo Wealth Group Llc CRD 333264 | Insurance-Affiliated · Small ($100M–$1B) | $121M | 67 | 67 | 2 | 03/03/2026 | ☆ | |
| 15374 | Symmetry Wealth Management, Llc CRD 297002 | Mount Prospect, IL | Wealth Manager · Small ($100M–$1B) | $121M | 67 | 300 | 2 | 05/14/2026 | ☆ |
| 15375 | N CRD 116062 | Wealth Manager · Small ($100M–$1B) | $121M | 269 | 466 | 4 | 05/12/2025 | ☆ | |
| 15376 | Craft Asset Management Llc CRD 289557 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $121M | 224 | 478 | 7 | 05/01/2026 | ☆ |
| 15377 | Doucet Asset Management, Llc CRD 141546 | New Orleans, LA | Investment Adviser · Small ($100M–$1B) | $121M | 48 | 48 | 2 | 03/19/2026 | ☆ |
| 15378 | Epic Wealth Management, Llc CRD 297643 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $121M | 153 | 406 | 5 | 03/13/2026 | ☆ |
| 15379 | Women's Wealth Advisor CRD 317291 | Chester, NJ | Insurance-Affiliated · Small ($100M–$1B) | $121M | 317 | 802 | 12 | 04/24/2026 | ☆ |
| 15380 | Van Winkle Wealth Management Group Llc CRD 134813 | Newark, OH | Wealth Manager · Small ($100M–$1B) | $121M | 392 | 792 | 1 | 06/29/2026 | ☆ |
| 15381 | Montchanin Asset Management, Llc CRD 304367 | Montchanin, DE | Wealth Manager · Small ($100M–$1B) | $121M | 60 | 100 | 2 | 03/31/2026 | ☆ |
| 15382 | Emerald Asset Management, Inc. CRD 174691 | Rocky Mount, NC | Wealth Manager · Small ($100M–$1B) | $121M | 170 | 424 | 2 | 03/10/2026 | ☆ |
| 15383 | Williams And Schiller Wealth Management, Llc CRD 143049 | Sandpoint, ID | Wealth Manager · Small ($100M–$1B) | $121M | 104 | 271 | 2 | 03/12/2026 | ☆ |
| 15384 | Wright Cove Capital, Llc CRD 307252 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $121M | 41 | 82 | 2 | 01/26/2026 | ☆ |
| 15385 | Future Bright, Llc CRD 177521 | Maple Grove, MN | Wealth Manager · Small ($100M–$1B) | $121M | 401 | 719 | 4 | 07/27/2026 | ☆ |
| 15386 | Weber Contracting, Llc CRD 133181 | Chanhassen, MN | Wealth Manager · Small ($100M–$1B) | $121M | 50 | 189 | 2 | 07/07/2026 | ☆ |
| 15387 | Kevin E. Vandenberg, Llc CRD 173687 | Wealth Manager · Small ($100M–$1B) | $121M | 123 | 326 | 2 | 03/29/2026 | ☆ | |
| 15388 | Leder Fiduciary Capital Llc CRD 285490 | Bellaire, TX | Wealth Manager · Small ($100M–$1B) | $121M | 31 | 143 | 1 | 04/22/2026 | ☆ |
| 15389 | 10 Elms Llp CRD 323398 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $121M | 37 | 182 | 5 | 03/31/2026 | ☆ |
| 15390 | Quantum Leap Capital, Llc CRD 165310 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $121M | 333 | 575 | 5 | 04/29/2026 | ☆ |
| 15391 | Lotus Asset Management Limited Liability Company CRD 277030 | Wealth Manager · Small ($100M–$1B) | $121M | 117 | 752 | 1 | 07/24/2026 | ☆ | |
| 15392 | Ironhorse Capital Llc CRD 148572 | Nashville, TN | Mutual Fund / Asset Manager · Small ($100M–$1B) | $121M | 1 | 1 | 2 | 01/30/2026 | ☆ |
| 15393 | Tweet Management Services, Inc. CRD 156730 | La Mesa, CA | Wealth Manager · Small ($100M–$1B) | $121M | 168 | 665 | 1 | 04/14/2026 | ☆ |
| 15394 | Hanover Strategic Management, Llc CRD 139908 | Wellesley, MA | Wealth Manager · Small ($100M–$1B) | $120M | 43 | 60 | 3 | 01/30/2026 | ☆ |
| 15395 | Back Bay Financial Planning & Investments, Llc CRD 335236 | Bethany Beach, DE | Wealth Manager · Small ($100M–$1B) | $120M | 94 | 286 | 3 | 07/14/2026 | ☆ |
| 15396 | Trott Brook Financial, Inc. CRD 290962 | Anoka, MN | Wealth Manager · Small ($100M–$1B) | $120M | 155 | 389 | 3 | 04/23/2026 | ☆ |
| 15397 | Advanced Planning Advisors Group Inc. CRD 313101 | Naperville, IL | Insurance-Affiliated · Small ($100M–$1B) | $120M | 227 | 638 | 2 | 08/11/2026 | ☆ |
| 15398 | Fullerton Advisors, Llc CRD 148880 | Danville, CA | Wealth Manager · Small ($100M–$1B) | $120M | 71 | 258 | 1 | 01/28/2026 | ☆ |
| 15399 | Thiel Investment Management Company, Llc CRD 282631 | Wealth Manager · Small ($100M–$1B) | $120M | 72 | 180 | 2 | 04/22/2026 | ☆ | |
| 15400 | Dachtler Wealth Advisors, Llc CRD 335863 | Folsom, CA | Wealth Manager · Small ($100M–$1B) | $120M | 198 | 387 | 4 | 03/11/2026 | ☆ |