Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15351 | Caprice Capital Partners, Llc CRD 307048 | Private Fund Manager · Small ($100M–$1B) | $123M | 2 | 3 | 5 | 03/31/2026 | ☆ | |
| 15352 | Lang & Becker, Inc. CRD 137346 | Washington, MO | Wealth Manager · Small ($100M–$1B) | $123M | 138 | 169 | 2 | 04/09/2026 | ☆ |
| 15353 | Davies Financial Advisors, Inc. CRD 139764 | Murrieta, CA | Insurance-Affiliated · Small ($100M–$1B) | $123M | 171 | 173 | 10 | 03/30/2026 | ☆ |
| 15354 | N CRD 307957 | Wealth Manager · Small ($100M–$1B) | $123M | 88 | 254 | 1 | 03/10/2026 | ☆ | |
| 15355 | Ibs Capital Llc CRD 160585 | Medfield, MA | Private Fund Manager · Small ($100M–$1B) | $123M | 3 | 3 | 4 | 04/27/2026 | ☆ |
| 15356 | Samara Investment Management, Llc CRD 336178 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $123M | 94 | 247 | 2 | 03/25/2026 | ☆ |
| 15357 | Valliance Asset Management Llc CRD 329927 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $123M | 2 | 2 | 1 | 04/24/2026 | ☆ |
| 15358 | Arkhouse Management Co. Lp CRD 325180 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $123M | 4 | 4 | 6 | 06/16/2026 | ☆ |
| 15359 | Bretton Capital Management Llc CRD 154344 | San Francisco, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $123M | 1 | 1 | 2 | 03/17/2026 | ☆ |
| 15360 | Worth Financial Group Inc. CRD 13478 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $123M | 55 | 157 | 11 | 04/21/2026 | ☆ |
| 15361 | Sunstone Advisors, Llc CRD 324002 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $123M | 9 | 9 | 25 | 03/31/2026 | ☆ |
| 15362 | Legacy Financial Services Group, Inc. CRD 140514 | Traverse City, MI | Insurance-Affiliated · Small ($100M–$1B) | $123M | 184 | 357 | 2 | 05/19/2026 | ☆ |
| 15363 | Enduring Wealth Advisors, Llc CRD 323320 | Temecula, CA | Wealth Manager · Small ($100M–$1B) | $123M | 228 | 451 | 4 | 03/12/2026 | ☆ |
| 15364 | Senior Tax Advisory Group, Inc CRD 318058 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $123M | 802 | 1,286 | 6 | 03/15/2026 | ☆ |
| 15365 | Contango Wealth Management Llc CRD 337757 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $123M | 94 | 260 | 2 | 02/18/2026 | ☆ |
| 15366 | Rall Capital Management, Inc. CRD 132827 | Rockledge, FL | Wealth Manager · Small ($100M–$1B) | $123M | 157 | 426 | 3 | 03/26/2026 | ☆ |
| 15367 | Investment Consultants Llc CRD 314810 | Institutional / Pension Advisor · Small ($100M–$1B) | $123M | 11 | 19 | 1 | 03/23/2026 | ☆ | |
| 15368 | Tc Financial Management, Co. Inc. CRD 128967 | Margate City, NJ | Wealth Manager · Small ($100M–$1B) | $123M | 144 | 366 | 5 | 09/04/2026 | ☆ |
| 15369 | Wassaw Sound Management, Llc CRD 299164 | Savannah, GA | Multi-Family Office · Small ($100M–$1B) | $123M | 9 | 15 | 3 | 03/11/2026 | ☆ |
| 15370 | Elevated Private Wealth, Llc CRD 335270 | Wealth Manager · Small ($100M–$1B) | $123M | 112 | 361 | 4 | 09/03/2026 | ☆ | |
| 15371 | Uak Diversified Llc CRD 300506 | Wealth Manager · Small ($100M–$1B) | $123M | 267 | 550 | 3 | 06/15/2026 | ☆ | |
| 15372 | Every Securities Llc CRD 333167 | Sacramento, CA | Investment Adviser · Small ($100M–$1B) | $123M | 144 | 144 | 4 | 03/27/2026 | ☆ |
| 15373 | Kahn Financial Group, Inc. CRD 134802 | Clearwater, FL | Insurance-Affiliated · Small ($100M–$1B) | $123M | 123 | 402 | 2 | 09/21/2026 | ☆ |
| 15374 | Alphabond Llc CRD 336339 | Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $123M | 2 | 2 | 3 | 03/27/2026 | ☆ |
| 15375 | Trillium Investments Llc CRD 300353 | Emeryville, CA | Wealth Manager · Small ($100M–$1B) | $123M | 58 | 250 | 2 | 04/17/2026 | ☆ |
| 15376 | Silver Creek Capital Management Llc CRD 122966 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $123M | 5 | 5 | 47 | 03/31/2026 | ☆ |
| 15377 | Main Line Group Wealth Management, Llc CRD 150964 | Wealth Manager · Small ($100M–$1B) | $123M | 62 | 284 | 3 | 03/31/2026 | ☆ | |
| 15378 | Maynerich Financial CRD 331546 | Virden, IL | Wealth Manager · Small ($100M–$1B) | $123M | 478 | 1,045 | 6 | 03/31/2026 | ☆ |
| 15379 | Castlebar Asset Management, Llc CRD 162231 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $122M | 147 | 491 | 4 | 05/08/2026 | ☆ |
| 15380 | Coast Advisory Llc CRD 340229 | East Troy, WI | Wealth Manager · Small ($100M–$1B) | $122M | 546 | 869 | 2 | 06/02/2026 | ☆ |
| 15381 | V3 Limited Llc CRD 169624 | Radnor, PA | Wealth Manager · Small ($100M–$1B) | $122M | 57 | 57 | 2 | 03/31/2026 | ☆ |
| 15382 | Lionsbridge Wealth Management Llc CRD 149019 | Jacksonville Beach, FL | Wealth Manager · Small ($100M–$1B) | $122M | 68 | 189 | 3 | 07/17/2026 | ☆ |
| 15383 | Integrated Wealth Advisors, Llc CRD 314575 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $122M | 86 | 288 | 6 | 06/09/2026 | ☆ |
| 15384 | Stewart & Associates, Pllc CRD 159486 | Missoula, MT | Wealth Manager · Small ($100M–$1B) | $122M | 79 | 375 | 2 | 08/21/2026 | ☆ |
| 15385 | Pegasus Financial Group Llc CRD 145127 | Chantilly, VA | Wealth Manager · Small ($100M–$1B) | $122M | 204 | 282 | 4 | 05/18/2026 | ☆ |
| 15386 | Fnex Wealth, Llc CRD 334569 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $122M | 56 | 56 | 2 | 04/01/2026 | ☆ |
| 15387 | Fsc Wealth Advisors, Llc CRD 154382 | Fishkill, NY | Wealth Manager · Small ($100M–$1B) | $122M | 688 | 879 | 5 | 03/30/2026 | ☆ |
| 15388 | Arbor Financial Services, Llc CRD 150713 | Downers Grove, IL | Wealth Manager · Small ($100M–$1B) | $122M | 240 | 381 | 5 | 02/12/2026 | ☆ |
| 15389 | Pacific Coast Investment Advisors, Llc CRD 137963 | West Linn, OR | Wealth Manager · Small ($100M–$1B) | $122M | 108 | 312 | 1 | 03/31/2026 | ☆ |
| 15390 | Bridgeview Capital Advisors, Inc. CRD 6290 | El Dorado Hills, CA | Wealth Manager · Small ($100M–$1B) | $122M | 153 | 427 | 2 | 09/14/2026 | ☆ |
| 15391 | Apex Wealth Advisors Llc CRD 316564 | Wealth Manager · Small ($100M–$1B) | $122M | 223 | 362 | 3 | 06/08/2026 | ☆ | |
| 15392 | Condon Wealth Management, Inc. CRD 128409 | Plymouth, MA | Insurance-Affiliated · Small ($100M–$1B) | $122M | 228 | 494 | 4 | 07/23/2026 | ☆ |
| 15393 | Stan Evans Financial Planning, Llc CRD 164320 | Gallipolis, OH | Wealth Manager · Small ($100M–$1B) | $122M | 665 | 665 | 1 | 02/12/2024 | ☆ |
| 15394 | United Value Capital, Llc CRD 300533 | Wealth Manager · Small ($100M–$1B) | $122M | 8 | 18 | 1 | 09/08/2026 | ☆ | |
| 15395 | Laureate Wealth Management, Llc CRD 172519 | Glen Ellyn, IL | Wealth Manager · Small ($100M–$1B) | $122M | 39 | 117 | 6 | 05/01/2026 | ☆ |
| 15396 | Cjc Wealth Management Llc CRD 325288 | Wealth Manager · Small ($100M–$1B) | $122M | 81 | 835 | 5 | 08/13/2026 | ☆ | |
| 15397 | Kw Wealth Management Llc CRD 298466 | Wealth Manager · Small ($100M–$1B) | $122M | 80 | 211 | 1 | 02/05/2026 | ☆ | |
| 15398 | First Look Capital Management, Llc CRD 173040 | Wealth Manager · Small ($100M–$1B) | $122M | 98 | 266 | 1 | 02/09/2026 | ☆ | |
| 15399 | Portfolio Resources Advisor Group, Inc. CRD 144601 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $122M | 349 | 428 | 17 | 10/17/2025 | ☆ |
| 15400 | Tolley Financial Group, Llc CRD 302115 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $122M | 192 | 448 | 1 | 08/11/2026 | ☆ |