Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15401 | Cambrian Asset Management, Inc. CRD 291953 | Mill Valley, CA | Private Fund Manager · Small ($100M–$1B) | $122M | 4 | 4 | 8 | 03/27/2026 | ☆ |
| 15402 | Ascentris, Llc CRD 154814 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $122M | 3 | 2 | 30 | 03/24/2026 | ☆ |
| 15403 | Lifelong Wealth Management Group, Llc CRD 291661 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $122M | 187 | 187 | 2 | 06/29/2026 | ☆ |
| 15404 | Traver Financial Consulting Network Pa CRD 139459 | Lakewood Ranch, FL | Wealth Manager · Small ($100M–$1B) | $122M | 54 | 54 | 2 | 09/03/2026 | ☆ |
| 15405 | Commencement Financial Planning Llc CRD 154056 | Wealth Manager · Small ($100M–$1B) | $122M | 46 | 206 | 1 | 03/23/2026 | ☆ | |
| 15406 | Cypress Capital Management, Llc CRD 130401 | Sheridan, WY | Wealth Manager · Small ($100M–$1B) | $122M | 196 | 373 | 4 | 03/04/2026 | ☆ |
| 15407 | Encore Wealth Advisors, Llc CRD 336566 | Morris, MN | Wealth Manager · Small ($100M–$1B) | $122M | 464 | 1,004 | 4 | 04/01/2026 | ☆ |
| 15408 | New Wave Financial Services, Llc CRD 173224 | Wealth Manager · Small ($100M–$1B) | $122M | 69 | 234 | 1 | 02/04/2026 | ☆ | |
| 15409 | Arbalpha Capital, Llc CRD 327158 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $122M | 4 | 2 | 03/27/2026 | ☆ | |
| 15410 | Boston Portfolio Advisers, Llc CRD 172374 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $122M | 145 | 383 | 3 | 07/13/2026 | ☆ |
| 15411 | Blue Haven Capital, Llc CRD 141738 | Geneva, IL | Wealth Manager · Small ($100M–$1B) | $122M | 206 | 376 | 2 | 03/27/2026 | ☆ |
| 15412 | Twin Rivers Wealth Management Llc CRD 305773 | Sacramento, CA | Wealth Manager · Small ($100M–$1B) | $122M | 274 | 700 | 5 | 08/26/2026 | ☆ |
| 15413 | Bancaribe Capital Llc CRD 325521 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $121M | 85 | 85 | 5 | 07/22/2026 | ☆ |
| 15414 | Gira & Gira Investment Advisors Llc CRD 167813 | Harrisonburg, VA | Wealth Manager · Small ($100M–$1B) | $121M | 185 | 397 | 2 | 04/16/2026 | ☆ |
| 15415 | Regal Advisory Services, Inc. CRD 123842 | Glenview, IL | Wealth Manager · Small ($100M–$1B) | $121M | 274 | 274 | 25 | 07/31/2026 | ☆ |
| 15416 | Pathfinder Wealth Management, Inc. CRD 122768 | Rockford, IL | Insurance-Affiliated · Small ($100M–$1B) | $121M | 142 | 145 | 5 | 03/13/2026 | ☆ |
| 15417 | Wealth Script Advisors Llc CRD 334760 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $121M | 51 | 187 | 2 | 08/17/2026 | ☆ |
| 15418 | Matrix Planning Inc CRD 110812 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $121M | 17 | 82 | 4 | 04/01/2026 | ☆ |
| 15419 | Connective Portfolio Management, Llc CRD 297755 | New York, NY | Investment Adviser · Small ($100M–$1B) | $121M | 14 | 14 | 2 | 08/18/2026 | ☆ |
| 15420 | Alder Point Capital Management Llc CRD 337839 | Lafayette, CO | Private Fund Manager · Small ($100M–$1B) | $121M | 3 | 3 | 6 | 05/15/2026 | ☆ |
| 15421 | Wealth Planning Asset Management Limited Liability Company CRD 279034 | Bedminster, NJ | Wealth Manager · Small ($100M–$1B) | $121M | 224 | 224 | 4 | 09/01/2026 | ☆ |
| 15422 | N CRD 299174 | Wealth Manager · Small ($100M–$1B) | $121M | 127 | 403 | 3 | 04/16/2025 | ☆ | |
| 15423 | Strickland Davis Advisors Llc CRD 126538 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $121M | 93 | 203 | 3 | 09/17/2026 | ☆ |
| 15424 | Encompass Advisory Services, Llc CRD 283574 | Katy, TX | Insurance-Affiliated · Small ($100M–$1B) | $121M | 433 | 1,007 | 14 | 09/17/2026 | ☆ |
| 15425 | 4 Sight Wealth Advisors Llc CRD 286127 | Skokie, IL | Multi-Family Office · Small ($100M–$1B) | $121M | 7 | 79 | 1 | 05/26/2026 | ☆ |
| 15426 | Life Strategies, Inc. CRD 167732 | Cardiff, CA | Insurance-Affiliated · Small ($100M–$1B) | $121M | 115 | 269 | 2 | 08/21/2026 | ☆ |
| 15427 | Arrow Wealth Advisors, Inc. CRD 290853 | Lynchburg, VA | Wealth Manager · Small ($100M–$1B) | $121M | 198 | 516 | 2 | 08/28/2026 | ☆ |
| 15428 | Genesis Advisors, Llc CRD 151976 | Fishers, IN | Wealth Manager · Small ($100M–$1B) | $121M | 132 | 364 | 4 | 02/06/2026 | ☆ |
| 15429 | Allen Financial Management, Llc CRD 153511 | Oxford, MI | Wealth Manager · Small ($100M–$1B) | $121M | 288 | 536 | 1 | 03/04/2026 | ☆ |
| 15430 | Roc Partners (Us) Llc CRD 333044 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $121M | 7 | 7 | 1 | 09/25/2026 | ☆ |
| 15431 | Gudorf Financial Group, Llc CRD 339836 | Dayton, OH | Wealth Manager · Small ($100M–$1B) | $121M | 103 | 242 | 4 | 08/21/2026 | ☆ |
| 15432 | Greensview Wealth Management Llc CRD 297321 | Franklin, TN | Insurance-Affiliated · Small ($100M–$1B) | $121M | 178 | 373 | 5 | 01/04/2024 | ☆ |
| 15433 | Resnick Wealth Alliance, Llc CRD 316188 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $121M | 62 | 110 | 2 | 05/28/2026 | ☆ |
| 15434 | West Financial Strategies, Inc. CRD 118241 | Sanford, NC | Wealth Manager · Small ($100M–$1B) | $121M | 140 | 318 | 3 | 05/08/2026 | ☆ |
| 15435 | N CRD 289567 | Wealth Manager · Small ($100M–$1B) | $121M | 292 | 938 | 2 | 04/29/2025 | ☆ | |
| 15436 | Wellington Capital Management, Inc. CRD 130131 | Wealth Manager · Small ($100M–$1B) | $121M | 70 | 212 | 1 | 03/31/2026 | ☆ | |
| 15437 | Jbglobal.Com Llc CRD 119111 | New York, NY | Wealth Manager · Small ($100M–$1B) | $121M | 50 | 185 | 1 | 01/10/2026 | ☆ |
| 15438 | Crescendo Wealth Group Llc CRD 333264 | Insurance-Affiliated · Small ($100M–$1B) | $121M | 67 | 67 | 2 | 03/03/2026 | ☆ | |
| 15439 | Symmetry Wealth Management, Llc CRD 297002 | Mount Prospect, IL | Wealth Manager · Small ($100M–$1B) | $121M | 67 | 300 | 2 | 05/14/2026 | ☆ |
| 15440 | N CRD 116062 | Wealth Manager · Small ($100M–$1B) | $121M | 269 | 466 | 4 | 05/12/2025 | ☆ | |
| 15441 | Craft Asset Management Llc CRD 289557 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $121M | 224 | 478 | 8 | 09/02/2026 | ☆ |
| 15442 | Doucet Asset Management, Llc CRD 141546 | New Orleans, LA | Investment Adviser · Small ($100M–$1B) | $121M | 48 | 48 | 2 | 03/19/2026 | ☆ |
| 15443 | Epic Wealth Management, Llc CRD 297643 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $121M | 153 | 406 | 5 | 03/13/2026 | ☆ |
| 15444 | Women's Wealth Advisor CRD 317291 | Chester, NJ | Insurance-Affiliated · Small ($100M–$1B) | $121M | 317 | 802 | 12 | 04/24/2026 | ☆ |
| 15445 | Van Winkle Wealth Management Group Llc CRD 134813 | Newark, OH | Wealth Manager · Small ($100M–$1B) | $121M | 392 | 792 | 1 | 06/29/2026 | ☆ |
| 15446 | Montchanin Asset Management, Llc CRD 304367 | Montchanin, DE | Wealth Manager · Small ($100M–$1B) | $121M | 60 | 100 | 2 | 03/31/2026 | ☆ |
| 15447 | Emerald Asset Management, Inc. CRD 174691 | Rocky Mount, NC | Wealth Manager · Small ($100M–$1B) | $121M | 170 | 424 | 2 | 03/10/2026 | ☆ |
| 15448 | Williams And Schiller Wealth Management, Llc CRD 143049 | Sandpoint, ID | Wealth Manager · Small ($100M–$1B) | $121M | 104 | 271 | 2 | 03/12/2026 | ☆ |
| 15449 | Wright Cove Capital, Llc CRD 307252 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $121M | 41 | 82 | 2 | 01/26/2026 | ☆ |
| 15450 | Future Bright, Llc CRD 177521 | Wealth Manager · Small ($100M–$1B) | $121M | 401 | 719 | 4 | 09/04/2026 | ☆ |