Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15401 | Thiel Investment Management Company, Llc CRD 282631 | Wealth Manager · Small ($100M–$1B) | $120M | 72 | 180 | 2 | 04/22/2026 | ☆ | |
| 15402 | Dachtler Wealth Advisors, Llc CRD 335863 | Folsom, CA | Wealth Manager · Small ($100M–$1B) | $120M | 198 | 387 | 4 | 03/11/2026 | ☆ |
| 15403 | Goldberg Financial Advisors, Llc CRD 158147 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $120M | 60 | 236 | 1 | 04/28/2026 | ☆ |
| 15404 | Stonefield Investment Advisory, Inc. CRD 113802 | Cedar Rapids, IA | Wealth Manager · Small ($100M–$1B) | $120M | 184 | 386 | 2 | 01/27/2026 | ☆ |
| 15405 | Western Reserve Capital Management, Llc CRD 329811 | Hudson, OH | Wealth Manager · Small ($100M–$1B) | $120M | 101 | 270 | 2 | 01/09/2026 | ☆ |
| 15406 | Weber Capital Management Llc CRD 109624 | Private Fund Manager · Small ($100M–$1B) | $120M | 3 | 4 | 1 | 04/30/2026 | ☆ | |
| 15407 | Worcester County Fiduciary Advisors Inc CRD 106653 | Worcester, MA | Wealth Manager · Small ($100M–$1B) | $120M | 201 | 206 | 3 | 04/10/2026 | ☆ |
| 15408 | Davivienda Investment Advisor Usa Llc CRD 319755 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $120M | 361 | 361 | 8 | 06/10/2026 | ☆ |
| 15409 | American Wealth Advisors, Llc CRD 145791 | Johns Creek, GA | Wealth Manager · Small ($100M–$1B) | $120M | 109 | 321 | 3 | 07/23/2026 | ☆ |
| 15410 | Mile Wealth Management Llc CRD 288519 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $120M | 63 | 211 | 1 | 03/31/2026 | ☆ |
| 15411 | Abens Financial Services Inc CRD 106604 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $120M | 98 | 98 | 3 | 03/23/2026 | ☆ |
| 15412 | Hinsdale Associates, Inc. CRD 108293 | Hinsdale, IL | Insurance-Affiliated · Small ($100M–$1B) | $120M | 155 | 137 | 2 | 02/26/2026 | ☆ |
| 15413 | Sasser Investment Management, Inc. CRD 110886 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $120M | 119 | 119 | 3 | 04/01/2026 | ☆ |
| 15414 | Summit Wealth Management Llc CRD 226722 | Akron, OH | Wealth Manager · Small ($100M–$1B) | $120M | 198 | 510 | 3 | 05/04/2026 | ☆ |
| 15415 | Marathon Partners Equity Management, Llc CRD 161095 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $120M | 2 | 2 | 3 | 06/16/2026 | ☆ |
| 15416 | Newport Asia Llc CRD 118682 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $120M | 4 | 4 | 9 | 06/09/2026 | ☆ |
| 15417 | Glazer Capital Management, Llc CRD 139403 | Richardson, TX | Wealth Manager · Small ($100M–$1B) | $120M | 377 | 384 | 5 | 07/07/2026 | ☆ |
| 15418 | Glasgow Partners, Llc CRD 139607 | Investment Adviser · Small ($100M–$1B) | $120M | 6 | 7 | 1 | 03/25/2026 | ☆ | |
| 15419 | K2 Wealth Management Llc CRD 332264 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $120M | 70 | 370 | 4 | 04/14/2026 | ☆ |
| 15420 | N CRD 342166 | Wealth Manager · Small ($100M–$1B) | $120M | 71 | 63 | 5 | 05/19/2026 | ☆ | |
| 15421 | Pinetree Advisors Corp. CRD 299275 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $120M | 33 | 57 | 2 | 06/25/2026 | ☆ |
| 15422 | Seneca Capital Management, Llc CRD 288206 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $120M | 2 | 2 | 1 | 03/23/2026 | ☆ |
| 15423 | Goldman Wealth Management & Associates, Llc CRD 290153 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $120M | 101 | 168 | 2 | 04/10/2026 | ☆ |
| 15424 | Optimal Capital Advisors, Llc CRD 144719 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $120M | 131 | 223 | 2 | 03/23/2026 | ☆ |
| 15425 | Mtr Financial Services, Llc CRD 149078 | Kingwood, TX | Wealth Manager · Small ($100M–$1B) | $120M | 86 | 340 | 1 | 05/04/2026 | ☆ |
| 15426 | Brickell Key Asset Management Limited CRD 170675 | St. Peter Port | Private Fund Manager · Small ($100M–$1B) | $120M | 1 | 1 | 6 | 03/24/2026 | ☆ |
| 15427 | Brickell Key Asset Management Llc CRD 295209 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $120M | 1 | 1 | 4 | 03/24/2026 | ☆ |
| 15428 | Altman Investment Management Llc CRD 113832 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $120M | 39 | 68 | 5 | 03/17/2026 | ☆ |
| 15429 | Dca Family Office, Llc CRD 322047 | Roseville, CA | Multi-Family Office · Small ($100M–$1B) | $120M | 0 | 1 | 16 | 03/30/2026 | ☆ |
| 15430 | Lone Star Investment Advisors, Llc CRD 158283 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $120M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 15431 | Fair Asset Management, Llc CRD 334853 | Wealth Manager · Small ($100M–$1B) | $120M | 47 | 188 | 1 | 03/12/2026 | ☆ | |
| 15432 | Schauer Investment Management, Inc. CRD 283119 | Northridge, CA | Wealth Manager · Small ($100M–$1B) | $120M | 24 | 37 | 4 | 06/17/2026 | ☆ |
| 15433 | Solid Point Wealth Advisors, Llc CRD 323093 | Wealth Manager · Small ($100M–$1B) | $120M | 239 | 239 | 8 | 07/15/2026 | ☆ | |
| 15434 | 1650 Wealth Management, Llc CRD 152985 | Lighthouse Point, FL | Wealth Manager · Small ($100M–$1B) | $120M | 125 | 484 | 1 | 03/18/2026 | ☆ |
| 15435 | Copperwood Financial, Inc. CRD 310859 | Burr Ridge, IL | Wealth Manager · Small ($100M–$1B) | $120M | 262 | 795 | 3 | 03/25/2026 | ☆ |
| 15436 | Money Management Concepts, Inc. CRD 111485 | Melbourne, FL | Wealth Manager · Small ($100M–$1B) | $120M | 90 | 279 | 2 | 02/24/2026 | ☆ |
| 15437 | Black Capital Management, Llc CRD 105622 | Wealth Manager · Small ($100M–$1B) | $120M | 48 | 48 | 3 | 03/04/2026 | ☆ | |
| 15438 | Hicks & Associates Wealth Management, Llc CRD 323171 | Cary, NC | Wealth Manager · Small ($100M–$1B) | $120M | 162 | 570 | 4 | 02/25/2026 | ☆ |
| 15439 | Sentara Capital Llc CRD 161132 | Marietta, GA | Insurance-Affiliated · Small ($100M–$1B) | $120M | 169 | 493 | 3 | 02/05/2026 | ☆ |
| 15440 | Cox Financial Group Inc CRD 173691 | Dublin, OH | Insurance-Affiliated · Small ($100M–$1B) | $120M | 223 | 563 | 4 | 05/27/2026 | ☆ |
| 15441 | Triad Investment Management, Llc CRD 146786 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $120M | 45 | 98 | 2 | 06/16/2026 | ☆ |
| 15442 | Chestnut Street Investment Counsel, Llc CRD 309741 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $120M | 85 | 225 | 4 | 01/30/2026 | ☆ |
| 15443 | Engage Wealth Group, Llc CRD 307915 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $120M | 94 | 266 | 3 | 07/14/2026 | ☆ |
| 15444 | N CRD 142776 | Wealth Manager · Small ($100M–$1B) | $120M | 72 | 72 | 3 | 07/23/2025 | ☆ | |
| 15445 | Abacus Capital Advisors Llc CRD 309295 | Plantation, FL | Wealth Manager · Small ($100M–$1B) | $120M | 48 | 80 | 3 | 03/30/2026 | ☆ |
| 15446 | Yunistone Investment Group, Llc CRD 149728 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $120M | 14 | 66 | 1 | 02/10/2026 | ☆ |
| 15447 | Stoic Point Capital Management Llc CRD 297766 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $119M | 10 | 10 | 3 | 03/30/2026 | ☆ |
| 15448 | Boulevard Wealth Management, Inc. CRD 164423 | Bloomington, MN | Insurance-Affiliated · Small ($100M–$1B) | $119M | 268 | 858 | 5 | 04/22/2026 | ☆ |
| 15449 | Integrated Planning & Wealth Management, Llc CRD 286151 | Wealth Manager · Small ($100M–$1B) | $119M | 169 | 468 | 7 | 03/30/2026 | ☆ | |
| 15450 | N CRD 287594 | Wealth Manager · Small ($100M–$1B) | $119M | 265 | 672 | 3 | 05/19/2025 | ☆ |