Investment advisers
44,991 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1851 | First Reserve Management, L.P. CRD 157056 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $6.3B | 25 | 25 | 38 | 05/08/2026 | ☆ |
| 1852 | Winshore Capital Partners Lp CRD 300347 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.3B | 2 | 2 | 5 | 06/26/2026 | ☆ |
| 1853 | Grimes & Company Wealth Management, Llc CRD 109420 | Westborough, MA | Wealth Manager · Mid-sized ($1B–$10B) | $6.3B | 3,764 | 9,842 | 69 | 08/25/2026 | ☆ |
| 1854 | Ardea Investment Management Pty Limited CRD 312601 | Sydney, Nsw | Investment Adviser · Mid-sized ($1B–$10B) | $6.3B | 11 | 11 | 32 | 09/26/2025 | ☆ |
| 1855 | Landmark Management, Llc CRD 157511 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $6.3B | 11 | 10 | 30 | 03/30/2026 | ☆ |
| 1856 | Brinley Partners, Lp CRD 316147 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.3B | 12 | 12 | 22 | 07/06/2026 | ☆ |
| 1857 | Advisor Logistics, Llc CRD 292784 | Boerne, TX | Investment Adviser · Mid-sized ($1B–$10B) | $6.3B | 16 | 28,000 | 6 | 03/20/2026 | ☆ |
| 1858 | Stelac Advisory Services Llc CRD 145103 | New York, NY | Multi-Family Office · Mid-sized ($1B–$10B) | $6.3B | 101 | 690 | 21 | 03/31/2026 | ☆ |
| 1859 | Gem Capital, L.P. CRD 157210 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $6.3B | 25 | 25 | 69 | 03/27/2026 | ☆ |
| 1860 | Kovack Advisors, Inc. CRD 140808 | Ft. Lauderdale, FL | Wealth Manager · Mid-sized ($1B–$10B) | $6.3B | 13,293 | 20,493 | 320 | 04/27/2026 | ☆ |
| 1861 | Wcg Wealth Advisors, Llc CRD 173194 | Las Vegas, NV | Wealth Manager · Mid-sized ($1B–$10B) | $6.3B | 12,940 | 21,593 | 131 | 09/21/2026 | ☆ |
| 1862 | Nppg Plan Professionals, Llc CRD 324646 | Shrewsbury, NJ | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $6.3B | 64 | 64 | 2 | 05/22/2026 | ☆ |
| 1863 | Kimmeridge Energy Management Company, Llc CRD 160432 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.3B | 24 | 28 | 73 | 05/06/2026 | ☆ |
| 1864 | J. Safra Asset Management Corporation CRD 131243 | New York City, NY | Wealth Manager · Mid-sized ($1B–$10B) | $6.3B | 3,443 | 3,440 | 22 | 08/26/2026 | ☆ |
| 1865 | Creativeone Wealth, Llc CRD 281213 | Overland Park, KS | Wealth Manager · Mid-sized ($1B–$10B) | $6.3B | 22,291 | 35,425 | 222 | 05/04/2026 | ☆ |
| 1866 | Pinnacle Asset Management, L.P. CRD 126487 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 27 | 27 | 23 | 08/04/2026 | ☆ |
| 1867 | Glenmede Investment Management, Lp CRD 108165 | Philadelphia, PA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $6.2B | 1,025 | 1,025 | 41 | 03/27/2026 | ☆ |
| 1868 | Aurora Capital Partners Management Vi L.P. CRD 304605 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 15 | 15 | 29 | 03/31/2026 | ☆ |
| 1869 | Fairfield Realty Advisors Llc CRD 300633 | San Diego, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 15 | 15 | 370 | 03/30/2026 | ☆ |
| 1870 | Brightwood Capital Advisors, Llc CRD 167330 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 40 | 40 | 64 | 06/26/2026 | ☆ |
| 1871 | Beck, Mack & Oliver Llc CRD 105466 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $6.2B | 1,628 | 1,628 | 24 | 03/25/2026 | ☆ |
| 1872 | Shepherd Financial Investment Advisory Llc CRD 288623 | Carmel, IN | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $6.2B | 1,244 | 3,041 | 45 | 03/31/2026 | ☆ |
| 1873 | Bmo Asset Management Corp. CRD 106466 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 16 | 21 | 5 | 07/02/2026 | ☆ |
| 1874 | Todd Asset Management Llc CRD 109473 | Louisville, KY | Investment Adviser · Mid-sized ($1B–$10B) | $6.2B | 71 | 104 | 18 | 03/10/2026 | ☆ |
| 1875 | Antares Capital Credit Advisers Llc CRD 328497 | Chicago, IL | Investment Adviser · Mid-sized ($1B–$10B) | $6.2B | 3 | 3 | 466 | 03/31/2026 | ☆ |
| 1876 | Rivernorth Capital Management, Llc CRD 122020 | West Palm Beach, FL | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $6.2B | 32 | 32 | 20 | 03/31/2026 | ☆ |
| 1877 | Riverwood Capital Management L.P. CRD 158267 | Menlo Park, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 14 | 14 | 51 | 03/31/2026 | ☆ |
| 1878 | Tikehau Capital North America Llc CRD 289075 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 34 | 34 | 56 | 07/01/2026 | ☆ |
| 1879 | A Fin Management Llc CRD 315482 | Sunny Isles Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 6 | 6 | 30 | 03/22/2026 | ☆ |
| 1880 | Freeman Spogli Management Co., L.P. CRD 156819 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 7 | 7 | 35 | 03/31/2026 | ☆ |
| 1881 | Pennantpark Investment Advisers, Llc CRD 143149 | Miami Beach, FL | Investment Adviser · Mid-sized ($1B–$10B) | $6.2B | 15 | 15 | 91 | 03/31/2026 | ☆ |
| 1882 | Lotus Infrastructure Partners, Lp CRD 324015 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $6.2B | 28 | 28 | 30 | 03/31/2026 | ☆ |
| 1883 | Primary Wave Ip Investment Management Llc CRD 288266 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 11 | 11 | 38 | 05/06/2026 | ☆ |
| 1884 | Polen Capital Credit, Llc CRD 108468 | Waltham, MA | Investment Adviser · Mid-sized ($1B–$10B) | $6.1B | 44 | 44 | 46 | 05/04/2026 | ☆ |
| 1885 | Bell Partners Investment Manager, Llc CRD 329611 | Greensboro, NC | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 30 | 30 | 69 | 07/31/2026 | ☆ |
| 1886 | N CRD 111590 | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 9 | 9 | 195 | 07/08/2025 | ☆ | |
| 1887 | Vision Ridge Partners, Llc CRD 174836 | Boulder, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 9 | 24 | 35 | 05/28/2026 | ☆ |
| 1888 | Bvf Partners L.P. CRD 156149 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 5 | 7 | 13 | 03/31/2026 | ☆ |
| 1889 | Sigma Planning Corporation CRD 110692 | Ann Arbor, MI | Wealth Manager · Mid-sized ($1B–$10B) | $6.1B | 30,916 | 26,433 | 471 | 05/07/2026 | ☆ |
| 1890 | Ejf Capital Lp CRD 138854 | Arlington, VA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 140 | 44 | 44 | 09/04/2026 | ☆ |
| 1891 | Lm Capital Group, Llc CRD 120277 | San Diego, CA | Investment Adviser · Mid-sized ($1B–$10B) | $6.1B | 36 | 38 | 20 | 03/24/2026 | ☆ |
| 1892 | Vivo Capital Llc CRD 159868 | Palo Alto, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 16 | 16 | 62 | 03/31/2026 | ☆ |
| 1893 | Snyder Capital Management Lp CRD 108518 | San Francisco, CA | Investment Adviser · Mid-sized ($1B–$10B) | $6.1B | 73 | 81 | 17 | 03/20/2026 | ☆ |
| 1894 | Warren Equity Partners Manager, L.P. CRD 295903 | Jacksonville Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 38 | 38 | 67 | 09/15/2026 | ☆ |
| 1895 | Heitman Capital Management Llc CRD 105480 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 29 | 13 | 280 | 03/27/2026 | ☆ |
| 1896 | Carrhae Capital, Llp CRD 161900 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 12 | 12 | 27 | 08/11/2026 | ☆ |
| 1897 | Vulcan Value Partners Llc CRD 151190 | Birmingham, AL | Investment Adviser · Mid-sized ($1B–$10B) | $6.1B | 157 | 160 | 38 | 09/15/2026 | ☆ |
| 1898 | Carrhae Capital (Difc) Limited CRD 337385 | Dubai | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 11 | 11 | 8 | 08/11/2026 | ☆ |
| 1899 | Nicholas Co Inc CRD 108347 | Milwaukee, WI | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $6.1B | 12 | 13 | 16 | 01/23/2026 | ☆ |
| 1900 | Dana Investment Advisors Inc CRD 105879 | Waukesha, WI | Investment Adviser · Mid-sized ($1B–$10B) | $6.1B | 2,290 | 3,979 | 60 | 03/24/2026 | ☆ |