Investment advisers
44,991 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1901 | Neuberger Berman Loan Advisers Iv Llc CRD 324282 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 13 | 13 | 3 | 03/31/2026 | ☆ |
| 1902 | Aperture Investors, Llc CRD 295468 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.1B | 20 | 21 | 78 | 03/30/2026 | ☆ |
| 1903 | Energy Income Partners Llc CRD 140799 | Westport, CT | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $6.1B | 112 | 108 | 21 | 05/13/2026 | ☆ |
| 1904 | East End Advisors, Llc CRD 147144 | New York, NY | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $6.1B | 14 | 17 | 17 | 04/28/2026 | ☆ |
| 1905 | Haveli Investment Management Llc CRD 316470 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $6.0B | 6 | 6 | 51 | 08/17/2026 | ☆ |
| 1906 | Kcm Investment Advisors, Llc CRD 109629 | Greenbrae, CA | Wealth Manager · Mid-sized ($1B–$10B) | $6.0B | 1,598 | 3,432 | 20 | 03/30/2026 | ☆ |
| 1907 | Trivest Investment Advisors, Llc CRD 161432 | Coral Gables, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $6.0B | 19 | 19 | 100 | 05/05/2026 | ☆ |
| 1908 | J.C. Flowers & Co. Llc CRD 142529 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.0B | 22 | 22 | 38 | 03/31/2026 | ☆ |
| 1909 | Ashton Thomas Private Wealth, Llc CRD 153902 | Scottsdale, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $6.0B | 3,229 | 7,879 | 93 | 08/24/2026 | ☆ |
| 1910 | Veratis Advisors, Inc. CRD 117892 | Cary, NC | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $6.0B | 105 | 582 | 8 | 03/31/2026 | ☆ |
| 1911 | Capital Research & Consulting Llc CRD 109868 | Pasadena, CA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $6.0B | 20 | 51 | 8 | 06/22/2026 | ☆ |
| 1912 | Parallax Volatility Advisers, L.P. CRD 158143 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.0B | 3 | 3 | 51 | 03/19/2026 | ☆ |
| 1913 | N CRD 130475 | Wealth Manager · Mid-sized ($1B–$10B) | $6.0B | 3,182 | 9,535 | 116 | 03/26/2026 | ☆ | |
| 1914 | Third Lake Partners, Llc CRD 299961 | Tampa, FL | Investment Adviser · Mid-sized ($1B–$10B) | $6.0B | 54 | 53 | 16 | 03/31/2026 | ☆ |
| 1915 | Meadow Capital Management Llc CRD 161322 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.0B | 15 | 15 | 17 | 03/31/2026 | ☆ |
| 1916 | Daiwa Asset Management (America) Ltd. CRD 126191 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $6.0B | 17 | 17 | 12 | 06/23/2026 | ☆ |
| 1917 | Foyston, Gordon & Payne Inc. CRD 121591 | Toronto | Investment Adviser · Mid-sized ($1B–$10B) | $6.0B | 7,721 | 7,721 | 46 | 05/15/2026 | ☆ |
| 1918 | Incline Management, L.P. CRD 158858 | Pittsburgh, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.0B | 32 | 32 | 93 | 04/27/2026 | ☆ |
| 1919 | Seidler Kutsenda Management Company, Llc CRD 156909 | Marina Del Rey, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 32 | 32 | 41 | 07/07/2026 | ☆ |
| 1920 | W. H. Reaves & Co., Inc. CRD 3140 | Jersey City, NJ | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $5.9B | 283 | 283 | 21 | 02/10/2026 | ☆ |
| 1921 | Westmount Partners, Llc CRD 158857 | Los Angeles, CA | Wealth Manager · Mid-sized ($1B–$10B) | $5.9B | 1,463 | 4,798 | 39 | 05/15/2026 | ☆ |
| 1922 | Guardcap Asset Management Limited CRD 297056 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 30 | 12 | 24 | 03/31/2026 | ☆ |
| 1923 | Richmond Capital Management Inc CRD 104636 | Richmond, VA | Investment Adviser · Mid-sized ($1B–$10B) | $5.9B | 166 | 166 | 20 | 03/26/2026 | ☆ |
| 1924 | Index Fund Advisors, Inc. CRD 109143 | Irvine, CA | Wealth Manager · Mid-sized ($1B–$10B) | $5.9B | 2,159 | 6,664 | 50 | 03/25/2026 | ☆ |
| 1925 | Contour Asset Management Llc CRD 154645 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 9 | 9 | 15 | 03/31/2026 | ☆ |
| 1926 | Resource Management Service, Llc CRD 130791 | Birmingham, AL | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $5.9B | 5 | 14 | 149 | 03/31/2026 | ☆ |
| 1927 | 1888 Investments, Llc CRD 312491 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 34 | 34 | 13 | 03/27/2026 | ☆ |
| 1928 | N CRD 134062 | Multi-Family Office · Mid-sized ($1B–$10B) | $5.9B | 164 | 797 | 49 | 01/29/2025 | ☆ | |
| 1929 | Ce Investment Management, Llc CRD 299786 | Oklahoma City, OK | Investment Adviser · Mid-sized ($1B–$10B) | $5.9B | 6 | 17 | 03/30/2026 | ☆ | |
| 1930 | N CRD 135188 | Wealth Manager · Mid-sized ($1B–$10B) | $5.9B | 998 | 4,333 | 6 | 02/17/2026 | ☆ | |
| 1931 | Lcn Capital Partners, L.P. CRD 166799 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 36 | 36 | 38 | 03/30/2026 | ☆ |
| 1932 | T. Rowe Price Advisory Services, Inc. CRD 108958 | Owings Mills, MD | Wealth Manager · Mid-sized ($1B–$10B) | $5.9B | 13,517 | 13,518 | 92 | 08/26/2026 | ☆ |
| 1933 | Deprince, Race & Zollo, Inc. CRD 112099 | Winter Park, FL | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $5.9B | 80 | 80 | 27 | 05/08/2026 | ☆ |
| 1934 | Gid Multifamily Investment Management Llc CRD 329225 | Atlanta, GA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 8 | 11 | 124 | 06/24/2026 | ☆ |
| 1935 | Trilantic Capital Management L.P. CRD 152331 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 25 | 25 | 37 | 05/13/2026 | ☆ |
| 1936 | Anomaly Capital Management, Lp CRD 309211 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 3 | 3 | 45 | 03/31/2026 | ☆ |
| 1937 | Hg Vora Capital Management, Llc CRD 161788 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 30 | 30 | 40 | 03/31/2026 | ☆ |
| 1938 | Pitcairn Wealth Advisors Llc CRD 333260 | Conshohocken, PA | Multi-Family Office · Mid-sized ($1B–$10B) | $5.9B | 330 | 2,133 | 62 | 03/31/2026 | ☆ |
| 1939 | American Assets Investment Management, Llc CRD 131660 | San Diego, CA | Investment Adviser · Mid-sized ($1B–$10B) | $5.9B | 12 | 12 | 5 | 03/25/2026 | ☆ |
| 1940 | Complus Asset Management (Singapore) Pte. Ltd. CRD 319703 | Singapore | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 6 | 8 | 10 | 03/31/2026 | ☆ |
| 1941 | Complus Asset Management (Uk) Limited CRD 329571 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 6 | 8 | 5 | 03/31/2026 | ☆ |
| 1942 | Complus Asset Management Limited CRD 173003 | Hong Kong | Private Fund Manager · Mid-sized ($1B–$10B) | $5.9B | 6 | 8 | 35 | 03/31/2026 | ☆ |
| 1943 | Ns Partners Ltd CRD 110625 | London | Investment Adviser · Mid-sized ($1B–$10B) | $5.9B | 20 | 80 | 21 | 06/26/2026 | ☆ |
| 1944 | Mainstreet Investment Advisors Llc CRD 146615 | Chicago, IL | Investment Adviser · Mid-sized ($1B–$10B) | $5.9B | 58 | 5,636 | 26 | 03/27/2026 | ☆ |
| 1945 | K5 Global Advisor Llc CRD 314373 | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 90 | 90 | 13 | 09/09/2026 | ☆ | |
| 1946 | Aikya Investment Management Limited CRD 310490 | London | Investment Adviser · Mid-sized ($1B–$10B) | $5.8B | 11 | 11 | 10 | 07/17/2026 | ☆ |
| 1947 | Evanson Financial, Llc CRD 340506 | Wealth Manager · Mid-sized ($1B–$10B) | $5.8B | 980 | 4,304 | 6 | 09/02/2026 | ☆ | |
| 1948 | Torchlight Investors, Llc CRD 111289 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 8 | 8 | 52 | 03/27/2026 | ☆ |
| 1949 | Sun Capital Advisors, L.P. CRD 155109 | Boca Raton, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 16 | 16 | 58 | 06/23/2026 | ☆ |
| 1950 | Lee Equity Partners, Llc CRD 157422 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 30 | 30 | 48 | 03/31/2026 | ☆ |