Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23501 | Fiduciary Trust Private Wealth Counsel Llc CRD 318579 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $18.7M | 69 | 67 | 2 | 10/02/2026 | ☆ |
| 23502 | Hwm Wealth Management Llc CRD 333763 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $18.7M | 8 | 28 | 1 | 03/18/2026 | ☆ |
| 23503 | Netherby Advisors Llc CRD 148827 | Wealth Manager · Boutique (under $100M) | $18.7M | 21 | 45 | 2 | 03/25/2026 | ☆ | |
| 23504 | Wallick Wealth Management Llc CRD 329638 | Wealth Manager · Boutique (under $100M) | $18.7M | 15 | 58 | 1 | 03/19/2026 | ☆ | |
| 23505 | Visual Approach Llc CRD 337305 | Wealth Manager · Boutique (under $100M) | $18.7M | 0 | 10 | 1 | 03/08/2026 | ☆ | |
| 23506 | Olive Tree Ridge Investment Advisors CRD 305098 | Wealth Manager · Boutique (under $100M) | $18.7M | 10 | 15 | 1 | 07/13/2026 | ☆ | |
| 23507 | The Fiscal Fitness Company, Inc. CRD 140768 | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 74 | 74 | 1 | 09/21/2026 | ☆ | |
| 23508 | Deliberate Finances, Llc CRD 285661 | Wealth Manager · Boutique (under $100M) | $18.7M | 59 | 98 | 1 | 08/17/2026 | ☆ | |
| 23509 | Azure Financial Advisors Llc CRD 149611 | Wealth Manager · Boutique (under $100M) | $18.7M | 7 | 19 | 1 | 03/23/2026 | ☆ | |
| 23510 | Heffernan & Associates, Inc. CRD 104934 | St Louis, MO | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 20 | 20 | 2 | 02/26/2026 | ☆ |
| 23511 | Sandman Financial Inc. CRD 338989 | Tulsa, OK | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 101 | 101 | 1 | 06/11/2026 | ☆ |
| 23512 | Joel Smith & Associates, Llc CRD 139972 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 47 | 89 | 1 | 03/26/2026 | ☆ |
| 23513 | Security Financial Advisors,Llc CRD 124107 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $18.7M | 24 | 50 | 1 | 03/23/2026 | ☆ |
| 23514 | Pismo Pacific Financial Services, Llc CRD 166260 | Norman, OK | Wealth Manager · Boutique (under $100M) | $18.7M | 34 | 95 | 1 | 01/27/2026 | ☆ |
| 23515 | Watershed Wealth Management Llc CRD 325405 | Alpena, MI | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 71 | 161 | 1 | 08/21/2026 | ☆ |
| 23516 | Lightcap Financial Group, Llc CRD 334873 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 74 | 189 | 7 | 04/29/2026 | ☆ |
| 23517 | Carson Capital Llc CRD 314563 | Wealth Manager · Boutique (under $100M) | $18.7M | 38 | 179 | 1 | 08/10/2026 | ☆ | |
| 23518 | Market Gauge Asset Management, Llc CRD 194517 | Santa Fe, NM | Wealth Manager · Boutique (under $100M) | $18.7M | 42 | 41 | 9 | 08/13/2026 | ☆ |
| 23519 | Calvert Planning Corporation CRD 124524 | Troy, MI | Wealth Manager · Boutique (under $100M) | $18.7M | 33 | 18 | 1 | 03/10/2026 | ☆ |
| 23520 | Constantia Capital Limited Liability Company CRD 167095 | Lawrenceville, NJ | Wealth Manager · Boutique (under $100M) | $18.7M | 44 | 44 | 2 | 03/30/2026 | ☆ |
| 23521 | Cipriano Wealth Management Llc CRD 312525 | Wealth Manager · Boutique (under $100M) | $18.7M | 27 | 61 | 1 | 03/09/2026 | ☆ | |
| 23522 | Whitford Financial Planning Llc CRD 325988 | Exton, PA | Wealth Manager · Boutique (under $100M) | $18.7M | 19 | 63 | 1 | 09/21/2026 | ☆ |
| 23523 | Adirondack Retirement Strategies Llc CRD 312508 | Wealth Manager · Boutique (under $100M) | $18.7M | 105 | 105 | 1 | 01/21/2026 | ☆ | |
| 23524 | 3 A Financial Group, Llc CRD 156512 | Wealth Manager · Boutique (under $100M) | $18.6M | 26 | 90 | 1 | 04/28/2026 | ☆ | |
| 23525 | Strategic Wealth Management, Llc CRD 150765 | Bend, OR | Insurance-Affiliated · Boutique (under $100M) | $18.6M | 29 | 50 | 1 | 09/15/2025 | ☆ |
| 23526 | Melby Wealth Management, Llc CRD 300147 | Wealth Manager · Boutique (under $100M) | $18.6M | 87 | 263 | 1 | 03/27/2026 | ☆ | |
| 23527 | Black Elm Advisers, Llc CRD 174910 | Wealth Manager · Boutique (under $100M) | $18.6M | 120 | 195 | 3 | 03/30/2026 | ☆ | |
| 23528 | M & I Financial Planning Services CRD 124400 | Wealth Manager · Boutique (under $100M) | $18.6M | 56 | 56 | 2 | 02/26/2026 | ☆ | |
| 23529 | N CRD 299192 | Investment Adviser · Boutique (under $100M) | $18.6M | 2 | 2 | 1 | 03/27/2026 | ☆ | |
| 23530 | Iconic Wealth Management Llc CRD 287846 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $18.6M | 14 | 50 | 2 | 03/31/2026 | ☆ |
| 23531 | Kairos Asset Advisory, Llc CRD 153218 | Mobile, AL | Wealth Manager · Boutique (under $100M) | $18.6M | 23 | 53 | 1 | 10/10/2023 | ☆ |
| 23532 | John L. Boyle Dba Lennox Financial CRD 132182 | Swampscott, MA | Wealth Manager · Boutique (under $100M) | $18.6M | 27 | 51 | 1 | 02/26/2026 | ☆ |
| 23533 | Fleet Capital Management, Llc CRD 138836 | Wealth Manager · Boutique (under $100M) | $18.6M | 19 | 16 | 1 | 03/09/2026 | ☆ | |
| 23534 | Maciel Wealth Management CRD 297772 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $18.6M | 170 | 170 | 1 | 02/06/2026 | ☆ |
| 23535 | Morris Group Advisory Service, Inc CRD 121706 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $18.6M | 91 | 91 | 1 | 01/27/2026 | ☆ |
| 23536 | Carrack Capital Inc. CRD 322059 | Wealth Manager · Boutique (under $100M) | $18.6M | 4 | 4 | 2 | 07/27/2026 | ☆ | |
| 23537 | Capital Fluency, Llc CRD 306267 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $18.6M | 31 | 26 | 1 | 03/01/2026 | ☆ |
| 23538 | Collabria Capital, Inc CRD 159858 | Wealth Manager · Boutique (under $100M) | $18.6M | 18 | 58 | 1 | 03/27/2026 | ☆ | |
| 23539 | Dransfeldt, Gerry Bruce CRD 130636 | Wealth Manager · Boutique (under $100M) | $18.6M | 25 | 25 | 1 | 05/27/2026 | ☆ | |
| 23540 | Asset Preservation Capital, Ltd CRD 305899 | Troy, MI | Wealth Manager · Boutique (under $100M) | $18.5M | 100 | 103 | 1 | 03/26/2026 | ☆ |
| 23541 | Kmc Wealth Management, Llc CRD 167437 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $18.5M | 23 | 23 | 1 | 03/19/2026 | ☆ |
| 23542 | Trinity Wealth Partners, Llc CRD 325294 | Aurora, CO | Wealth Manager · Boutique (under $100M) | $18.5M | 29 | 70 | 3 | 08/03/2026 | ☆ |
| 23543 | Wilson & Browning, Inc. CRD 121900 | Cleveland Heights, OH | Wealth Manager · Boutique (under $100M) | $18.5M | 42 | 85 | 1 | 02/02/2026 | ☆ |
| 23544 | Human Capital, Llc CRD 319649 | Wealth Manager · Boutique (under $100M) | $18.5M | 99 | 240 | 1 | 07/30/2026 | ☆ | |
| 23545 | Partner Wealth Management, Llc CRD 173548 | Wealth Manager · Boutique (under $100M) | $18.5M | 8 | 8 | 1 | 01/14/2026 | ☆ | |
| 23546 | Sound Investments Inc. CRD 117501 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $18.5M | 70 | 70 | 1 | 03/13/2026 | ☆ |
| 23547 | Krivacs Capital Management, Llc CRD 131835 | Denver, CO | Wealth Manager · Boutique (under $100M) | $18.5M | 10 | 24 | 1 | 03/16/2026 | ☆ |
| 23548 | Growth Vision Asset Management Llc CRD 168010 | Wealth Manager · Boutique (under $100M) | $18.5M | 7 | 7 | 1 | 02/06/2026 | ☆ | |
| 23549 | Parker Financial, Llc CRD 145670 | Wealth Manager · Boutique (under $100M) | $18.5M | 35 | 117 | 1 | 08/05/2025 | ☆ | |
| 23550 | Cris Capital, Ltd. CRD 281642 | Katy, TX | Wealth Manager · Boutique (under $100M) | $18.5M | 69 | 116 | 2 | 05/06/2026 | ☆ |