AUMdb

Investment advisers

45,009 firms from SEC Form ADV filings

Advanced market filters Pro · unlock

Profiles and source records remain public on every plan.

Save, monitor & export with Pro
#FirmLocationCategoryAUMClientsAccountsStaffAs ofSave
3301 The Investment House Llc CRD 163493 Redondo Beach, CA Wealth Manager · Mid-sized ($1B–$10B) $2.5B 253 505 11 09/16/2026 ☆
3302 Warwick Investment Management, Inc. CRD 105951 Bryan, TX Wealth Manager · Mid-sized ($1B–$10B) $2.5B 253 1,533 9 06/16/2026 ☆
3303 Redwood Investment Management, Llc. CRD 153139 Scottsdale, AZ Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) $2.5B 152 524 39 03/31/2026 ☆
3304 Lvw Advisors, Llc CRD 159403 Pittsford, NY Insurance-Affiliated · Mid-sized ($1B–$10B) $2.5B 519 2,625 19 03/24/2026 ☆
3305 Reinhart Partners, Llc CRD 106432 Mequon, WI Investment Adviser · Mid-sized ($1B–$10B) $2.5B 217 217 16 05/18/2026 ☆
3306 N CRD 313171 Wealth Manager · Mid-sized ($1B–$10B) $2.5B 6,688 9,556 389 07/01/2025 ☆
3307 Owl Creek Asset Management, L.P. CRD 139371 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 12 11 30 04/10/2026 ☆
3308 Kepos Capital Lp CRD 156361 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 17 17 40 05/20/2026 ☆
3309 C Iii Investment Management Llc CRD 156553 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 9 9 80 03/31/2026 ☆
3310 Sverica Capital Management Lp CRD 156956 Boston, MA Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 9 9 24 03/30/2026 ☆
3311 Align Ventures Special Opportunity Gp Spv I, Llc CRD 323154 Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 91 91 17 08/04/2026 ☆
3312 Oxbow Advisors, Llc CRD 156393 Austin, TX Wealth Manager · Mid-sized ($1B–$10B) $2.5B 744 1,782 13 06/19/2026 ☆
3313 Incentive As CRD 174704 Oslo Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 9 9 6 05/22/2026 ☆
3314 Everhart Financial Group Inc CRD 107091 Dublin, OH Insurance-Affiliated · Mid-sized ($1B–$10B) $2.5B 2,912 6,105 59 09/23/2026 ☆
3315 Shufro, Rose & Co., Llc CRD 3403 New York, NY Wealth Manager · Mid-sized ($1B–$10B) $2.5B 1,331 3,009 27 04/21/2026 ☆
3316 Fiduciary First, Llc CRD 150330 Maitland, FL Institutional / Pension Advisor · Mid-sized ($1B–$10B) $2.5B 27 42 7 03/26/2026 ☆
3317 Tiff Endowment Asset Management, Llc CRD 156308 Radnor, PA Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 1 1 0 03/20/2026 ☆
3318 Martis Capital Management, Llc CRD 296437 Washington, DC Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 19 19 25 07/13/2026 ☆
3319 Forge Global Advisors Llc CRD 284722 San Francisco, CA Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 122 122 18 04/06/2026 ☆
3320 S & Co., Inc. CRD 110026 Boston, MA Wealth Manager · Mid-sized ($1B–$10B) $2.5B 383 383 15 03/31/2026 ☆
3321 Unigestion (Us) Ltd CRD 305038 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 27 27 9 06/09/2026 ☆
3322 Urban Investment Advisors, Inc., CRD 222524 Mill Valley, CA Investment Adviser · Mid-sized ($1B–$10B) $2.5B 12 3 06/30/2026 ☆
3323 Affinity Asset Advisors, Llc CRD 312788 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 3 3 10 07/27/2026 ☆
3324 Analog Century Management Lp CRD 298760 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $2.5B 17 17 10 03/30/2026 ☆
3325 Relyea Zuckerberg Hanson, Llc CRD 125696 Stamford, CT Wealth Manager · Mid-sized ($1B–$10B) $2.4B 451 1,698 11 02/01/2026 ☆
3326 Silver Oak Securities Incorporated CRD 46947 Jackson, TN Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) $2.4B 8,746 15,093 103 09/09/2026 ☆
3327 Cas Investment Partners, Llc CRD 170071 Westport, CT Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 4 4 3 03/31/2026 ☆
3328 Jaffe Tilchin Investment Partners, Llc CRD 143608 Tampa, FL Wealth Manager · Mid-sized ($1B–$10B) $2.4B 1,892 5,136 39 07/01/2026 ☆
3329 Retirement Resources Investment Corporation CRD 47723 Andover, MA Institutional / Pension Advisor · Mid-sized ($1B–$10B) $2.4B 152 299 7 04/28/2026 ☆
3330 Michaud Capital Management Llc CRD 159828 Denver, CO Investment Adviser · Mid-sized ($1B–$10B) $2.4B 32 101 19 03/30/2026 ☆
3331 Bluearc Capital Management, Llc CRD 167233 Atlanta, GA Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 51 51 11 07/28/2026 ☆
3332 Medalist Partners Lp CRD 292747 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 29 29 21 05/22/2026 ☆
3333 Domini Impact Investments Llc CRD 109505 New York, NY Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) $2.4B 4 4 23 02/25/2026 ☆
3334 Balance Point Capital Advisors, Llc CRD 264789 Westport, CT Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 6 7 23 04/22/2026 ☆
3335 Infrared Capital Partners (Us) Llc CRD 310401 New York, NY Investment Adviser · Mid-sized ($1B–$10B) $2.4B 1 16 28 03/26/2026 ☆
3336 Longitude Capital Management Co., Llc CRD 161916 Menlo Park, CA Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 6 6 27 08/21/2026 ☆
3337 Gryphon Financial Partners, Llc CRD 288210 Columbus, OH Wealth Manager · Mid-sized ($1B–$10B) $2.4B 661 2,819 31 09/17/2026 ☆
3338 Guyasuta Investment Advisors, Incorporated CRD 108400 Pittsburgh, PA Wealth Manager · Mid-sized ($1B–$10B) $2.4B 478 1,389 13 02/04/2026 ☆
3339 N CRD 112226 Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 15 15 24 03/27/2025 ☆
3340 683 Capital Management, Llc CRD 156181 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 2 2 10 03/30/2026 ☆
3341 N CRD 315312 Wealth Manager · Mid-sized ($1B–$10B) $2.4B 1,887 3,940 17 03/13/2025 ☆
3342 Long Focus Capital Management Llc CRD 322024 San Juan, PR Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 3 4 11 03/30/2026 ☆
3343 Sr One Capital Management, Lp CRD 306361 Redwood City, CA Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 19 19 28 03/31/2026 ☆
3344 Prodigy Asset Management Llc CRD 106457 Omaha, NE Endowment & Foundation Advisor · Mid-sized ($1B–$10B) $2.4B 93 282 9 06/25/2026 ☆
3345 Howe And Rusling, Inc. CRD 104627 Rochester, NY Wealth Manager · Mid-sized ($1B–$10B) $2.4B 1,397 3,397 26 07/31/2026 ☆
3346 Blackrock Asset Management Schweiz Ag CRD 161987 Zurich Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 4 39 129 05/15/2026 ☆
3347 Permian Investment Partners, Lp CRD 156893 Dallas, TX Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 8 9 12 03/31/2026 ☆
3348 3650 Reit Investment Management Llc CRD 286013 Miami, FL Investment Adviser · Mid-sized ($1B–$10B) $2.4B 12 13 16 03/31/2026 ☆
3349 Bleichroeder Lp CRD 304295 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $2.4B 57 57 12 09/23/2026 ☆
3350 Nichols & Pratt Advisers Llp CRD 107113 Boston, MA Multi-Family Office · Mid-sized ($1B–$10B) $2.4B 106 642 20 08/26/2026 ☆