Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 3351 | Comvest Advisors Llc CRD 160753 | West Palm Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 8 | 8 | 150 | 03/31/2026 | ☆ |
| 3352 | The Milestone Real Estate Group, Lp CRD 161957 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 3 | 3 | 33 | 04/23/2026 | ☆ |
| 3353 | Paceline Equity Partners, Llc CRD 307683 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 10 | 10 | 40 | 03/30/2026 | ☆ |
| 3354 | Rock Springs Capital Management Lp CRD 168648 | Baltimore, MD | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 6 | 6 | 17 | 03/24/2026 | ☆ |
| 3355 | Requisite Capital Management Llc CRD 283107 | Dallas, TX | Multi-Family Office · Mid-sized ($1B–$10B) | $2.4B | 231 | 934 | 11 | 03/31/2026 | ☆ |
| 3356 | Valeas Capital Partners Management Lp CRD 317369 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 13 | 13 | 18 | 04/01/2026 | ☆ |
| 3357 | N CRD 300769 | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 3 | 3 | 14 | 03/28/2025 | ☆ | |
| 3358 | Manitou Investment Management Ltd. CRD 319213 | Toronto, Ontario | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 463 | 1,492 | 21 | 03/30/2026 | ☆ |
| 3359 | Traynor Capital Management, Inc. CRD 138881 | Malvern, PA | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 1,590 | 1,660 | 12 | 09/14/2026 | ☆ |
| 3360 | Pronvest, Llc Dba Future Capital CRD 119081 | Chattanooga, TN | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 17,093 | 17,093 | 30 | 09/22/2026 | ☆ |
| 3361 | Dark Forest Capital Management Lp CRD 312519 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 3 | 3 | 14 | 03/27/2026 | ☆ |
| 3362 | N CRD 107177 | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 544 | 1,480 | 18 | 02/04/2026 | ☆ | |
| 3363 | Wealth Architects, Llc CRD 135373 | Mountain View, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 437 | 3,047 | 23 | 03/30/2026 | ☆ |
| 3364 | Corecommodity Management, Llc CRD 135810 | Stamford, CT | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.4B | 16 | 17 | 30 | 03/27/2026 | ☆ |
| 3365 | Sterling Investment Management, Llc CRD 174707 | West Palm Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 13 | 13 | 52 | 03/25/2026 | ☆ |
| 3366 | Sarofim International Management Company Llc CRD 106933 | Houston, TX | Investment Adviser · Mid-sized ($1B–$10B) | $2.4B | 14 | 14 | 26 | 05/12/2026 | ☆ |
| 3367 | Moody, Lynn, Lieberson & Walker, Llc CRD 283549 | Boston, MA | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 550 | 1,056 | 14 | 03/25/2026 | ☆ |
| 3368 | Sentry Advisors, Llc CRD 174042 | San Francisco, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $2.4B | 183 | 629 | 4 | 03/05/2026 | ☆ |
| 3369 | Align Capital Partners, Lp CRD 284487 | Shaker Heights, OH | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 8 | 8 | 35 | 03/26/2026 | ☆ |
| 3370 | Oxford Finance Advisors, Llc CRD 304433 | Alexandria, VA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 4 | 4 | 84 | 08/27/2026 | ☆ |
| 3371 | Forest Avenue Capital Management Lp CRD 321948 | Miami, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 4 | 4 | 11 | 03/31/2026 | ☆ |
| 3372 | Kynam Capital Management, Lp CRD 314368 | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 3 | 3 | 3 | 04/10/2026 | ☆ | |
| 3373 | Sandhill Capital Partners Llc CRD 129800 | Buffalo, NY | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 2,110 | 3,391 | 22 | 03/31/2026 | ☆ |
| 3374 | Efs Advisors Llc CRD 115211 | Cambridge, MN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.4B | 21,701 | 29,438 | 59 | 03/03/2026 | ☆ |
| 3375 | Phoenix Asset Management Partners Limited CRD 284936 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 8 | 12 | 20 | 06/29/2026 | ☆ |
| 3376 | Irenic Capital Management Lp CRD 319645 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 19 | 19 | 12 | 04/16/2026 | ☆ |
| 3377 | Alatus Capital Llc CRD 281625 | Geneva | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 7 | 10 | 11 | 03/30/2026 | ☆ |
| 3378 | Stonebridge Financial Group, Llc CRD 337972 | St. Louis, MO | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.4B | 805 | 1,623 | 10 | 06/29/2026 | ☆ |
| 3379 | Heard Capital Llc CRD 297176 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 7 | 12 | 10 | 08/07/2026 | ☆ |
| 3380 | Fulton Breakefield Broenniman,Llc CRD 108967 | Bethesda, MD | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 1,012 | 3,187 | 21 | 08/13/2026 | ☆ |
| 3381 | Capital Investment Advisory Services, Llc CRD 149124 | Raleigh, NC | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 6,276 | 9,862 | 91 | 03/12/2026 | ☆ |
| 3382 | Ram Active Investments S.A. CRD 226589 | Geneva | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 13 | 13 | 29 | 03/31/2026 | ☆ |
| 3383 | Washington Trust Advisors, Inc. CRD 110407 | Wellesley, MA | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 845 | 1,779 | 21 | 05/04/2026 | ☆ |
| 3384 | Newsquare Capital, Llc CRD 152430 | Newtown Square, PA | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 2,196 | 4,168 | 21 | 02/06/2026 | ☆ |
| 3385 | Nordflint Capital Partners Fondsmaeglerselskab A/S CRD 310492 | Copenhagen | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 4 | 4 | 9 | 04/15/2026 | ☆ |
| 3386 | Ddd Partners, Llc CRD 301548 | Bellevue, WA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.4B | 517 | 1,558 | 24 | 07/10/2026 | ☆ |
| 3387 | Digital Alpha Advisors, Llc CRD 286351 | Henderson, NV | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 13 | 13 | 13 | 06/18/2026 | ☆ |
| 3388 | Gf International Investment Management Limited CRD 170990 | Hong Kong | Investment Adviser · Mid-sized ($1B–$10B) | $2.4B | 231 | 43 | 35 | 03/31/2026 | ☆ |
| 3389 | Prelude Capital Management, Llc CRD 158105 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 18 | 18 | 32 | 03/31/2026 | ☆ |
| 3390 | Ratson Advisory Llc CRD 330091 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $2.4B | 1 | 27 | 2 | 02/05/2026 | ☆ |
| 3391 | Swan Global Investments, Llc CRD 114669 | Durango, CO | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.4B | 1,231 | 1,231 | 17 | 03/13/2026 | ☆ |
| 3392 | Swan Global Management Llc CRD 173621 | Humacao, PR | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.4B | 1,231 | 1,231 | 3 | 03/18/2026 | ☆ |
| 3393 | One River Asset Management, Llc CRD 167835 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 11 | 16 | 22 | 07/22/2026 | ☆ |
| 3394 | Mcinroy & Wood Limited CRD 316199 | Haddington, East Lothian | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 1,002 | 1,002 | 75 | 07/27/2026 | ☆ |
| 3395 | Parsons Capital Management Inc CRD 106295 | Providence, RI | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 746 | 1,942 | 22 | 04/08/2026 | ☆ |
| 3396 | Mudita Advisors Llp CRD 315593 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 8 | 8 | 7 | 06/03/2026 | ☆ |
| 3397 | Paradigm Capital Management, Inc. CRD 107982 | Albany, NY | Investment Adviser · Mid-sized ($1B–$10B) | $2.4B | 66 | 72 | 12 | 03/31/2026 | ☆ |
| 3398 | New 2 Nd Capital Advisors, L.P. CRD 292254 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 15 | 15 | 20 | 09/15/2026 | ☆ |
| 3399 | Yellow Wood Partners Llc CRD 161062 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 10 | 10 | 22 | 07/29/2026 | ☆ |
| 3400 | Scf Partners, Inc. CRD 107599 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 7 | 7 | 23 | 08/28/2026 | ☆ |