Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 3551 | Patten And Patten, Inc. CRD 105414 | Chattanooga, TN | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 879 | 2,156 | 13 | 03/16/2026 | ☆ |
| 3552 | Advisors Asset Management, Inc. CRD 46727 | Monument, CO | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $2.2B | 1,505 | 1,505 | 255 | 08/13/2026 | ☆ |
| 3553 | The Forum Finance Group Sa CRD 284407 | Geneva | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 680 | 678 | 27 | 08/12/2026 | ☆ |
| 3554 | Cr Group L.P. CRD 132967 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 10 | 10 | 21 | 03/31/2026 | ☆ |
| 3555 | Kosmos Management Llc CRD 164712 | Seattle, WA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 12 | 12 | 34 | 08/14/2026 | ☆ |
| 3556 | Fs Structured Products Advisor, Llc CRD 301285 | Philadelphia, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 6 | 6 | 183 | 03/27/2026 | ☆ |
| 3557 | N CRD 111335 | Investment Adviser · Mid-sized ($1B–$10B) | $2.2B | 564 | 564 | 18 | 03/24/2025 | ☆ | |
| 3558 | Willow Run Advisors, Llc CRD 343930 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 1 | 20 | 7 | 08/07/2026 | ☆ |
| 3559 | Jd Euroway Capital Partners Llc CRD 305102 | Montreal, Quebec | Investment Adviser · Mid-sized ($1B–$10B) | $2.2B | 2 | 7 | 1 | 03/30/2024 | ☆ |
| 3560 | Valuequest Investment Advisors Private Ltd CRD 331389 | Mumbai | Investment Adviser · Mid-sized ($1B–$10B) | $2.2B | 1,892 | 1,892 | 103 | 07/31/2026 | ☆ |
| 3561 | Kiley Juergens Wealth Management, Llc CRD 151088 | Olympia, WA | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 3,070 | 6,799 | 26 | 07/17/2026 | ☆ |
| 3562 | John Hancock Personal Financial Services, Llc CRD 174433 | Boston, MA | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 35,589 | 35,589 | 149 | 03/27/2026 | ☆ |
| 3563 | 1834 Investment Advisors Co. CRD 105435 | Milwaukee, WI | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.2B | 542 | 966 | 45 | 09/04/2026 | ☆ |
| 3564 | Raga Partners Lp CRD 316791 | New York, NY | Multi-Family Office · Mid-sized ($1B–$10B) | $2.2B | 1 | 4 | 12 | 05/04/2026 | ☆ |
| 3565 | Independence Asset Advisors, Llc CRD 152963 | Wynnewood, PA | Investment Adviser · Mid-sized ($1B–$10B) | $2.2B | 38 | 38 | 5 | 03/24/2026 | ☆ |
| 3566 | Lupa Ria Investment Management Llc CRD 314819 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 8 | 8 | 12 | 03/31/2026 | ☆ |
| 3567 | Maxim Capital Group, Llc CRD 288321 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 20 | 20 | 19 | 04/08/2026 | ☆ |
| 3568 | Gtis Partners Lp CRD 156798 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 25 | 40 | 92 | 06/15/2026 | ☆ |
| 3569 | Wealthplan Investment Management Llc CRD 311364 | Omaha, NE | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 2,145 | 5,313 | 34 | 08/24/2026 | ☆ |
| 3570 | Nadler Financial Group, Inc. CRD 122617 | Deerfield, IL | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 1,072 | 3,212 | 28 | 08/31/2026 | ☆ |
| 3571 | Dsc Meridian Capital Lp CRD 296590 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 12 | 16 | 12 | 04/30/2026 | ☆ |
| 3572 | Clear Haven Capital Management, Llc CRD 149165 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $2.2B | 35 | 35 | 16 | 06/29/2026 | ☆ |
| 3573 | Hite Hedge Asset Management Llc CRD 160173 | Braintree, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 7 | 7 | 21 | 03/31/2026 | ☆ |
| 3574 | The Investment Counsel Company Of Nevada CRD 19608 | Las Vegas, NV | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 410 | 2,210 | 11 | 03/31/2026 | ☆ |
| 3575 | Orei Advisors Lp CRD 284241 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 16 | 24 | 41 | 03/31/2026 | ☆ |
| 3576 | Euro Pacific Asset Management, Llc CRD 152922 | Dorado, PR | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.2B | 3,661 | 3,661 | 14 | 07/31/2026 | ☆ |
| 3577 | Joel R. Mogy Investment Counsel Inc. CRD 111622 | Beverly Hills, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 278 | 663 | 9 | 03/25/2026 | ☆ |
| 3578 | Pacific Lake Partners, L.L.C. CRD 160377 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 12 | 12 | 27 | 05/08/2026 | ☆ |
| 3579 | Condor Capital Management CRD 104920 | Martinsville, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 879 | 4,039 | 31 | 07/16/2026 | ☆ |
| 3580 | Cai Manager Lp CRD 310205 | Mill Valley, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 13 | 13 | 17 | 09/21/2026 | ☆ |
| 3581 | Bell Asset Management Limited CRD 146144 | Melbourne | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $2.2B | 14 | 14 | 30 | 03/25/2026 | ☆ |
| 3582 | Catalio Capital Management, Lp CRD 310374 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 33 | 33 | 30 | 03/31/2026 | ☆ |
| 3583 | Ascend Capital Partners Manager, L.P. CRD 310515 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 16 | 16 | 19 | 03/31/2026 | ☆ |
| 3584 | Sagefield Investment Group Lp CRD 312019 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 15 | 15 | 10 | 03/30/2026 | ☆ |
| 3585 | Mercer Investment Solutions Llc CRD 155919 | New York, NY | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.2B | 11 | 11 | 38 | 06/12/2026 | ☆ |
| 3586 | Sigma Investment Counselors, Inc. CRD 104754 | Northville, MI | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 775 | 2,837 | 20 | 04/08/2026 | ☆ |
| 3587 | Samsara Biocapital, Llc CRD 288114 | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 3 | 3 | 31 | 06/26/2026 | ☆ | |
| 3588 | Pinnacle Pension Consultants Llc CRD 133442 | Needham, MA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.2B | 65 | 66 | 3 | 03/05/2026 | ☆ |
| 3589 | Resurgens Technology Advisors, L.P. CRD 293042 | Atlanta, GA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 10 | 10 | 42 | 03/31/2026 | ☆ |
| 3590 | Pds Planning Inc CRD 106895 | Dublin, OH | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 614 | 3,159 | 19 | 03/19/2026 | ☆ |
| 3591 | Zuckerman Investment Group, Llc CRD 137785 | Chicago, IL | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 439 | 1,463 | 15 | 09/01/2026 | ☆ |
| 3592 | Anfield Capital Management, Llc CRD 165211 | Irvine, CA | Investment Adviser · Mid-sized ($1B–$10B) | $2.2B | 13 | 884 | 10 | 03/17/2026 | ☆ |
| 3593 | Capitol Securities Management, Inc. CRD 14169 | Glen Allen, VA | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $2.2B | 3,970 | 3,970 | 170 | 03/31/2026 | ☆ |
| 3594 | Shanghai Fosun Chuangfu Equity Investment Management Company CRD 170015 | Shanghai | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 37 | 37 | 65 | 03/12/2026 | ☆ |
| 3595 | Abacus Planning Group, Inc. CRD 107994 | Columbia, SC | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 328 | 2,854 | 30 | 04/13/2026 | ☆ |
| 3596 | Octavia Wealth Advisors Llc CRD 306909 | Cincinnati, OH | Wealth Manager · Mid-sized ($1B–$10B) | $2.2B | 3,803 | 6,795 | 45 | 07/02/2026 | ☆ |
| 3597 | Lattice Strategies Llc CRD 130373 | Wayne, PA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.2B | 7 | 7 | 368 | 06/10/2026 | ☆ |
| 3598 | Hmi Capital Management, L.P. CRD 160850 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 3 | 3 | 16 | 03/31/2026 | ☆ |
| 3599 | Meridiem Capital Partners Lp CRD 318498 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 5 | 5 | 16 | 07/14/2026 | ☆ |
| 3600 | Greenland Capital Management Lp CRD 317701 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.2B | 3 | 3 | 26 | 06/25/2026 | ☆ |