Investment advisers
44,512 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5401 | Goldstone Financial Group, Llc CRD 222520 | Oakbrook Terrace, IL | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,675 | 4,448 | 43 | 03/31/2026 | ☆ |
| 5402 | N CRD 165616 | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,537 | 2,652 | 28 | 03/28/2025 | ☆ | |
| 5403 | Virtus Alternative Investment Advisers, Llc CRD 143732 | Hartford, CT | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.1B | 4 | 4 | 0 | 06/30/2026 | ☆ |
| 5404 | N CRD 302077 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 7 | 7 | 7 | 03/24/2026 | ☆ | |
| 5405 | Wndrco Capital Management Llc CRD 318443 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 8 | 8 | 18 | 07/10/2026 | ☆ | |
| 5406 | Gr Financial Group, Llc CRD 172370 | Tucson, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,553 | 2,552 | 10 | 04/30/2026 | ☆ |
| 5407 | Jamison Private Wealth Management, Inc. CRD 109040 | Milton, GA | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 534 | 1,358 | 5 | 02/16/2026 | ☆ |
| 5408 | Faithward Advisors, Llc CRD 116978 | Lancaster, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 3,114 | 6,477 | 47 | 03/27/2026 | ☆ |
| 5409 | Arohi Asset Management Pte Ltd. CRD 160798 | Singapore | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 7 | 7 | 16 | 06/29/2026 | ☆ |
| 5410 | Liberty One Investment Management, Llc CRD 304290 | Libertyville, IL | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 10 | 6,469 | 20 | 03/14/2026 | ☆ |
| 5411 | Timber Bay Partners, Llc CRD 286653 | Cincinnati, OH | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 4 | 4 | 9 | 07/30/2026 | ☆ |
| 5412 | Whitefort Capital Management, Lp CRD 288534 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 3 | 3 | 11 | 03/27/2026 | ☆ |
| 5413 | Post Road Group Llc CRD 288459 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 26 | 26 | 13 | 06/22/2026 | ☆ |
| 5414 | Petiole Usa Limited CRD 159788 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 1 | 1 | 7 | 03/31/2026 | ☆ |
| 5415 | Panoramika Advisors Inc. CRD 172737 | Miami, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 26 | 183 | 2 | 02/10/2026 | ☆ |
| 5416 | N CRD 109361 | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 664 | 1,738 | 10 | 03/18/2025 | ☆ | |
| 5417 | Southern Financial Group, Llc CRD 142644 | Birmingham, AL | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,146 | 2,597 | 8 | 02/26/2026 | ☆ |
| 5418 | Coyle Financial Counsel, Llc CRD 110593 | Glenview, IL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.0B | 439 | 2,270 | 24 | 03/23/2026 | ☆ |
| 5419 | Dtcp Usa Llc CRD 297884 | Las Vegas, NV | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 6 | 6 | 4 | 04/30/2026 | ☆ |
| 5420 | Mack Real Estate Credit Strategies, L.P. CRD 167609 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 14 | 14 | 70 | 03/30/2026 | ☆ |
| 5421 | Sittner & Nelson, Llc CRD 309757 | Eugene, OR | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 475 | 1,506 | 6 | 03/31/2026 | ☆ |
| 5422 | Qp Global Family Offices, Llc CRD 294879 | Greenwich, CT | Multi-Family Office · Mid-sized ($1B–$10B) | $1.0B | 15 | 243 | 9 | 03/31/2026 | ☆ |
| 5423 | Counterpointe Investment Management Llc CRD 333864 | Stamford, CT | Investment Adviser · Mid-sized ($1B–$10B) | $1.0B | 2 | 36 | 08/05/2026 | ☆ | |
| 5424 | Matauro, Llc CRD 333038 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 876 | 2,405 | 16 | 04/01/2026 | ☆ |
| 5425 | Bayou City Energy Management Llc CRD 283269 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 7 | 7 | 9 | 03/31/2026 | ☆ |
| 5426 | Baker Ellis Asset Management Llc CRD 121802 | Vancouver, WA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 343 | 343 | 5 | 02/11/2026 | ☆ |
| 5427 | Nassau Private Credit Llc CRD 300220 | Darien, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 11 | 11 | 7 | 07/21/2026 | ☆ |
| 5428 | Morling Financial Advisors, Llc CRD 111819 | Fremont, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 349 | 1,413 | 21 | 03/24/2026 | ☆ |
| 5429 | Quona Capital Management Llc CRD 277131 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 10 | 10 | 27 | 03/30/2026 | ☆ |
| 5430 | Bridgeport Financial Solutions Llc CRD 325485 | Phoenix, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 920 | 2,755 | 9 | 06/22/2026 | ☆ |
| 5431 | Weaver Consulting Group, Llc CRD 287895 | Huntington Beach, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 1,114 | 2,720 | 7 | 07/29/2026 | ☆ |
| 5432 | High Probability Advisors, Llc CRD 289541 | Pittsford, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 398 | 860 | 16 | 05/19/2026 | ☆ |
| 5433 | Manchester Financial Inc CRD 106071 | Westlake Village, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 1,102 | 2,453 | 19 | 03/27/2026 | ☆ |
| 5434 | Weatherford Capital Management Llc CRD 304514 | Tampa, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 21 | 21 | 14 | 03/30/2026 | ☆ |
| 5435 | Round Hill Music Lp CRD 167234 | Nashville, TN | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 5 | 5 | 59 | 03/31/2026 | ☆ |
| 5436 | Three Bridge Wealth Advisors, Llc CRD 150460 | Los Altos, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.0B | 71 | 605 | 10 | 03/30/2026 | ☆ |
| 5437 | Marble Wealth, Llc CRD 335291 | Montgomery, AL | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 314 | 1,077 | 6 | 07/22/2026 | ☆ |
| 5438 | Paragon Advisors, L.L.C. CRD 143721 | College Station, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 458 | 2,696 | 17 | 07/16/2026 | ☆ |
| 5439 | Rpg Investment Advisory, Llc CRD 172173 | Pleasanton, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 953 | 953 | 9 | 01/27/2026 | ☆ |
| 5440 | Biglari Capital Llc CRD 115197 | San Antonio, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 2 | 2 | 4 | 03/28/2026 | ☆ |
| 5441 | Cifc Investment Management Llc CRD 107050 | Miami, FL | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.0B | 2 | 2 | 200 | 08/04/2026 | ☆ |
| 5442 | Fitzroy Investment Advisors Llc CRD 174342 | Aventura, FL | Multi-Family Office · Mid-sized ($1B–$10B) | $1.0B | 81 | 81 | 9 | 03/31/2026 | ☆ |
| 5443 | Stelac Capital Partners Llc CRD 163081 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 36 | 36 | 2 | 05/29/2026 | ☆ |
| 5444 | Esp Investment Advisors Llc CRD 298553 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 3 | 3 | 16 | 03/26/2026 | ☆ |
| 5445 | Red Oak Financial Group, Llc CRD 166912 | Towson, MD | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 1,202 | 1,885 | 20 | 07/17/2026 | ☆ |
| 5446 | Ls Bdc Adviser, Llc CRD 313799 | Miami, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.0B | 1 | 2 | 35 | 06/02/2026 | ☆ |
| 5447 | Dream U.S. Manager Llc CRD 314547 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 1 | 1 | 42 | 03/26/2026 | ☆ |
| 5448 | Clearhaven Partners Lp CRD 309219 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 4 | 4 | 17 | 03/30/2026 | ☆ |
| 5449 | Violich Capital Management CRD 111410 | Mill Valley, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 116 | 261 | 1 | 05/11/2026 | ☆ |
| 5450 | Argos Wealth Advisors Llc CRD 144481 | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 244 | 246 | 11 | 07/10/2026 | ☆ |