Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5401 | Worthpointe, Llc CRD 143996 | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 626 | 1,703 | 16 | 03/31/2026 | ☆ | |
| 5402 | Bsip Slp Gp, Llc CRD 298964 | Frisco, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 17 | 17 | 20 | 06/30/2026 | ☆ |
| 5403 | Sequent Asset Management, Llc CRD 148194 | Houston, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 335 | 335 | 3 | 04/01/2026 | ☆ |
| 5404 | Form Wealth Advisors, Llc CRD 326519 | Lake Geneva, WI | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 794 | 2,724 | 16 | 03/11/2026 | ☆ |
| 5405 | Stepp & Rothwell Inc CRD 107999 | Overland Park, KS | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 340 | 2,283 | 25 | 09/09/2026 | ☆ |
| 5406 | Armbruster Capital Management, Inc. CRD 151590 | Pittsford, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 524 | 524 | 9 | 07/30/2026 | ☆ |
| 5407 | Griffin Asset Management, Llc CRD 104548 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 689 | 689 | 10 | 02/25/2026 | ☆ |
| 5408 | Freedom 3 Capital, Llc CRD 170786 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 23 | 27 | 19 | 03/25/2026 | ☆ |
| 5409 | Preston Capital Llc CRD 328417 | Aliso Viejo, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 3 | 3 | 18 | 06/01/2026 | ☆ |
| 5410 | Revolvercap Management, L.P. CRD 290377 | Teaneck, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 3 | 3 | 4 | 03/18/2026 | ☆ |
| 5411 | Nordea Investment Management North America, Inc. CRD 116837 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 1 | 5 | 4 | 05/06/2026 | ☆ |
| 5412 | Dgs Capital Management, Llc CRD 281938 | Jersey City, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 400 | 1,141 | 12 | 03/30/2026 | ☆ |
| 5413 | Connelly Capital Management Llc CRD 324104 | Guaynabo, PR | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 3 | 37 | 2 | 03/27/2026 | ☆ |
| 5414 | Goldstone Financial Group, Llc CRD 222520 | Oakbrook Terrace, IL | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,675 | 4,448 | 43 | 03/31/2026 | ☆ |
| 5415 | N CRD 165616 | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,537 | 2,652 | 28 | 03/28/2025 | ☆ | |
| 5416 | Virtus Alternative Investment Advisers, Llc CRD 143732 | Hartford, CT | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.1B | 4 | 4 | 0 | 06/30/2026 | ☆ |
| 5417 | N CRD 302077 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 7 | 7 | 7 | 03/24/2026 | ☆ | |
| 5418 | Sator Grove Management Company, Llc CRD 318780 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 2 | 2 | 3 | 08/14/2026 | ☆ | |
| 5419 | Wndrco Capital Management Llc CRD 318443 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 8 | 8 | 18 | 07/10/2026 | ☆ |
| 5420 | Gr Financial Group, Llc CRD 172370 | Tucson, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,553 | 2,552 | 10 | 08/10/2026 | ☆ |
| 5421 | Jamison Private Wealth Management, Inc. CRD 109040 | Milton, GA | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 534 | 1,358 | 5 | 02/16/2026 | ☆ |
| 5422 | Faithward Advisors, Llc CRD 116978 | Lancaster, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 3,114 | 6,477 | 47 | 03/27/2026 | ☆ |
| 5423 | Arohi Asset Management Pte Ltd. CRD 160798 | Singapore | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 7 | 7 | 16 | 08/11/2026 | ☆ |
| 5424 | Liberty One Investment Management, Llc CRD 304290 | Libertyville, IL | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 10 | 6,469 | 20 | 03/14/2026 | ☆ |
| 5425 | Timber Bay Partners, Llc CRD 286653 | Cincinnati, OH | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 4 | 4 | 9 | 07/30/2026 | ☆ |
| 5426 | Whitefort Capital Management, Lp CRD 288534 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 3 | 3 | 11 | 03/27/2026 | ☆ |
| 5427 | Post Road Group Llc CRD 288459 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 26 | 26 | 13 | 06/22/2026 | ☆ |
| 5428 | Petiole Usa Limited CRD 159788 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 1 | 1 | 7 | 03/31/2026 | ☆ |
| 5429 | Panoramika Advisors Inc. CRD 172737 | Miami, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 26 | 183 | 2 | 02/10/2026 | ☆ |
| 5430 | N CRD 109361 | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 664 | 1,738 | 10 | 03/18/2025 | ☆ | |
| 5431 | Southern Financial Group, Llc CRD 142644 | Birmingham, AL | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,146 | 2,597 | 8 | 02/26/2026 | ☆ |
| 5432 | Coyle Financial Counsel, Llc CRD 110593 | Glenview, IL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.0B | 439 | 2,270 | 24 | 03/23/2026 | ☆ |
| 5433 | Dtcp Usa Llc CRD 297884 | Las Vegas, NV | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 6 | 6 | 4 | 04/30/2026 | ☆ |
| 5434 | Mack Real Estate Credit Strategies, L.P. CRD 167609 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 14 | 14 | 70 | 03/30/2026 | ☆ |
| 5435 | Sittner & Nelson, Llc CRD 309757 | Eugene, OR | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 475 | 1,506 | 6 | 03/31/2026 | ☆ |
| 5436 | Qp Global Family Offices, Llc CRD 294879 | Greenwich, CT | Multi-Family Office · Mid-sized ($1B–$10B) | $1.0B | 15 | 243 | 9 | 03/31/2026 | ☆ |
| 5437 | Counterpointe Investment Management Llc CRD 333864 | Stamford, CT | Investment Adviser · Mid-sized ($1B–$10B) | $1.0B | 2 | 36 | 09/17/2026 | ☆ | |
| 5438 | Matauro, Llc CRD 333038 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 876 | 2,405 | 16 | 04/01/2026 | ☆ |
| 5439 | Bayou City Energy Management Llc CRD 283269 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 7 | 7 | 9 | 03/31/2026 | ☆ |
| 5440 | Baker Ellis Asset Management Llc CRD 121802 | Vancouver, WA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 343 | 343 | 5 | 08/11/2026 | ☆ |
| 5441 | Nassau Private Credit Llc CRD 300220 | Darien, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 11 | 11 | 7 | 07/21/2026 | ☆ |
| 5442 | Morling Financial Advisors, Llc CRD 111819 | Fremont, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 349 | 1,413 | 21 | 03/24/2026 | ☆ |
| 5443 | Quona Capital Management Llc CRD 277131 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 10 | 10 | 27 | 03/30/2026 | ☆ |
| 5444 | Bridgeport Financial Solutions Llc CRD 325485 | Phoenix, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 920 | 2,755 | 9 | 08/20/2026 | ☆ |
| 5445 | Weaver Consulting Group, Llc CRD 287895 | Huntington Beach, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 1,114 | 2,720 | 7 | 09/16/2026 | ☆ |
| 5446 | High Probability Advisors, Llc CRD 289541 | Pittsford, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 398 | 860 | 16 | 05/19/2026 | ☆ |
| 5447 | Manchester Financial Inc CRD 106071 | Westlake Village, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 1,102 | 2,453 | 19 | 08/21/2026 | ☆ |
| 5448 | Weatherford Capital Management Llc CRD 304514 | Tampa, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 21 | 21 | 14 | 03/30/2026 | ☆ |
| 5449 | Three Bridge Wealth Advisors, Llc CRD 150460 | Los Altos, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.0B | 71 | 605 | 10 | 03/30/2026 | ☆ |
| 5450 | Marble Wealth, Llc CRD 335291 | Montgomery, AL | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 314 | 1,077 | 6 | 07/22/2026 | ☆ |