Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5451 | Paragon Advisors, L.L.C. CRD 143721 | College Station, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 458 | 2,696 | 17 | 07/16/2026 | ☆ |
| 5452 | Rpg Investment Advisory, Llc CRD 172173 | Pleasanton, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 953 | 953 | 9 | 01/27/2026 | ☆ |
| 5453 | Biglari Capital Llc CRD 115197 | San Antonio, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 2 | 2 | 4 | 03/28/2026 | ☆ |
| 5454 | Cifc Investment Management Llc CRD 107050 | Miami, FL | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.0B | 2 | 2 | 200 | 08/04/2026 | ☆ |
| 5455 | Fitzroy Investment Advisors Llc CRD 174342 | Aventura, FL | Multi-Family Office · Mid-sized ($1B–$10B) | $1.0B | 81 | 81 | 9 | 03/31/2026 | ☆ |
| 5456 | Stelac Capital Partners Llc CRD 163081 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 36 | 36 | 2 | 05/29/2026 | ☆ |
| 5457 | Esp Investment Advisors Llc CRD 298553 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 3 | 3 | 16 | 03/26/2026 | ☆ |
| 5458 | Red Oak Financial Group, Llc CRD 166912 | Towson, MD | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 1,202 | 1,885 | 20 | 07/17/2026 | ☆ |
| 5459 | Ls Bdc Adviser, Llc CRD 313799 | Miami, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.0B | 1 | 2 | 35 | 06/02/2026 | ☆ |
| 5460 | Dream U.S. Manager Llc CRD 314547 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 1 | 1 | 42 | 08/13/2026 | ☆ |
| 5461 | Clearhaven Partners Lp CRD 309219 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 4 | 4 | 17 | 03/30/2026 | ☆ |
| 5462 | Violich Capital Management CRD 111410 | Mill Valley, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 116 | 261 | 1 | 05/11/2026 | ☆ |
| 5463 | Argos Wealth Advisors Llc CRD 144481 | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 244 | 246 | 11 | 07/10/2026 | ☆ | |
| 5464 | Newfront Retirement Services, Inc. CRD 167641 | San Mateo, CA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.0B | 106 | 106 | 30 | 09/01/2026 | ☆ |
| 5465 | Ashe Capital Management, Lp CRD 169616 | Englewood Cliffs, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 1 | 1 | 5 | 03/31/2026 | ☆ |
| 5466 | Modern Portfolio Management Inc CRD 104926 | Holland, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 1,118 | 2,454 | 18 | 05/14/2026 | ☆ |
| 5467 | Whalerock Point Partners, Llc CRD 140781 | West Palm Beach, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 136 | 345 | 6 | 01/16/2026 | ☆ |
| 5468 | Rogers Wealth Group, Inc. CRD 107409 | Fort Worth, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 434 | 876 | 21 | 03/17/2026 | ☆ |
| 5469 | 1543 Capital Lp CRD 305398 | Greenwich, CT | Investment Adviser · Mid-sized ($1B–$10B) | $1.0B | 21 | 21 | 8 | 04/30/2026 | ☆ |
| 5470 | Bainbridge Partners Llp CRD 325681 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 14 | 14 | 18 | 06/26/2026 | ☆ |
| 5471 | Rodgers Brothers, Inc. CRD 16197 | Harmony, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 506 | 1,070 | 19 | 06/23/2026 | ☆ |
| 5472 | Toews Corporation CRD 106304 | Northfield, NJ | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.0B | 129 | 129 | 20 | 03/26/2026 | ☆ |
| 5473 | Peninsula Capital Partners, L.L.C. CRD 157354 | Southfield, MI | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 4 | 4 | 14 | 04/29/2026 | ☆ |
| 5474 | Fierston Financial Group Inc CRD 105003 | West Hartford, CT | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 315 | 904 | 7 | 02/04/2026 | ☆ |
| 5475 | Prosight Management, Lp CRD 148791 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 6 | 6 | 5 | 03/30/2026 | ☆ |
| 5476 | 3(38) Investment Fiduciaries Inc. CRD 298053 | Simi Valley, CA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.0B | 207 | 207 | 2 | 06/22/2026 | ☆ |
| 5477 | Fort Sheridan Advisors Llc CRD 151139 | Highland Park, IL | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 389 | 1,174 | 10 | 08/27/2026 | ☆ |
| 5478 | Beryl Capital Management, Llc CRD 269959 | Redondo Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 8 | 8 | 6 | 03/31/2026 | ☆ |
| 5479 | William Mack & Associates Inc CRD 107377 | Troy, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 965 | 952 | 22 | 08/25/2026 | ☆ |
| 5480 | Gould Asset Management Llc CRD 113098 | Claremont, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 363 | 644 | 15 | 04/16/2026 | ☆ |
| 5481 | Macd Advisors Llc CRD 171905 | Summit, NJ | Investment Adviser · Mid-sized ($1B–$10B) | $1.0B | 1 | 6 | 1 | 03/31/2026 | ☆ |
| 5482 | Sterling Investment Counsel, Llc CRD 282624 | Buffalo, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 888 | 2,253 | 9 | 08/26/2026 | ☆ |
| 5483 | Bay Point Advisors, Llc CRD 286050 | Atlanta, GA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 8 | 8 | 29 | 03/27/2026 | ☆ |
| 5484 | Nellore Capital Management Llc CRD 300467 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 1 | 3 | 2 | 03/31/2026 | ☆ | |
| 5485 | Equality Asset Management, Lp CRD 300710 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 8 | 8 | 10 | 03/31/2026 | ☆ |
| 5486 | Runway Growth Capital Llc CRD 281514 | Chicago, IL | Investment Adviser · Mid-sized ($1B–$10B) | $1.0B | 2 | 2 | 26 | 08/14/2026 | ☆ |
| 5487 | Banyan Tree Asset Management, Llc CRD 168384 | Torrance, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.0B | 47 | 98 | 5 | 04/30/2026 | ☆ |
| 5488 | Theorem Partners Llc CRD 281280 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 3 | 4 | 121 | 06/18/2026 | ☆ |
| 5489 | Watts Gwilliam & Company, Llc CRD 131458 | Gilbert, AZ | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.0B | 514 | 1,208 | 9 | 07/28/2026 | ☆ |
| 5490 | Decagon Asset Management Llp CRD 319363 | London | Investment Adviser · Mid-sized ($1B–$10B) | $1.0B | 5 | 5 | 6 | 06/24/2026 | ☆ |
| 5491 | Bos Asset Management, Llc CRD 310632 | Springfield, IL | Investment Adviser · Mid-sized ($1B–$10B) | $1.0B | 627 | 1,273 | 11 | 08/24/2026 | ☆ |
| 5492 | Northwest Wealth Management, Llc CRD 152816 | Spencer, IA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.0B | 2,128 | 4,274 | 26 | 07/06/2026 | ☆ |
| 5493 | Walkner Condon Financial Advisors Llc CRD 160109 | Verona, WI | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 805 | 3,164 | 18 | 09/23/2026 | ☆ |
| 5494 | Ac Funds, Llc CRD 311748 | Ridgewood, NJ | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.0B | 6 | 6 | 2 | 03/25/2026 | ☆ |
| 5495 | Ifg Advisors, Llc CRD 172329 | St. Louis, MO | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.0B | 566 | 2,700 | 5 | 03/09/2026 | ☆ |
| 5496 | John Moore & Associates Inc CRD 109791 | Albuquerque, NM | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 729 | 2,683 | 14 | 04/01/2026 | ☆ |
| 5497 | Harvey Investment Company, Llc CRD 110482 | Louisville, KY | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 184 | 264 | 4 | 08/04/2026 | ☆ |
| 5498 | N CRD 129451 | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 452 | 1,559 | 11 | 09/26/2025 | ☆ | |
| 5499 | Ten Coves Capital, Lp CRD 311121 | Darien, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.0B | 9 | 9 | 11 | 03/31/2026 | ☆ |
| 5500 | Burns J W & Co Inc CRD 107835 | Dewitt, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.0B | 631 | 1,323 | 8 | 04/20/2026 | ☆ |