Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6001 | Freedom Advisory, Llc CRD 147546 | Guaynabo, PR | Wealth Manager · Small ($100M–$1B) | $881M | 528 | 938 | 11 | 02/09/2026 | ☆ |
| 6002 | Roscommon Analytics Llc CRD 332346 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $881M | 6 | 6 | 95 | 07/10/2026 | ☆ |
| 6003 | Lyonross Capital Management, Llc CRD 156637 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $881M | 2 | 6 | 03/30/2026 | ☆ | |
| 6004 | N CRD 122320 | Wealth Manager · Small ($100M–$1B) | $880M | 1,759 | 2,454 | 40 | 06/12/2025 | ☆ | |
| 6005 | N CRD 115959 | Private Fund Manager · Small ($100M–$1B) | $880M | 8 | 8 | 9 | 03/31/2025 | ☆ | |
| 6006 | Bayshore Capital Advisors, Llc CRD 110209 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $879M | 43 | 38 | 12 | 06/26/2026 | ☆ |
| 6007 | Park Place Capital Corporation CRD 107952 | Homewood, AL | Wealth Manager · Small ($100M–$1B) | $879M | 610 | 609 | 20 | 03/13/2026 | ☆ |
| 6008 | Transatlantique Private Wealth Llc CRD 169820 | New York, NY | Wealth Manager · Small ($100M–$1B) | $879M | 411 | 412 | 11 | 04/20/2026 | ☆ |
| 6009 | Alongside, Llc CRD 333587 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $879M | 2,122 | 3,903 | 3 | 06/29/2026 | ☆ |
| 6010 | Chatham Capital Group Inc CRD 106174 | Savannah, GA | Wealth Manager · Small ($100M–$1B) | $878M | 250 | 661 | 9 | 05/19/2026 | ☆ |
| 6011 | Milestone Investment Advisors, Llc CRD 168429 | Middleton, WI | Wealth Manager · Small ($100M–$1B) | $878M | 414 | 1,264 | 7 | 05/12/2026 | ☆ |
| 6012 | Seymour Asset Management Llc CRD 291768 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $878M | 3 | 3 | 1 | 05/05/2026 | ☆ |
| 6013 | Noesis Capital Management Corp CRD 110819 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $877M | 374 | 851 | 12 | 09/21/2026 | ☆ |
| 6014 | Montz Harcus Wealth Management Llc CRD 301963 | New Orleans, LA | Insurance-Affiliated · Small ($100M–$1B) | $876M | 687 | 1,531 | 10 | 08/04/2026 | ☆ |
| 6015 | N CRD 105211 | Wealth Manager · Small ($100M–$1B) | $876M | 395 | 1,364 | 15 | 07/08/2025 | ☆ | |
| 6016 | True Green Capital Management Llc CRD 277052 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $876M | 12 | 10 | 34 | 05/11/2026 | ☆ |
| 6017 | Icon Advisers, Inc. CRD 108268 | Greenwood Village, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $876M | 297 | 297 | 14 | 05/26/2026 | ☆ |
| 6018 | Cgc Financial Services, Llc CRD 155446 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $876M | 1,151 | 3,103 | 13 | 08/20/2026 | ☆ |
| 6019 | Green Cities Investment Management, Llc CRD 166263 | Portland, OR | Private Fund Manager · Small ($100M–$1B) | $875M | 4 | 4 | 16 | 04/29/2026 | ☆ |
| 6020 | Running Oak Capital Llc CRD 286656 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $875M | 1,035 | 1,035 | 3 | 08/12/2026 | ☆ |
| 6021 | Bitkraft Ventures Management, Llc CRD 305847 | Private Fund Manager · Small ($100M–$1B) | $874M | 6 | 6 | 27 | 03/27/2026 | ☆ | |
| 6022 | Leisure Capital Management, Inc. CRD 120374 | Costa Mesa, CA | Wealth Manager · Small ($100M–$1B) | $874M | 349 | 349 | 10 | 03/24/2026 | ☆ |
| 6023 | Sandglass Capital Advisors Llc CRD 299418 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $874M | 10 | 10 | 16 | 03/31/2026 | ☆ |
| 6024 | Atlas Wealth Llc CRD 321832 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $873M | 2,903 | 2,903 | 7 | 04/28/2026 | ☆ |
| 6025 | Integrity Growth Partners, L.P. CRD 307975 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $873M | 11 | 11 | 12 | 03/31/2026 | ☆ |
| 6026 | Affinity Wealth Management Llc CRD 290735 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $873M | 664 | 2,004 | 17 | 04/10/2026 | ☆ |
| 6027 | N CRD 107326 | Wealth Manager · Small ($100M–$1B) | $872M | 556 | 1,918 | 12 | 03/30/2026 | ☆ | |
| 6028 | Marquette Asset Management, Llc CRD 282482 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $872M | 242 | 620 | 7 | 03/31/2026 | ☆ |
| 6029 | B&T Capital Management, Incorporated CRD 121703 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $871M | 468 | 1,316 | 9 | 03/31/2026 | ☆ |
| 6030 | Marlin Manager, Llc CRD 310768 | Saint Petersburg, FL | Investment Adviser · Small ($100M–$1B) | $871M | 5 | 5 | 2 | 03/31/2026 | ☆ |
| 6031 | Oak Grove Capital, Llc CRD 165465 | Wealth Manager · Small ($100M–$1B) | $871M | 115 | 346 | 2 | 03/30/2026 | ☆ | |
| 6032 | Secure Asset Management, L.L.C. CRD 144046 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $871M | 2,877 | 4,609 | 54 | 08/20/2026 | ☆ |
| 6033 | Prairie Management Company, L.P. CRD 155566 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $870M | 6 | 6 | 22 | 09/17/2026 | ☆ |
| 6034 | Atlas Capital Management Corp CRD 106107 | Ft Wayne, IN | Wealth Manager · Small ($100M–$1B) | $870M | 3,261 | 4,143 | 9 | 03/19/2026 | ☆ |
| 6035 | Pine Valley Capital Partners Llc CRD 330556 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $870M | 12 | 12 | 10 | 03/31/2026 | ☆ |
| 6036 | Redw Wealth Llc CRD 109446 | Albuquerque, NM | Institutional / Pension Advisor · Small ($100M–$1B) | $869M | 403 | 892 | 15 | 07/10/2026 | ☆ |
| 6037 | Canopy Partners, Llc CRD 324812 | Cincinnati, OH | Multi-Family Office · Small ($100M–$1B) | $869M | 8 | 412 | 7 | 07/30/2026 | ☆ |
| 6038 | Bridgewealth Advisory Group, Llc CRD 293514 | Fresno, CA | Wealth Manager · Small ($100M–$1B) | $869M | 793 | 2,338 | 10 | 03/30/2026 | ☆ |
| 6039 | Bg Investment Services, Llc CRD 281716 | Hagatna | Insurance-Affiliated · Small ($100M–$1B) | $868M | 722 | 1,011 | 7 | 07/15/2026 | ☆ |
| 6040 | Aspen Renewable Investments, L.L.C. CRD 334812 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $868M | 10 | 10 | 6 | 04/15/2026 | ☆ |
| 6041 | Circle Advisers Inc CRD 110818 | New York, NY | Wealth Manager · Small ($100M–$1B) | $868M | 348 | 1,156 | 8 | 12/26/2025 | ☆ |
| 6042 | Integrity Financial Corporation CRD 137125 | Jackson, WY | Insurance-Affiliated · Small ($100M–$1B) | $868M | 1,450 | 1,443 | 21 | 03/27/2026 | ☆ |
| 6043 | Park Capital Management, Llc CRD 158965 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $868M | 625 | 1,853 | 9 | 03/06/2026 | ☆ |
| 6044 | Highline Wealth Partners, Llc CRD 284712 | Sherman Oaks, CA | Wealth Manager · Small ($100M–$1B) | $868M | 360 | 942 | 17 | 06/22/2026 | ☆ |
| 6045 | Tmb Capital Partners, Llc CRD 335750 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $868M | 432 | 456 | 6 | 09/15/2026 | ☆ |
| 6046 | Vantage Financial Group, Inc. CRD 105950 | Cleveland, OH | Insurance-Affiliated · Small ($100M–$1B) | $867M | 2,521 | 2,521 | 60 | 03/30/2026 | ☆ |
| 6047 | Long Arc Capital Lp CRD 290245 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $867M | 14 | 14 | 13 | 04/30/2026 | ☆ |
| 6048 | Storge Partners Economic Studies Llc CRD 305395 | Coral Gables, FL | Multi-Family Office · Small ($100M–$1B) | $867M | 70 | 194 | 5 | 02/27/2026 | ☆ |
| 6049 | Tsg Advice Partners, Llc CRD 305999 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $867M | 1,157 | 3,609 | 16 | 03/30/2026 | ☆ |
| 6050 | N CRD 110935 | Wealth Manager · Small ($100M–$1B) | $866M | 515 | 1,579 | 20 | 03/06/2025 | ☆ |