Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5951 | Wesbanco Bank, Inc. CRD 111907 | Wheeling, WV | Bank · Small ($100M–$1B) | $893M | 6 | 6 | 13 | 03/30/2026 | ☆ |
| 5952 | Autopilot Advisers, Llc CRD 331749 | New York, NY | Wealth Manager · Small ($100M–$1B) | $892M | 103,270 | 103,270 | 15 | 03/31/2026 | ☆ |
| 5953 | Investment Partners Ltd CRD 108913 | New Philadelphia, OH | Wealth Manager · Small ($100M–$1B) | $892M | 938 | 1,818 | 20 | 05/29/2026 | ☆ |
| 5954 | Oneprime Capital Llc CRD 299697 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $892M | 18 | 18 | 10 | 03/30/2026 | ☆ |
| 5955 | Gec Advisors Llc CRD 161472 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $892M | 10 | 10 | 5 | 04/14/2026 | ☆ |
| 5956 | Headinvest, Llc CRD 140518 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $892M | 445 | 1,107 | 13 | 03/19/2026 | ☆ |
| 5957 | Swisspartners Advisors Ag CRD 148721 | Zurich | Wealth Manager · Small ($100M–$1B) | $892M | 90 | 114 | 5 | 03/26/2026 | ☆ |
| 5958 | Pact Capital Llc CRD 333871 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $892M | 4 | 7 | 14 | 07/10/2026 | ☆ |
| 5959 | Optima Asset Management Lp CRD 299826 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $892M | 30 | 32 | 22 | 08/24/2026 | ☆ |
| 5960 | Southland Equity Partners, Llc. CRD 154481 | Wealth Manager · Small ($100M–$1B) | $891M | 1,766 | 2,754 | 22 | 07/14/2026 | ☆ | |
| 5961 | Commerce Street Investment Advisor, Llc CRD 144278 | Dallas, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $891M | 64 | 64 | 14 | 09/24/2026 | ☆ |
| 5962 | Drucker Wealth 3.0, Llc CRD 328909 | Wealth Manager · Small ($100M–$1B) | $891M | 614 | 2,698 | 12 | 09/03/2026 | ☆ | |
| 5963 | Entrepreneurs First Investment Manager Llp CRD 300402 | London | Private Fund Manager · Small ($100M–$1B) | $891M | 10 | 10 | 9 | 06/29/2026 | ☆ |
| 5964 | Lwo Llc CRD 282281 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $891M | 6 | 6 | 23 | 05/21/2026 | ☆ |
| 5965 | Bluescape Energy Partners Llc CRD 283812 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $890M | 6 | 6 | 9 | 03/30/2026 | ☆ |
| 5966 | Thomas J. Herzfeld Advisors, Inc. CRD 108369 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $890M | 300 | 349 | 15 | 08/18/2026 | ☆ |
| 5967 | Tran Capital Management, L.P. CRD 107049 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $890M | 348 | 348 | 7 | 02/23/2026 | ☆ |
| 5968 | Grandview Property Partners, Llc CRD 299814 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $890M | 22 | 22 | 19 | 03/31/2026 | ☆ |
| 5969 | J.P. King Advisors, Inc. CRD 112109 | Walnut Creek, CA | Insurance-Affiliated · Small ($100M–$1B) | $890M | 452 | 1,440 | 7 | 03/25/2026 | ☆ |
| 5970 | 3 Chopt Investment Partners Llc CRD 319125 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $889M | 236 | 645 | 7 | 03/24/2026 | ☆ |
| 5971 | Correct Capital Wealth Management, Llc CRD 298774 | Clayton, MO | Wealth Manager · Small ($100M–$1B) | $889M | 466 | 1,769 | 12 | 02/27/2026 | ☆ |
| 5972 | Go Invest Llc CRD 291884 | West Jordan, UT | Institutional / Pension Advisor · Small ($100M–$1B) | $889M | 4,277 | 4,277 | 1 | 03/05/2026 | ☆ |
| 5973 | Erguz, Llc CRD 168009 | The Woodlands, TX | Multi-Family Office · Small ($100M–$1B) | $889M | 51 | 159 | 1 | 03/03/2026 | ☆ |
| 5974 | Westside Investment Management, Llc CRD 154522 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $889M | 890 | 755 | 14 | 02/27/2026 | ☆ |
| 5975 | Sagepoint Capital Partners Llc CRD 339742 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $888M | 4 | 7 | 07/24/2026 | ☆ | |
| 5976 | Dupree & Company, Inc. CRD 1697 | Lexington, KY | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $888M | 1 | 1 | 12 | 02/20/2026 | ☆ |
| 5977 | Martin Investment Management, Llc CRD 105381 | Palm Beach Gardens, FL | Investment Adviser · Small ($100M–$1B) | $888M | 281 | 281 | 12 | 08/04/2026 | ☆ |
| 5978 | Bin Yuan Capital Limited CRD 170109 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $888M | 3 | 6 | 4 | 03/11/2026 | ☆ |
| 5979 | Remy Investors & Consultants, Llc CRD 326958 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $888M | 29 | 29 | 6 | 07/01/2026 | ☆ |
| 5980 | Bernicke Wealth Management, Ltd. CRD 335431 | Altoona, WI | Insurance-Affiliated · Small ($100M–$1B) | $887M | 868 | 2,606 | 26 | 05/26/2026 | ☆ |
| 5981 | Atika Capital Management, Llc CRD 167227 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $887M | 6 | 6 | 9 | 03/26/2026 | ☆ |
| 5982 | Corinthia Management (Us) Llc CRD 332982 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $887M | 4 | 4 | 22 | 04/21/2026 | ☆ |
| 5983 | Strata Wealth Advisors, Llc CRD 285973 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $886M | 227 | 961 | 14 | 08/06/2026 | ☆ |
| 5984 | Insight Equity Management Company Llc CRD 157092 | Southlake, TX | Private Fund Manager · Small ($100M–$1B) | $886M | 18 | 18 | 21 | 03/30/2026 | ☆ |
| 5985 | Covington Investment Advisors, Inc. CRD 127270 | Ligonier, PA | Wealth Manager · Small ($100M–$1B) | $886M | 236 | 639 | 8 | 02/26/2026 | ☆ |
| 5986 | Cfm Wealth Partners Llc CRD 305135 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $886M | 280 | 661 | 3 | 08/10/2026 | ☆ |
| 5987 | N CRD 120766 | Wealth Manager · Small ($100M–$1B) | $885M | 347 | 1,679 | 20 | 05/28/2025 | ☆ | |
| 5988 | Robert Harrell Incorporated CRD 106191 | Austin, TX | Investment Adviser · Small ($100M–$1B) | $885M | 67 | 67 | 5 | 03/06/2026 | ☆ |
| 5989 | Pearson And Associates, Llc CRD 130143 | Dennis, MA | Wealth Manager · Small ($100M–$1B) | $885M | 500 | 1,921 | 8 | 08/17/2026 | ☆ |
| 5990 | New World Advisors Llc CRD 296798 | Hingham, MA | Wealth Manager · Small ($100M–$1B) | $885M | 105 | 498 | 5 | 04/09/2026 | ☆ |
| 5991 | United Capital Management Of Kansas, Inc. CRD 157755 | Salina, KS | Wealth Manager · Small ($100M–$1B) | $885M | 1,655 | 3,738 | 46 | 09/10/2026 | ☆ |
| 5992 | Bow Street Llc CRD 158043 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $885M | 14 | 8 | 15 | 03/30/2026 | ☆ |
| 5993 | Pilgrim Global Advisors Llc CRD 323259 | Reno, NV | Private Fund Manager · Small ($100M–$1B) | $884M | 2 | 2 | 11 | 03/06/2026 | ☆ |
| 5994 | Basepoint Wealth, Llc CRD 289538 | Cedar Rapids, IA | Wealth Manager · Small ($100M–$1B) | $884M | 1,263 | 3,715 | 24 | 08/28/2026 | ☆ |
| 5995 | Lebenthal Diversified Asset Management Inc. CRD 167243 | Hauppauge, NY | Investment Adviser · Small ($100M–$1B) | $884M | 1 | 5 | 03/12/2026 | ☆ | |
| 5996 | Sage Rhino Capital Llc CRD 290148 | Menlo Park, CA | Wealth Manager · Small ($100M–$1B) | $884M | 196 | 1,502 | 10 | 03/25/2026 | ☆ |
| 5997 | Castellan Group, Llc CRD 299363 | Louisville, KY | Insurance-Affiliated · Small ($100M–$1B) | $882M | 23 | 106 | 8 | 03/25/2026 | ☆ |
| 5998 | Intelligence Driven Advisers, Llc CRD 299589 | Carlsbad, CA | Insurance-Affiliated · Small ($100M–$1B) | $882M | 660 | 659 | 22 | 03/31/2026 | ☆ |
| 5999 | Optas, Llc CRD 299965 | Dripping Springs, TX | Wealth Manager · Small ($100M–$1B) | $882M | 137 | 685 | 9 | 03/30/2026 | ☆ |
| 6000 | All Star Financial Llc CRD 323765 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $882M | 558 | 1,839 | 14 | 02/06/2026 | ☆ |