Investment advisers
44,527 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5901 | Mengis Capital Management, Inc. CRD 117127 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $903M | 300 | 766 | 7 | 07/14/2026 | ☆ |
| 5902 | Formidable Asset Management, Llc CRD 167555 | Cincinnati, OH | Insurance-Affiliated · Small ($100M–$1B) | $903M | 900 | 2,196 | 21 | 03/31/2026 | ☆ |
| 5903 | Studio Investment Management, Llc CRD 158489 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $903M | 355 | 961 | 9 | 03/24/2026 | ☆ |
| 5904 | Distributed Global Manager Lp CRD 309673 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $903M | 17 | 17 | 12 | 04/28/2026 | ☆ |
| 5905 | Dmkc Advisory Services, Llc CRD 145112 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $903M | 500 | 946 | 13 | 03/05/2026 | ☆ |
| 5906 | Navis Wealth Advisors Llc CRD 311171 | Rye Brook, NY | Wealth Manager · Small ($100M–$1B) | $902M | 126 | 623 | 8 | 06/02/2026 | ☆ |
| 5907 | The Fairman Group, Llc CRD 121492 | Chesterbrook, PA | Wealth Manager · Small ($100M–$1B) | $902M | 142 | 1,010 | 17 | 03/30/2026 | ☆ |
| 5908 | New Vernon Advisers Lp CRD 160231 | Morristown, NJ | Private Fund Manager · Small ($100M–$1B) | $902M | 44 | 47 | 14 | 05/05/2026 | ☆ |
| 5909 | Flaharty Asset Management, Llc CRD 168495 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $902M | 1,130 | 1,964 | 10 | 03/19/2026 | ☆ |
| 5910 | Trimer Capital Management Lp CRD 319428 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $901M | 10 | 10 | 6 | 06/05/2026 | ☆ |
| 5911 | Mars Jewett Financial Group, Inc. CRD 297388 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $901M | 717 | 2,115 | 16 | 03/31/2026 | ☆ |
| 5912 | Riata Capital Group, Llc CRD 289948 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $901M | 15 | 15 | 19 | 03/16/2026 | ☆ |
| 5913 | Beacon Financial Advisory Llc CRD 174334 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $901M | 1,556 | 2,542 | 13 | 03/17/2026 | ☆ |
| 5914 | Greenup Street Wealth Management Llc CRD 311391 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $900M | 973 | 2,943 | 20 | 04/13/2026 | ☆ |
| 5915 | First Turn Management, Llc CRD 327421 | Solana Beach, CA | Investment Adviser · Small ($100M–$1B) | $900M | 4 | 4 | 4 | 03/25/2026 | ☆ |
| 5916 | Yorkville Advisors Global, Lp CRD 165390 | Mountainside, NJ | Private Fund Manager · Small ($100M–$1B) | $900M | 3 | 3 | 23 | 05/21/2026 | ☆ |
| 5917 | 93 Financial Group, Llc CRD 144235 | Woburn, MA | Insurance-Affiliated · Small ($100M–$1B) | $900M | 1,175 | 2,466 | 8 | 03/23/2026 | ☆ |
| 5918 | Malabar Investments, Llc CRD 168091 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $900M | 6 | 6 | 20 | 04/29/2026 | ☆ |
| 5919 | Wealthtrust Axiom, Llc CRD 145186 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $900M | 589 | 614 | 5 | 07/22/2026 | ☆ |
| 5920 | Goldner Hawn Lp CRD 299154 | Minneapolis, MN | Private Fund Manager · Small ($100M–$1B) | $899M | 3 | 3 | 13 | 04/07/2026 | ☆ |
| 5921 | Asset Management Group, Inc. CRD 110116 | Stamford, CT | Insurance-Affiliated · Small ($100M–$1B) | $898M | 264 | 1,478 | 6 | 03/04/2026 | ☆ |
| 5922 | Riskbridge Advisors, Llc CRD 310396 | Norwalk, CT | Investment Adviser · Small ($100M–$1B) | $898M | 293 | 293 | 15 | 07/31/2026 | ☆ |
| 5923 | Blockchange Management Llc CRD 296291 | Private Fund Manager · Small ($100M–$1B) | $898M | 19 | 19 | 12 | 03/30/2026 | ☆ | |
| 5924 | Kairos Investment Management Company, Llc CRD 161321 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $897M | 15 | 15 | 50 | 03/30/2026 | ☆ |
| 5925 | Sfam, Llc CRD 145026 | Elmhurst, IL | Investment Adviser · Small ($100M–$1B) | $897M | 514 | 961 | 6 | 03/27/2026 | ☆ |
| 5926 | Key Client Fiduciary Advisors, Llc CRD 298240 | Fairfield, NJ | Wealth Manager · Small ($100M–$1B) | $896M | 2,272 | 2,195 | 10 | 03/11/2026 | ☆ |
| 5927 | The Weil Company CRD 22090 | San Diego, CA | Insurance-Affiliated · Small ($100M–$1B) | $896M | 519 | 1,547 | 16 | 02/24/2026 | ☆ |
| 5928 | Stonebridge Financial Group, Llc CRD 340200 | San Rafael, CA | Insurance-Affiliated · Small ($100M–$1B) | $896M | 951 | 1,871 | 21 | 04/24/2026 | ☆ |
| 5929 | Maytech Global Investments, Llc CRD 285985 | New York, NY | Wealth Manager · Small ($100M–$1B) | $895M | 126 | 196 | 12 | 03/29/2026 | ☆ |
| 5930 | Kelman Lazarov Inc CRD 107727 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $895M | 579 | 1,512 | 17 | 03/31/2026 | ☆ |
| 5931 | Makrod Investment Associates Inc CRD 110325 | Verona, NJ | Wealth Manager · Small ($100M–$1B) | $894M | 576 | 576 | 4 | 03/31/2026 | ☆ |
| 5932 | Bcg Securities, Inc. CRD 70 | Cherry Hill, NJ | Insurance-Affiliated · Small ($100M–$1B) | $894M | 2,181 | 2,100 | 55 | 05/11/2026 | ☆ |
| 5933 | Teleo Capital Management Llc CRD 307203 | Boise, ID | Private Fund Manager · Small ($100M–$1B) | $894M | 8 | 8 | 26 | 03/27/2026 | ☆ |
| 5934 | Atlantic Private Wealth, Llc CRD 311517 | Chapel Hill, NC | Wealth Manager · Small ($100M–$1B) | $894M | 208 | 1,339 | 5 | 07/10/2026 | ☆ |
| 5935 | Allspring Global Investments (Singapore) Pte. Ltd. CRD 324043 | Singapore | Investment Adviser · Small ($100M–$1B) | $894M | 3 | 3 | 4 | 03/25/2026 | ☆ |
| 5936 | Compass Financial Management Llc CRD 156345 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $894M | 2,228 | 3,799 | 33 | 05/18/2026 | ☆ |
| 5937 | Vance Wealth, Llc CRD 310162 | Santa Clarita, CA | Insurance-Affiliated · Small ($100M–$1B) | $894M | 428 | 1,568 | 22 | 05/07/2026 | ☆ |
| 5938 | The Millstone Evans Group, Llc CRD 311142 | Boulder, CO | Insurance-Affiliated · Small ($100M–$1B) | $893M | 654 | 2,677 | 8 | 07/08/2026 | ☆ |
| 5939 | Acorn Growth Companies, Lc CRD 164499 | Oklahoma City, OK | Private Fund Manager · Small ($100M–$1B) | $893M | 10 | 10 | 21 | 05/21/2026 | ☆ |
| 5940 | Moerus Capital Management Llc CRD 282399 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $893M | 10 | 10 | 8 | 08/05/2026 | ☆ |
| 5941 | Jlb & Associates Inc CRD 104655 | Plymouth, MI | Wealth Manager · Small ($100M–$1B) | $893M | 291 | 550 | 4 | 04/03/2026 | ☆ |
| 5942 | Wesbanco Bank, Inc. CRD 111907 | Wheeling, WV | Bank · Small ($100M–$1B) | $893M | 6 | 6 | 13 | 03/30/2026 | ☆ |
| 5943 | Autopilot Advisers, Llc CRD 331749 | New York, NY | Wealth Manager · Small ($100M–$1B) | $892M | 103,270 | 103,270 | 15 | 03/31/2026 | ☆ |
| 5944 | Investment Partners Ltd CRD 108913 | New Philadelphia, OH | Wealth Manager · Small ($100M–$1B) | $892M | 938 | 1,818 | 20 | 05/29/2026 | ☆ |
| 5945 | Oneprime Capital Llc CRD 299697 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $892M | 18 | 18 | 10 | 03/30/2026 | ☆ |
| 5946 | Gec Advisors Llc CRD 161472 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $892M | 10 | 10 | 5 | 04/14/2026 | ☆ |
| 5947 | Headinvest, Llc CRD 140518 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $892M | 445 | 1,107 | 13 | 03/19/2026 | ☆ |
| 5948 | Swisspartners Advisors Ag CRD 148721 | Zurich | Wealth Manager · Small ($100M–$1B) | $892M | 90 | 114 | 5 | 03/26/2026 | ☆ |
| 5949 | Pact Capital Llc CRD 333871 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $892M | 4 | 7 | 14 | 07/10/2026 | ☆ |
| 5950 | Optima Asset Management Lp CRD 299826 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $892M | 30 | 32 | 22 | 07/13/2026 | ☆ |