Investment advisers
44,527 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5851 | Fi401 K Advisors, Llc CRD 168408 | Centennial, CO | Institutional / Pension Advisor · Small ($100M–$1B) | $915M | 305 | 305 | 2 | 01/30/2026 | ☆ |
| 5852 | Strategic Point Investment Advisors Llc CRD 124636 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $915M | 709 | 1,934 | 12 | 03/30/2026 | ☆ |
| 5853 | Extract Advisors Llc CRD 285535 | Calabasas, CA | Private Fund Manager · Small ($100M–$1B) | $914M | 5 | 7 | 9 | 03/20/2026 | ☆ |
| 5854 | Rmg Wealth Management, Llc CRD 310363 | Platteville, WI | Wealth Manager · Small ($100M–$1B) | $914M | 1,166 | 1,170 | 23 | 04/30/2026 | ☆ |
| 5855 | Christopher & Co., Llc CRD 325504 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $914M | 25 | 25 | 8 | 07/28/2026 | ☆ |
| 5856 | Mcmillan Office, Inc. CRD 157836 | St. Clair Shores, MI | Wealth Manager · Small ($100M–$1B) | $914M | 453 | 457 | 9 | 03/25/2026 | ☆ |
| 5857 | Partners In Financial Planning, Llc CRD 151980 | Salem, VA | Wealth Manager · Small ($100M–$1B) | $914M | 396 | 2,774 | 14 | 03/23/2026 | ☆ |
| 5858 | Rfe Management Corporation CRD 160360 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $913M | 7 | 7 | 17 | 03/31/2026 | ☆ |
| 5859 | Braemont Capital Management Llc CRD 314704 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $913M | 7 | 7 | 17 | 03/27/2026 | ☆ |
| 5860 | System 2 Advisors, L.P. CRD 164189 | Summit, NJ | Private Fund Manager · Small ($100M–$1B) | $913M | 11 | 11 | 6 | 03/31/2026 | ☆ |
| 5861 | Briaud Financial Planning Inc CRD 105638 | College Station, TX | Wealth Manager · Small ($100M–$1B) | $913M | 279 | 2,441 | 16 | 05/12/2026 | ☆ |
| 5862 | Beverly Hills Private Wealth, Llc CRD 321132 | Beverly Hills, CA | Wealth Manager · Small ($100M–$1B) | $912M | 250 | 1,330 | 10 | 03/19/2026 | ☆ |
| 5863 | Guardian Financial Partners, Llc CRD 287652 | Orange, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $912M | 433 | 906 | 4 | 02/05/2026 | ☆ |
| 5864 | Sg Trading Solutions, Llc CRD 322928 | Bountiful, UT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $912M | 6 | 6 | 5 | 05/15/2026 | ☆ |
| 5865 | Brookfield Asset Management Pic (Isg), Llc CRD 312797 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $912M | 5 | 5 | 1,096 | 07/10/2026 | ☆ |
| 5866 | Peak Wealth Solutions, Inc. CRD 127391 | Pepper Pike, OH | Insurance-Affiliated · Small ($100M–$1B) | $912M | 718 | 2,192 | 10 | 03/28/2026 | ☆ |
| 5867 | Trubee Wealth Advisors, Inc. CRD 3618 | Buffalo, NY | Insurance-Affiliated · Small ($100M–$1B) | $911M | 734 | 1,377 | 17 | 03/17/2026 | ☆ |
| 5868 | Nesteggs Retirement Plan Services, Inc. CRD 133507 | Jacksonville, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $911M | 616 | 759 | 29 | 07/07/2026 | ☆ |
| 5869 | Moon Capital Management Lp CRD 156460 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $911M | 16 | 16 | 23 | 03/31/2026 | ☆ |
| 5870 | Claris Advisors, Llc CRD 117734 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $911M | 331 | 973 | 3 | 03/12/2026 | ☆ |
| 5871 | Tiempo Capital Partners, Llc CRD 329367 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $911M | 65 | 68 | 7 | 06/08/2026 | ☆ |
| 5872 | Syverson Strege & Company CRD 109228 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $911M | 528 | 1,979 | 15 | 07/13/2026 | ☆ |
| 5873 | Constitution Capital Pm, L. P. CRD 319678 | Andover, MA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $911M | 1 | 1 | 67 | 03/31/2026 | ☆ |
| 5874 | Taylor Derrick Capital, L.L.C. CRD 158016 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $911M | 12 | 12 | 22 | 03/27/2026 | ☆ |
| 5875 | Singer Wealth Advisors Llc CRD 317218 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $911M | 953 | 2,247 | 43 | 07/15/2026 | ☆ |
| 5876 | Brookmont Capital Management, Llc CRD 145475 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $910M | 65 | 137 | 4 | 03/30/2026 | ☆ |
| 5877 | Fca Partners, Llc CRD 322393 | Charlotte, NC | Investment Adviser · Small ($100M–$1B) | $910M | 1 | 1 | 11 | 03/30/2026 | ☆ |
| 5878 | Strategic Planning Group, Llc CRD 113844 | Bountiful, UT | Wealth Manager · Small ($100M–$1B) | $910M | 1,622 | 4,663 | 20 | 03/24/2026 | ☆ |
| 5879 | Cullen Investment Group, Ltd. CRD 18266 | Lafayette, LA | Wealth Manager · Small ($100M–$1B) | $910M | 611 | 1,499 | 11 | 03/24/2026 | ☆ |
| 5880 | Clayton Financial Services Inc CRD 105898 | Topeka, KS | Wealth Manager · Small ($100M–$1B) | $910M | 753 | 1,876 | 14 | 03/05/2026 | ☆ |
| 5881 | Fonville Wealth Management Llc CRD 155221 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $910M | 523 | 1,890 | 12 | 05/13/2026 | ☆ |
| 5882 | Dean Investment Associates, Llc CRD 104635 | Beavercreek, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $909M | 308 | 483 | 10 | 03/27/2026 | ☆ |
| 5883 | Gerald Baker Financial Group, L.L.C.Dba Baker Financial Services CRD 112248 | Arlington, TX | Wealth Manager · Small ($100M–$1B) | $909M | 482 | 1,347 | 7 | 02/19/2026 | ☆ |
| 5884 | Estancia Capital Management, Llc CRD 166478 | Scottsdale, AZ | Private Fund Manager · Small ($100M–$1B) | $908M | 6 | 6 | 15 | 06/11/2026 | ☆ |
| 5885 | Darwin Ventures, Llc CRD 157665 | Sandpoint, ID | Private Fund Manager · Small ($100M–$1B) | $908M | 12 | 12 | 4 | 03/31/2026 | ☆ |
| 5886 | First Eagle Separate Account Management, Llc CRD 300359 | New York, NY | Investment Adviser · Small ($100M–$1B) | $908M | 1,821 | 1,819 | 46 | 07/30/2026 | ☆ |
| 5887 | Alley Investment Management Company, Llc CRD 317544 | Lake Forest, IL | Wealth Manager · Small ($100M–$1B) | $907M | 170 | 486 | 9 | 03/30/2026 | ☆ |
| 5888 | Dme Advisors, Lp CRD 157074 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $907M | 1 | 1 | 0 | 05/01/2026 | ☆ |
| 5889 | Cranbrook Wealth Management, Llc CRD 132058 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $907M | 253 | 1,015 | 6 | 03/23/2026 | ☆ |
| 5890 | Round Rock Advisors Llc CRD 286007 | Wilton, CT | Wealth Manager · Small ($100M–$1B) | $907M | 647 | 1,935 | 22 | 06/22/2026 | ☆ |
| 5891 | Berthel, Fisher & Company Financial Services, Inc. CRD 13609 | Cedar Rapids, IA | Insurance-Affiliated · Small ($100M–$1B) | $906M | 3,352 | 3,352 | 100 | 03/27/2026 | ☆ |
| 5892 | Riverpoint Wealth Management Holdings, Llc CRD 168346 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $906M | 216 | 1,060 | 6 | 03/27/2026 | ☆ |
| 5893 | South Street Advisors, Llc CRD 112326 | New York, NY | Wealth Manager · Small ($100M–$1B) | $906M | 138 | 138 | 7 | 03/31/2026 | ☆ |
| 5894 | First Affirmative Financial Network Llc CRD 109036 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $905M | 2,327 | 2,327 | 23 | 05/22/2026 | ☆ |
| 5895 | Richard P. Slaughter Associates, Inc. CRD 109080 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $905M | 457 | 1,564 | 14 | 07/31/2026 | ☆ |
| 5896 | Navimed Capital Advisors, Llc CRD 169508 | Rosslyn, VA | Private Fund Manager · Small ($100M–$1B) | $905M | 4 | 4 | 14 | 04/27/2026 | ☆ |
| 5897 | Shannon River Fund Management, Llc CRD 161538 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $905M | 8 | 8 | 9 | 07/02/2026 | ☆ |
| 5898 | Holowesko Partners Ltd. CRD 155703 | Nassau | Private Fund Manager · Small ($100M–$1B) | $904M | 7 | 7 | 13 | 03/20/2026 | ☆ |
| 5899 | Convergence Financial, Llc CRD 304146 | Columbia, MO | Wealth Manager · Small ($100M–$1B) | $904M | 2,714 | 4,725 | 18 | 06/22/2026 | ☆ |
| 5900 | Sator Grove Management Company, Llc CRD 318780 | Private Fund Manager · Small ($100M–$1B) | $904M | 2 | 2 | 3 | 03/24/2026 | ☆ |