Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5801 | N CRD 154078 | Wealth Manager · Small ($100M–$1B) | $931M | 193 | 295 | 4 | 03/11/2025 | ☆ | |
| 5802 | Pcg Wealth Advisors, Llc CRD 290977 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $931M | 1,959 | 4,710 | 24 | 06/11/2026 | ☆ |
| 5803 | Sky Investment Group Llc CRD 134001 | Hartford, CT | Wealth Manager · Small ($100M–$1B) | $931M | 396 | 929 | 11 | 03/31/2026 | ☆ |
| 5804 | Brighton Securities Corp. CRD 3875 | Rochester, NY | Insurance-Affiliated · Small ($100M–$1B) | $931M | 1,795 | 3,130 | 26 | 04/21/2026 | ☆ |
| 5805 | Philip James Wealth Management, Llc CRD 297517 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $931M | 497 | 1,235 | 9 | 05/11/2026 | ☆ |
| 5806 | Rb Capital Management, Llc CRD 125678 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $931M | 648 | 1,534 | 16 | 03/27/2026 | ☆ |
| 5807 | Sandalwood Securities, Inc. CRD 27240 | Roseland, NJ | Private Fund Manager · Small ($100M–$1B) | $930M | 8 | 8 | 11 | 03/19/2026 | ☆ |
| 5808 | Strategy Asset Managers L.L.C. CRD 109939 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $930M | 633 | 1,458 | 10 | 06/11/2026 | ☆ |
| 5809 | Trinity Fund Advisors Llc CRD 310217 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $930M | 9 | 9 | 32 | 03/30/2026 | ☆ |
| 5810 | Stablepoint Partners, Llc CRD 328503 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $930M | 561 | 2,146 | 11 | 07/02/2026 | ☆ |
| 5811 | Wick Capital Partners, Llc CRD 299194 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $930M | 367 | 1,179 | 11 | 03/30/2026 | ☆ |
| 5812 | Miri Capital Management Llc CRD 311308 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $930M | 4 | 4 | 10 | 03/30/2026 | ☆ |
| 5813 | Investmark Advisory Group Llc CRD 121060 | Shelton, CT | Wealth Manager · Small ($100M–$1B) | $930M | 690 | 2,048 | 10 | 03/05/2026 | ☆ |
| 5814 | Galecki Financial Management Inc CRD 107218 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $929M | 530 | 2,440 | 15 | 02/02/2026 | ☆ |
| 5815 | Oppenheimer Investment Management Llc CRD 133243 | New York, NY | Investment Adviser · Small ($100M–$1B) | $929M | 61 | 61 | 8 | 03/19/2026 | ☆ |
| 5816 | Canvas Wealth Advisors, Llc CRD 306343 | Shawnee, KS | Wealth Manager · Small ($100M–$1B) | $929M | 553 | 3,033 | 12 | 08/17/2026 | ☆ |
| 5817 | Mountain Capital Investment Advisors Inc CRD 156660 | Westminster, CO | Wealth Manager · Small ($100M–$1B) | $929M | 1,191 | 3,631 | 17 | 07/21/2026 | ☆ |
| 5818 | Old Mission Investment Company, Llc CRD 140381 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $929M | 1,055 | 2,002 | 10 | 03/27/2026 | ☆ |
| 5819 | Vaquero Private Wealth, Ltd. CRD 305266 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $929M | 285 | 739 | 9 | 02/24/2026 | ☆ |
| 5820 | Opto Investment Management, Llc CRD 316847 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $929M | 34 | 34 | 14 | 07/31/2026 | ☆ |
| 5821 | Union Park Capital Management, L.P. CRD 169842 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $928M | 4 | 4 | 10 | 08/13/2026 | ☆ |
| 5822 | Riversedge Advisors, Llc CRD 298390 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $928M | 454 | 1,515 | 19 | 07/16/2026 | ☆ |
| 5823 | Glass Jacobson Investment Advisors, Llc CRD 120141 | Owings Mills, MD | Wealth Manager · Small ($100M–$1B) | $928M | 504 | 1,475 | 9 | 03/16/2026 | ☆ |
| 5824 | Piton Investment Management, Lp CRD 282517 | Garden City, NY | Investment Adviser · Small ($100M–$1B) | $928M | 22 | 177 | 9 | 04/24/2026 | ☆ |
| 5825 | Blue Water Advisors Lp CRD 288923 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $928M | 5 | 5 | 20 | 03/31/2026 | ☆ |
| 5826 | Strategic Financial Concepts, Llc CRD 141849 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $928M | 3,824 | 3,824 | 41 | 06/09/2026 | ☆ |
| 5827 | Trifecta Capital Advisors, Llc CRD 317391 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $927M | 159 | 504 | 3 | 03/26/2026 | ☆ |
| 5828 | Lavaca Capital, Llc CRD 167238 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $927M | 33 | 33 | 4 | 03/31/2026 | ☆ |
| 5829 | The Advisory Resource Group, Llc CRD 290110 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $927M | 709 | 2,410 | 13 | 03/16/2026 | ☆ |
| 5830 | Statheros Financial Solutions, Inc. CRD 306217 | El Dorado Hills, CA | Wealth Manager · Small ($100M–$1B) | $926M | 625 | 1,430 | 15 | 06/02/2026 | ☆ |
| 5831 | Sprinkle Financial Consultants Llc CRD 112227 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $926M | 242 | 1,068 | 8 | 03/20/2026 | ☆ |
| 5832 | B&D White Capital Company, Llc CRD 173822 | Lakeway, TX | Wealth Manager · Small ($100M–$1B) | $925M | 313 | 735 | 7 | 03/23/2026 | ☆ |
| 5833 | Gls Capital, Llc CRD 298976 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $925M | 7 | 9 | 11 | 03/31/2026 | ☆ |
| 5834 | Pcj Investment Counsel Ltd. CRD 174083 | Toronto, Ontario | Investment Adviser · Small ($100M–$1B) | $924M | 2 | 7 | 10 | 06/26/2026 | ☆ |
| 5835 | Riverside Partners, Llc CRD 160754 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $924M | 6 | 6 | 16 | 09/22/2026 | ☆ |
| 5836 | Monticelloam, Llc CRD 173553 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $923M | 42 | 42 | 73 | 08/05/2026 | ☆ |
| 5837 | Kmh Wealth Management, Llc CRD 111610 | Victoria, TX | Wealth Manager · Small ($100M–$1B) | $923M | 556 | 1,328 | 10 | 03/15/2026 | ☆ |
| 5838 | Legacy Wealth Advisors, Llc CRD 326117 | North Miami Beach, FL | Multi-Family Office · Small ($100M–$1B) | $923M | 20 | 279 | 14 | 03/30/2026 | ☆ |
| 5839 | Gatsby Management, Llc CRD 334518 | Private Fund Manager · Small ($100M–$1B) | $922M | 16 | 16 | 5 | 08/31/2026 | ☆ | |
| 5840 | Keudell Morrison Wealth Management, Llc CRD 292600 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $922M | 816 | 2,083 | 11 | 07/08/2026 | ☆ |
| 5841 | Integrity Fixed Income Management, Llc CRD 135635 | Orlando, FL | Investment Adviser · Small ($100M–$1B) | $921M | 44 | 44 | 6 | 04/10/2026 | ☆ |
| 5842 | Princeton Global Asset Management Llc CRD 146644 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $921M | 365 | 1,229 | 22 | 03/24/2026 | ☆ |
| 5843 | Castlekeep Investment Advisors Llc CRD 111656 | Westport, CT | Investment Adviser · Small ($100M–$1B) | $921M | 148 | 464 | 5 | 03/18/2026 | ☆ |
| 5844 | Founders Capital Management, Llc CRD 118853 | Hartford, CT | Wealth Manager · Small ($100M–$1B) | $920M | 224 | 538 | 5 | 02/25/2026 | ☆ |
| 5845 | Bridger Investment Partners Llc CRD 323251 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $920M | 8 | 8 | 9 | 05/11/2026 | ☆ |
| 5846 | Horst & Graben Wealth Management, Llc CRD 297368 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $920M | 1,311 | 3,442 | 10 | 03/19/2026 | ☆ |
| 5847 | Oak Root Llc CRD 246788 | Multi-Family Office · Small ($100M–$1B) | $920M | 18 | 103 | 2 | 08/19/2026 | ☆ | |
| 5848 | Long Wharf Capital Llc CRD 158038 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $919M | 4 | 4 | 24 | 04/27/2026 | ☆ |
| 5849 | White Lighthouse Investment Management, Inc. CRD 108030 | Wealth Manager · Small ($100M–$1B) | $919M | 406 | 1,311 | 9 | 06/09/2026 | ☆ | |
| 5850 | Rainey & Randall Wealth Advisors, Inc. CRD 116251 | Celebration, FL | Insurance-Affiliated · Small ($100M–$1B) | $918M | 332 | 874 | 7 | 03/10/2026 | ☆ |