Investment advisers
44,512 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5801 | Miri Capital Management Llc CRD 311308 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $930M | 4 | 4 | 10 | 03/30/2026 | ☆ |
| 5802 | Investmark Advisory Group Llc CRD 121060 | Shelton, CT | Wealth Manager · Small ($100M–$1B) | $930M | 690 | 2,048 | 10 | 03/05/2026 | ☆ |
| 5803 | Galecki Financial Management Inc CRD 107218 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $929M | 530 | 2,440 | 15 | 02/02/2026 | ☆ |
| 5804 | Oppenheimer Investment Management Llc CRD 133243 | New York, NY | Investment Adviser · Small ($100M–$1B) | $929M | 61 | 61 | 8 | 03/19/2026 | ☆ |
| 5805 | Canvas Wealth Advisors, Llc CRD 306343 | Shawnee, KS | Wealth Manager · Small ($100M–$1B) | $929M | 553 | 3,033 | 11 | 07/10/2026 | ☆ |
| 5806 | Mountain Capital Investment Advisors Inc CRD 156660 | Westminster, CO | Wealth Manager · Small ($100M–$1B) | $929M | 1,191 | 3,631 | 17 | 07/21/2026 | ☆ |
| 5807 | Old Mission Investment Company, Llc CRD 140381 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $929M | 1,055 | 2,002 | 10 | 03/27/2026 | ☆ |
| 5808 | Vaquero Private Wealth, Ltd. CRD 305266 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $929M | 285 | 739 | 9 | 02/24/2026 | ☆ |
| 5809 | Opto Investment Management, Llc CRD 316847 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $929M | 34 | 34 | 14 | 07/31/2026 | ☆ |
| 5810 | Union Park Capital Management, L.P. CRD 169842 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $928M | 4 | 4 | 10 | 04/27/2026 | ☆ |
| 5811 | Riversedge Advisors, Llc CRD 298390 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $928M | 454 | 1,515 | 19 | 07/16/2026 | ☆ |
| 5812 | Glass Jacobson Investment Advisors, Llc CRD 120141 | Owings Mills, MD | Wealth Manager · Small ($100M–$1B) | $928M | 504 | 1,475 | 9 | 03/16/2026 | ☆ |
| 5813 | Piton Investment Management, Lp CRD 282517 | Garden City, NY | Investment Adviser · Small ($100M–$1B) | $928M | 22 | 177 | 9 | 04/24/2026 | ☆ |
| 5814 | Blue Water Advisors Lp CRD 288923 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $928M | 5 | 5 | 20 | 03/31/2026 | ☆ |
| 5815 | Strategic Financial Concepts, Llc CRD 141849 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $928M | 3,824 | 3,824 | 41 | 06/09/2026 | ☆ |
| 5816 | Trifecta Capital Advisors, Llc CRD 317391 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $927M | 159 | 504 | 3 | 03/26/2026 | ☆ |
| 5817 | Lavaca Capital, Llc CRD 167238 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $927M | 33 | 33 | 4 | 03/31/2026 | ☆ |
| 5818 | The Advisory Resource Group, Llc CRD 290110 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $927M | 709 | 2,410 | 13 | 03/16/2026 | ☆ |
| 5819 | Statheros Financial Solutions, Inc. CRD 306217 | El Dorado Hills, CA | Wealth Manager · Small ($100M–$1B) | $926M | 625 | 1,430 | 15 | 06/02/2026 | ☆ |
| 5820 | Sprinkle Financial Consultants Llc CRD 112227 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $926M | 242 | 1,068 | 8 | 03/20/2026 | ☆ |
| 5821 | B&D White Capital Company, Llc CRD 173822 | Lakeway, TX | Wealth Manager · Small ($100M–$1B) | $925M | 313 | 735 | 7 | 03/23/2026 | ☆ |
| 5822 | Gls Capital, Llc CRD 298976 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $925M | 7 | 9 | 11 | 03/31/2026 | ☆ |
| 5823 | Pcj Investment Counsel Ltd. CRD 174083 | Toronto, Ontario | Investment Adviser · Small ($100M–$1B) | $924M | 2 | 7 | 10 | 06/26/2026 | ☆ |
| 5824 | Riverside Partners, Llc CRD 160754 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $924M | 6 | 6 | 16 | 04/27/2026 | ☆ |
| 5825 | Monticelloam, Llc CRD 173553 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $923M | 42 | 42 | 73 | 08/05/2026 | ☆ |
| 5826 | Kmh Wealth Management, Llc CRD 111610 | Victoria, TX | Wealth Manager · Small ($100M–$1B) | $923M | 556 | 1,328 | 10 | 03/15/2026 | ☆ |
| 5827 | Legacy Wealth Advisors, Llc CRD 326117 | North Miami Beach, FL | Multi-Family Office · Small ($100M–$1B) | $923M | 20 | 279 | 14 | 03/30/2026 | ☆ |
| 5828 | Sevenoneseven Capital Management, Ltd CRD 305092 | Lancaster, PA | Investment Adviser · Small ($100M–$1B) | $923M | 6,427 | 4 | 03/27/2026 | ☆ | |
| 5829 | N CRD 334518 | Private Fund Manager · Small ($100M–$1B) | $922M | 16 | 16 | 5 | 06/23/2026 | ☆ | |
| 5830 | Keudell Morrison Wealth Management, Llc CRD 292600 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $922M | 816 | 2,083 | 11 | 07/08/2026 | ☆ |
| 5831 | Integrity Fixed Income Management, Llc CRD 135635 | Orlando, FL | Investment Adviser · Small ($100M–$1B) | $921M | 44 | 44 | 6 | 04/10/2026 | ☆ |
| 5832 | Princeton Global Asset Management Llc CRD 146644 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $921M | 365 | 1,229 | 22 | 03/24/2026 | ☆ |
| 5833 | Castlekeep Investment Advisors Llc CRD 111656 | Westport, CT | Investment Adviser · Small ($100M–$1B) | $921M | 148 | 464 | 5 | 03/18/2026 | ☆ |
| 5834 | Founders Capital Management, Llc CRD 118853 | Hartford, CT | Wealth Manager · Small ($100M–$1B) | $920M | 224 | 538 | 5 | 02/25/2026 | ☆ |
| 5835 | Bridger Investment Partners Llc CRD 323251 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $920M | 8 | 8 | 9 | 05/11/2026 | ☆ |
| 5836 | Horst & Graben Wealth Management, Llc CRD 297368 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $920M | 1,311 | 3,442 | 10 | 03/19/2026 | ☆ |
| 5837 | Oak Root Llc CRD 246788 | Multi-Family Office · Small ($100M–$1B) | $920M | 18 | 103 | 2 | 06/09/2026 | ☆ | |
| 5838 | Long Wharf Capital Llc CRD 158038 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $919M | 4 | 4 | 24 | 04/27/2026 | ☆ |
| 5839 | White Lighthouse Investment Management, Inc. CRD 108030 | Wealth Manager · Small ($100M–$1B) | $919M | 406 | 1,311 | 9 | 06/09/2026 | ☆ | |
| 5840 | Rainey & Randall Wealth Advisors, Inc. CRD 116251 | Celebration, FL | Insurance-Affiliated · Small ($100M–$1B) | $918M | 332 | 874 | 7 | 03/10/2026 | ☆ |
| 5841 | Avego Management, Llc CRD 310520 | Alpharetta, GA | Private Fund Manager · Small ($100M–$1B) | $918M | 9 | 9 | 16 | 03/31/2026 | ☆ |
| 5842 | Mraz, Amerine & Associates, Inc. CRD 158338 | Modesto, CA | Wealth Manager · Small ($100M–$1B) | $917M | 487 | 1,289 | 6 | 07/01/2026 | ☆ |
| 5843 | Rovin Capital Llc CRD 152662 | Mesa, AZ | Wealth Manager · Small ($100M–$1B) | $917M | 730 | 2,585 | 14 | 03/25/2026 | ☆ |
| 5844 | Dillon & Associates Inc CRD 104662 | Jackson, MI | Wealth Manager · Small ($100M–$1B) | $916M | 394 | 963 | 8 | 06/30/2026 | ☆ |
| 5845 | Charles Pratt & Company, L.L.C. CRD 104864 | New York, NY | Wealth Manager · Small ($100M–$1B) | $916M | 315 | 544 | 9 | 06/01/2026 | ☆ |
| 5846 | Strenta Investment Management Services, Llc CRD 169667 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $916M | 1 | 1 | 18 | 03/26/2026 | ☆ |
| 5847 | Goodman Financial Corporation CRD 114637 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $916M | 288 | 913 | 26 | 04/24/2026 | ☆ |
| 5848 | Old West Investment Management, Llc CRD 148343 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $916M | 842 | 847 | 8 | 03/30/2026 | ☆ |
| 5849 | Dome Equities, Llc CRD 159102 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $915M | 15 | 15 | 11 | 03/31/2026 | ☆ |
| 5850 | Madryn Asset Management, Lp CRD 286065 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $915M | 9 | 9 | 11 | 03/31/2026 | ☆ |