Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6051 | Bernardo Wealth Planning, Llc CRD 288705 | Harleysville, PA | Insurance-Affiliated · Small ($100M–$1B) | $866M | 801 | 2,194 | 14 | 03/11/2026 | ☆ |
| 6052 | Canton Hathaway Llc CRD 297527 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $866M | 96 | 281 | 5 | 03/30/2026 | ☆ |
| 6053 | Kkm Financial Llc CRD 165136 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $866M | 162 | 206 | 5 | 08/07/2026 | ☆ |
| 6054 | Xa Investments Llc CRD 284005 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $866M | 3 | 3 | 15 | 03/17/2026 | ☆ |
| 6055 | Granite Fo, Llc CRD 323432 | Multi-Family Office · Small ($100M–$1B) | $866M | 70 | 70 | 5 | 08/14/2026 | ☆ | |
| 6056 | N CRD 336658 | Wealth Manager · Small ($100M–$1B) | $866M | 654 | 1,895 | 17 | 03/31/2026 | ☆ | |
| 6057 | Charger Investment Partners Lp CRD 307191 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $865M | 9 | 9 | 14 | 03/31/2026 | ☆ |
| 6058 | Carson Advisory, Inc. CRD 117410 | Athens, GA | Wealth Manager · Small ($100M–$1B) | $865M | 957 | 2,213 | 7 | 04/24/2026 | ☆ |
| 6059 | Treo Asset Management, Llc CRD 164982 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $865M | 6 | 6 | 18 | 08/28/2026 | ☆ |
| 6060 | Backcast Partners Management Llc CRD 291785 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $864M | 13 | 13 | 16 | 03/31/2026 | ☆ |
| 6061 | Moody Aldrich Partners, Llc CRD 106920 | Marblehead, MA | Investment Adviser · Small ($100M–$1B) | $864M | 376 | 376 | 14 | 05/04/2026 | ☆ |
| 6062 | I80 Group Lp CRD 304848 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $864M | 4 | 4 | 29 | 03/25/2026 | ☆ |
| 6063 | Greenrock Research, Inc. CRD 131825 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $864M | 25 | 1,880 | 6 | 03/27/2026 | ☆ |
| 6064 | Lloyd Capital Llc CRD 158668 | Kilchberg | Private Fund Manager · Small ($100M–$1B) | $863M | 16 | 16 | 11 | 03/27/2026 | ☆ |
| 6065 | Cartesian Capital Group, Llc CRD 159370 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $863M | 3 | 3 | 24 | 03/30/2026 | ☆ |
| 6066 | Ativo Capital Management, Llc CRD 125303 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $863M | 17 | 21 | 8 | 03/18/2026 | ☆ |
| 6067 | Arc Capital Partners Llc CRD 342797 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $862M | 11 | 11 | 16 | 09/01/2026 | ☆ |
| 6068 | Gill Capital Partners, Llc CRD 14559 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $862M | 481 | 1,548 | 17 | 03/31/2026 | ☆ |
| 6069 | Gsg Advisors Llc CRD 131511 | Mount Laurel, NJ | Wealth Manager · Small ($100M–$1B) | $862M | 183 | 607 | 4 | 03/31/2026 | ☆ |
| 6070 | Mcmill Wealth Inc CRD 129015 | Norfolk, NE | Wealth Manager · Small ($100M–$1B) | $862M | 5,656 | 5,656 | 50 | 03/27/2026 | ☆ |
| 6071 | Front Street Capital Management, Inc. CRD 141974 | Missoula, MT | Wealth Manager · Small ($100M–$1B) | $862M | 1,208 | 1,207 | 6 | 05/27/2026 | ☆ |
| 6072 | The High Net Worth Advisory Group, Llc CRD 309997 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $862M | 426 | 1,119 | 9 | 01/22/2026 | ☆ |
| 6073 | Meridian Management Co CRD 110216 | Little Rock, AR | Investment Adviser · Small ($100M–$1B) | $862M | 233 | 458 | 6 | 03/09/2026 | ☆ |
| 6074 | Halle Capital Management Lp CRD 307156 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $862M | 12 | 12 | 11 | 04/29/2026 | ☆ |
| 6075 | Elite Wealth Management, Inc. CRD 132122 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $861M | 469 | 1,510 | 5 | 03/30/2026 | ☆ |
| 6076 | Keystone Wealth Services, Llc CRD 301924 | Palm Desert, CA | Wealth Manager · Small ($100M–$1B) | $861M | 635 | 1,542 | 11 | 08/06/2026 | ☆ |
| 6077 | Eagle's View Capital Management Llc CRD 160494 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $860M | 28 | 28 | 10 | 03/27/2026 | ☆ |
| 6078 | Invesco Private Capital, Inc. CRD 107584 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $860M | 8 | 8 | 10 | 03/26/2026 | ☆ |
| 6079 | N CRD 285249 | Wealth Manager · Small ($100M–$1B) | $860M | 2,869 | 2,872 | 29 | 03/31/2025 | ☆ | |
| 6080 | 1 Confirmation Global, Llc CRD 295180 | Incline Village, NV | Private Fund Manager · Small ($100M–$1B) | $860M | 10 | 10 | 4 | 06/03/2026 | ☆ |
| 6081 | Atlas Private Wealth Advisors, Llc CRD 283744 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $860M | 1,223 | 3,017 | 29 | 07/22/2026 | ☆ |
| 6082 | Wealthcare Investment Partners Llc CRD 296475 | Portsmouth, RI | Wealth Manager · Small ($100M–$1B) | $860M | 1,853 | 3,208 | 12 | 08/11/2026 | ☆ |
| 6083 | Probity Advisors, Inc. CRD 121849 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $859M | 567 | 1,144 | 9 | 03/27/2026 | ☆ |
| 6084 | Cannae Portfolio Advisors, Llc CRD 310606 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $859M | 4 | 4 | 16 | 04/28/2026 | ☆ |
| 6085 | J.H. Whitney Capital Partners, Llc CRD 160547 | New Canaan, CT | Private Fund Manager · Small ($100M–$1B) | $859M | 6 | 6 | 4 | 03/30/2026 | ☆ |
| 6086 | Sengu Capital Limited CRD 333451 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $859M | 7 | 7 | 6 | 04/08/2026 | ☆ |
| 6087 | Pinney & Scofield, Inc. CRD 105365 | Cambridge, MA | Wealth Manager · Small ($100M–$1B) | $859M | 295 | 1,256 | 4 | 03/27/2026 | ☆ |
| 6088 | Bridgeinvest Llc CRD 307343 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $859M | 7 | 7 | 33 | 03/31/2026 | ☆ |
| 6089 | Cambient Family Office, Llc CRD 335128 | Ada, MI | Multi-Family Office · Small ($100M–$1B) | $858M | 198 | 260 | 6 | 07/16/2026 | ☆ |
| 6090 | Alliance Consumer Growth, Llc CRD 163639 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $858M | 9 | 9 | 8 | 04/09/2026 | ☆ |
| 6091 | Virgo Investment Group Llc CRD 157297 | Burlingame, CA | Private Fund Manager · Small ($100M–$1B) | $857M | 14 | 14 | 9 | 03/31/2026 | ☆ |
| 6092 | Saddle Point Management, L.P. CRD 329856 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $857M | 2 | 2 | 5 | 05/19/2026 | ☆ |
| 6093 | Delta Investment Management, Llc CRD 149596 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $857M | 1,099 | 2,459 | 25 | 04/17/2026 | ☆ |
| 6094 | Grey Rock Management Partners Iv, Llc CRD 317664 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $857M | 9 | 9 | 29 | 03/31/2026 | ☆ |
| 6095 | Blume Capital Management, Inc. CRD 111768 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $857M | 242 | 903 | 7 | 05/27/2026 | ☆ |
| 6096 | Arosa Capital Management Lp CRD 169851 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $857M | 14 | 14 | 12 | 03/30/2026 | ☆ |
| 6097 | Gfo Asset Management, Llc CRD 311874 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $856M | 6 | 3 | 14 | 03/31/2026 | ☆ |
| 6098 | Cpmg, Inc. CRD 131417 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $856M | 26 | 26 | 7 | 03/30/2026 | ☆ |
| 6099 | Politan Capital Management, L.P. CRD 316047 | Private Fund Manager · Small ($100M–$1B) | $856M | 3 | 3 | 1 | 03/30/2026 | ☆ | |
| 6100 | Radnor Capital Management, Llc CRD 159559 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $855M | 192 | 450 | 8 | 09/17/2026 | ☆ |