Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6101 | Rossby Financial, Llc CRD 324631 | Melbourne, FL | Wealth Manager · Small ($100M–$1B) | $855M | 3,910 | 3,910 | 7 | 07/31/2026 | ☆ |
| 6102 | Estuary Capital Management Lp CRD 323379 | Wayzata, MN | Private Fund Manager · Small ($100M–$1B) | $854M | 3 | 3 | 13 | 03/24/2026 | ☆ |
| 6103 | Neman Ventures Llc CRD 330770 | Private Fund Manager · Small ($100M–$1B) | $854M | 18 | 18 | 2 | 07/02/2026 | ☆ | |
| 6104 | Gt Investment Partners, Lp CRD 315867 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $853M | 7 | 7 | 6 | 03/27/2026 | ☆ |
| 6105 | Birchwood Financial Partners, Inc. CRD 169962 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $853M | 763 | 1,742 | 15 | 03/04/2026 | ☆ |
| 6106 | Leelyn Smith, Llc CRD 110517 | Geneva, IL | Wealth Manager · Small ($100M–$1B) | $852M | 799 | 1,659 | 38 | 04/12/2026 | ☆ |
| 6107 | Smith Thornton Advisors, Llc CRD 312537 | Huntsville, AL | Institutional / Pension Advisor · Small ($100M–$1B) | $852M | 341 | 858 | 8 | 08/25/2026 | ☆ |
| 6108 | Olympus Capital Holdings Asia Llc CRD 157522 | Mount Kisco, NY | Private Fund Manager · Small ($100M–$1B) | $852M | 21 | 21 | 41 | 04/30/2026 | ☆ |
| 6109 | N CRD 173617 | Private Fund Manager · Small ($100M–$1B) | $852M | 3 | 3 | 9 | 03/27/2026 | ☆ | |
| 6110 | P. J. Schmidt Investment Management, Inc CRD 104701 | Cedarburg, WI | Wealth Manager · Small ($100M–$1B) | $852M | 474 | 1,368 | 18 | 03/27/2026 | ☆ |
| 6111 | Apeiron Ria Llc CRD 289273 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $852M | 1,184 | 2,387 | 17 | 05/26/2026 | ☆ |
| 6112 | Warner Financial, Inc CRD 135303 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $852M | 256 | 747 | 4 | 02/09/2026 | ☆ |
| 6113 | Harbor Advisors Llc CRD 312432 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $852M | 10 | 10 | 1 | 02/27/2026 | ☆ |
| 6114 | Hh Capital Management, Inc. CRD 310147 | Hermosa Beach, CA | Investment Adviser · Small ($100M–$1B) | $851M | 1 | 1 | 1 | 03/25/2026 | ☆ |
| 6115 | Affinity Capital Advisors Llc CRD 166226 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $851M | 547 | 1,766 | 11 | 07/23/2026 | ☆ |
| 6116 | Brilliance Asset Management Limited CRD 282553 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $851M | 4 | 4 | 17 | 09/24/2026 | ☆ |
| 6117 | Aztlan Equity Management, Llc CRD 286360 | Mclean, VA | Investment Adviser · Small ($100M–$1B) | $851M | 16 | 15 | 10 | 03/31/2026 | ☆ |
| 6118 | Channel Wealth, Llc CRD 323461 | Santa Barbara, CA | Insurance-Affiliated · Small ($100M–$1B) | $851M | 2,019 | 2,019 | 17 | 04/07/2026 | ☆ |
| 6119 | Whitaker Myers Wealth Managers, Ltd. CRD 286093 | Mansfield, OH | Wealth Manager · Small ($100M–$1B) | $851M | 3,458 | 8,347 | 30 | 06/02/2026 | ☆ |
| 6120 | Ns Management Ltd CRD 297781 | Devonshire, Devonshire | Investment Adviser · Small ($100M–$1B) | $850M | 20 | 21 | 2 | 06/17/2026 | ☆ |
| 6121 | Aetna Asset Advisors, Llc CRD 161282 | Hartford, CT | Private Fund Manager · Small ($100M–$1B) | $850M | 4 | 4 | 26 | 03/20/2026 | ☆ |
| 6122 | N CRD 173715 | Investment Adviser · Small ($100M–$1B) | $850M | 201 | 601 | 18 | 07/03/2025 | ☆ | |
| 6123 | Liberty Capital Management Inc CRD 106063 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $849M | 160 | 430 | 4 | 02/10/2026 | ☆ |
| 6124 | Prime Quadrant Us, Llc CRD 322068 | Toronto | Multi-Family Office · Small ($100M–$1B) | $849M | 19 | 19 | 4 | 09/21/2026 | ☆ |
| 6125 | Avenir Corporation CRD 110545 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $849M | 157 | 446 | 6 | 03/31/2026 | ☆ |
| 6126 | Silverlake Wealth Management Llc CRD 165525 | Williston, VT | Wealth Manager · Small ($100M–$1B) | $849M | 1,072 | 2,641 | 13 | 07/01/2026 | ☆ |
| 6127 | Bason Asset Management Llc CRD 165450 | Lakewood, CO | Wealth Manager · Small ($100M–$1B) | $849M | 139 | 840 | 2 | 02/20/2026 | ☆ |
| 6128 | Pennsylvania Capital Management Inc. CRD 107648 | Huntingdon Valley, PA | Wealth Manager · Small ($100M–$1B) | $849M | 200 | 1,045 | 10 | 03/26/2026 | ☆ |
| 6129 | Bnc Wealth Management, Llc CRD 306483 | Beaverton, OR | Insurance-Affiliated · Small ($100M–$1B) | $847M | 2,272 | 2,272 | 5 | 08/27/2026 | ☆ |
| 6130 | Mitchell Capital Management Co CRD 106338 | Leawood, KS | Wealth Manager · Small ($100M–$1B) | $847M | 331 | 876 | 11 | 03/27/2026 | ☆ |
| 6131 | Seneca Financial Advisors Llc CRD 152824 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $847M | 373 | 1,128 | 19 | 06/25/2026 | ☆ |
| 6132 | Riverglade Capital Management, L.P. CRD 290557 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $847M | 5 | 5 | 12 | 03/27/2026 | ☆ |
| 6133 | Baron Wealth Management, Llc CRD 153117 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $847M | 145 | 736 | 6 | 03/20/2026 | ☆ |
| 6134 | Barry Investment Advisors, Llc CRD 144955 | New Bedford, MA | Wealth Manager · Small ($100M–$1B) | $847M | 398 | 1,517 | 12 | 03/27/2026 | ☆ |
| 6135 | Oakworth Asset Management, Llc CRD 335388 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $846M | 565 | 746 | 20 | 03/27/2026 | ☆ |
| 6136 | Verde Capital Management, Inc. CRD 147179 | Clarkston, MI | Insurance-Affiliated · Small ($100M–$1B) | $846M | 824 | 4,539 | 19 | 08/14/2026 | ☆ |
| 6137 | Falconpoint Capital Partners Llc CRD 327260 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $845M | 4 | 4 | 8 | 09/02/2026 | ☆ |
| 6138 | Integrated Quantitative Investments Llc CRD 310106 | Bellevue, WA | Investment Adviser · Small ($100M–$1B) | $845M | 16 | 19 | 6 | 02/10/2026 | ☆ |
| 6139 | Lincoln Capital, Llc CRD 168307 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $845M | 1,266 | 1,266 | 9 | 03/09/2026 | ☆ |
| 6140 | Lighthouse Wealth Strategies, Llc CRD 299334 | Gig Harbor, WA | Insurance-Affiliated · Small ($100M–$1B) | $844M | 866 | 2,056 | 13 | 03/12/2026 | ☆ |
| 6141 | American Money Management, Llc CRD 115357 | Rancho Santa Fe, CA | Wealth Manager · Small ($100M–$1B) | $844M | 832 | 1,862 | 13 | 03/24/2026 | ☆ |
| 6142 | Perspective Wealth Partners, Llc CRD 140330 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $844M | 291 | 265 | 12 | 02/20/2026 | ☆ |
| 6143 | Claremont Capital Management, Llc CRD 155189 | Phoenix, AZ | Investment Adviser · Small ($100M–$1B) | $844M | 25 | 25 | 3 | 03/18/2026 | ☆ |
| 6144 | Ckc Capital Llc CRD 168967 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $844M | 12 | 12 | 9 | 03/31/2026 | ☆ |
| 6145 | First Light Retirement, Llc CRD 314509 | Del Mar, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $844M | 22 | 22 | 2 | 09/17/2026 | ☆ |
| 6146 | Rosemawr Management Llc CRD 148984 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $844M | 13 | 13 | 23 | 06/09/2026 | ☆ |
| 6147 | Inlight Wealth Management, Llc CRD 289908 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $843M | 229 | 845 | 6 | 03/04/2026 | ☆ |
| 6148 | Bridge Net Lease Fund Manager Llc CRD 316623 | Sandy, UT | Private Fund Manager · Small ($100M–$1B) | $843M | 1 | 1 | 587 | 03/31/2026 | ☆ |
| 6149 | N CRD 139671 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $843M | 247 | 587 | 10 | 10/23/2025 | ☆ | |
| 6150 | Loomis Capital Management Llc CRD 333000 | Multi-Family Office · Small ($100M–$1B) | $842M | 8 | 89 | 1 | 07/14/2026 | ☆ |