Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11801 | Bayntree Wealth Advisors, Llc CRD 226708 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $241M | 510 | 1,208 | 13 | 04/20/2026 | ☆ |
| 11802 | Barnstone Advisors Llc CRD 144511 | Phoenixville, PA | Wealth Manager · Small ($100M–$1B) | $241M | 90 | 288 | 4 | 01/27/2026 | ☆ |
| 11803 | Assured Retirement Financial Group, Inc. CRD 179516 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $241M | 541 | 526 | 7 | 03/29/2026 | ☆ |
| 11804 | Greybull Partners Llc CRD 128390 | Atlanta, GA | Investment Adviser · Small ($100M–$1B) | $241M | 2 | 2 | 20 | 07/13/2026 | ☆ |
| 11805 | Bassam Wealth Management, Llc CRD 330695 | Palm Beach, FL | Multi-Family Office · Small ($100M–$1B) | $241M | 24 | 176 | 3 | 03/04/2026 | ☆ |
| 11806 | Armatus Capital Management, Llc CRD 284800 | Private Fund Manager · Small ($100M–$1B) | $241M | 3 | 3 | 6 | 06/29/2026 | ☆ | |
| 11807 | Carlin Wealth Management Group, Llc CRD 325306 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $241M | 189 | 1,076 | 4 | 03/12/2026 | ☆ |
| 11808 | Carolina Financial Advisors, Inc. CRD 118823 | Greensboro, NC | Insurance-Affiliated · Small ($100M–$1B) | $241M | 474 | 1,226 | 7 | 05/27/2026 | ☆ |
| 11809 | Psc Capital Partners Llc CRD 165620 | Minneapolis, MN | Private Fund Manager · Small ($100M–$1B) | $241M | 6 | 6 | 19 | 03/26/2026 | ☆ |
| 11810 | The Kieckhefer Group Llc CRD 331128 | Mequon, WI | Wealth Manager · Small ($100M–$1B) | $241M | 61 | 148 | 3 | 01/27/2026 | ☆ |
| 11811 | Corporate Consulting Group, Inc. CRD 123761 | Tulsa, OK | Investment Adviser · Small ($100M–$1B) | $241M | 17 | 2 | 03/26/2026 | ☆ | |
| 11812 | Burrus Financial Services, Inc. CRD 141435 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $241M | 322 | 671 | 5 | 03/16/2026 | ☆ |
| 11813 | Richmond Brothers, Inc. CRD 158916 | Jackson, MI | Wealth Manager · Small ($100M–$1B) | $241M | 667 | 1,866 | 20 | 03/30/2026 | ☆ |
| 11814 | Barker Wealth Management, Llc CRD 226768 | Camas, WA | Wealth Manager · Small ($100M–$1B) | $241M | 70 | 269 | 2 | 03/30/2026 | ☆ |
| 11815 | Christine Messmer, P.C. CRD 121202 | Collegeville, PA | Wealth Manager · Small ($100M–$1B) | $241M | 206 | 206 | 1 | 01/22/2026 | ☆ |
| 11816 | Forbes Financial Planning, Inc. CRD 143912 | East Greenwich, RI | Wealth Manager · Small ($100M–$1B) | $241M | 887 | 887 | 3 | 03/30/2026 | ☆ |
| 11817 | Kane Investment Management, Inc. CRD 127337 | Los Gatos, CA | Wealth Manager · Small ($100M–$1B) | $241M | 191 | 478 | 9 | 03/24/2026 | ☆ |
| 11818 | R. Stewart Eads Investment Counsel, Inc. CRD 105524 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $240M | 229 | 229 | 6 | 03/30/2026 | ☆ |
| 11819 | Blueline Capital Management, Llc CRD 338340 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $240M | 3 | 3 | 7 | 06/26/2026 | ☆ |
| 11820 | Interactive Financial Advisors, Inc. CRD 125117 | New Lenox, IL | Wealth Manager · Small ($100M–$1B) | $240M | 1,307 | 2,075 | 33 | 08/06/2026 | ☆ |
| 11821 | Storehouse Financial Llc CRD 140738 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $240M | 1,346 | 1,346 | 6 | 03/25/2026 | ☆ |
| 11822 | Keystone Financial Services, Llc CRD 308397 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $240M | 1,043 | 1,695 | 11 | 04/27/2026 | ☆ |
| 11823 | Delta Capital Management Llc CRD 106248 | Red Bank, NJ | Institutional / Pension Advisor · Small ($100M–$1B) | $240M | 41 | 41 | 4 | 03/11/2026 | ☆ |
| 11824 | Lumina Wealth Management, Llc CRD 291548 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $240M | 181 | 595 | 3 | 08/06/2026 | ☆ |
| 11825 | Allied Portfolio Management, Inc. CRD 113809 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $240M | 124 | 327 | 2 | 04/10/2026 | ☆ |
| 11826 | Clearfield Capital Management Lp CRD 174981 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $240M | 3 | 3 | 4 | 03/26/2026 | ☆ |
| 11827 | Buttonwood Group Advisors Llc CRD 173608 | Uniondale, NY | Private Fund Manager · Small ($100M–$1B) | $240M | 24 | 24 | 4 | 02/20/2026 | ☆ |
| 11828 | Kaiyo Wealth Llc CRD 316431 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $240M | 86 | 294 | 4 | 04/20/2026 | ☆ |
| 11829 | Jennings & Associates Financial Advisors, Llc CRD 312706 | Paducah, KY | Wealth Manager · Small ($100M–$1B) | $240M | 691 | 1,117 | 8 | 03/31/2026 | ☆ |
| 11830 | True Wealth Advisory Group, Llc CRD 306523 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $240M | 102 | 260 | 4 | 03/19/2026 | ☆ |
| 11831 | Lane Brothers & Co Inc CRD 105968 | Prescott, AZ | Wealth Manager · Small ($100M–$1B) | $240M | 342 | 979 | 6 | 03/27/2026 | ☆ |
| 11832 | Ifs Group, Llc CRD 328774 | Mechanicsburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $240M | 267 | 344 | 6 | 07/07/2026 | ☆ |
| 11833 | Loyola Asset Management Llc CRD 153255 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $240M | 57 | 63 | 5 | 03/17/2026 | ☆ |
| 11834 | Forefront Wealth Partners, Llc CRD 308521 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $240M | 572 | 1,382 | 15 | 05/01/2026 | ☆ |
| 11835 | Marest Capital, Llc CRD 315958 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $240M | 73 | 120 | 3 | 02/02/2026 | ☆ |
| 11836 | Brewster Financial Planning Llc CRD 125291 | Brooklyn, NY | Wealth Manager · Small ($100M–$1B) | $240M | 119 | 632 | 3 | 03/02/2026 | ☆ |
| 11837 | Barlow, Linda, Ann CRD 111643 | Santa Ana, CA | Wealth Manager · Small ($100M–$1B) | $240M | 265 | 686 | 1 | 03/15/2024 | ☆ |
| 11838 | Outfitter Energy Management, Llc CRD 286213 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $240M | 1 | 1 | 3 | 03/20/2026 | ☆ |
| 11839 | The Circumference Group Llc CRD 159012 | Little Rock, AR | Private Fund Manager · Small ($100M–$1B) | $240M | 5 | 10 | 14 | 03/20/2026 | ☆ |
| 11840 | Gatemore Capital Management Lp CRD 332864 | Aspen, CO | Private Fund Manager · Small ($100M–$1B) | $239M | 14 | 14 | 9 | 07/06/2026 | ☆ |
| 11841 | Trivant Custom Portfolio Group Llc CRD 129803 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $239M | 196 | 482 | 5 | 02/27/2026 | ☆ |
| 11842 | Sea Cliff Partners Management, Lp CRD 316909 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $239M | 3 | 3 | 5 | 04/20/2026 | ☆ |
| 11843 | Swp Financial Llc CRD 327885 | Encinitas, CA | Wealth Manager · Small ($100M–$1B) | $239M | 193 | 817 | 4 | 07/14/2026 | ☆ |
| 11844 | E6 Portfolios CRD 326617 | Midvale, UT | Wealth Manager · Small ($100M–$1B) | $239M | 781 | 1,785 | 9 | 03/27/2026 | ☆ |
| 11845 | Brian Low Financial Group, Llc CRD 306346 | Baton Rouge, LA | Insurance-Affiliated · Small ($100M–$1B) | $239M | 874 | 874 | 8 | 03/31/2026 | ☆ |
| 11846 | N CRD 164232 | Wealth Manager · Small ($100M–$1B) | $239M | 151 | 438 | 2 | 01/31/2025 | ☆ | |
| 11847 | Jones Kertz & Associates, Inc. CRD 104976 | Blaine, MN | Wealth Manager · Small ($100M–$1B) | $239M | 44 | 46 | 4 | 03/04/2026 | ☆ |
| 11848 | Galleria Financial Advisors, Llc CRD 133673 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $239M | 140 | 140 | 2 | 02/13/2026 | ☆ |
| 11849 | Heights Llc CRD 315969 | Los Angeles, CA | Multi-Family Office · Small ($100M–$1B) | $239M | 14 | 14 | 3 | 03/31/2026 | ☆ |
| 11850 | Driven Investments Llc CRD 310095 | Wealth Manager · Small ($100M–$1B) | $239M | 1,192 | 1,978 | 8 | 03/03/2026 | ☆ |