Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11851 | Rolek Wealth Management Llc CRD 285351 | Berwyn, PA | Insurance-Affiliated · Small ($100M–$1B) | $239M | 262 | 669 | 1 | 02/24/2026 | ☆ |
| 11852 | Saos Capital, Llc CRD 159515 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $239M | 561 | 1,448 | 4 | 05/28/2026 | ☆ |
| 11853 | Birchview Capital, Lp CRD 170534 | Burlington, VT | Private Fund Manager · Small ($100M–$1B) | $239M | 12 | 16 | 6 | 03/31/2026 | ☆ |
| 11854 | Castanea Partners Inc. CRD 160229 | Newton, MA | Private Fund Manager · Small ($100M–$1B) | $239M | 5 | 5 | 6 | 03/31/2026 | ☆ |
| 11855 | Footpath Ventures Lp CRD 306142 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $239M | 6 | 6 | 3 | 03/25/2026 | ☆ |
| 11856 | Street Capital Partners, Llc CRD 309233 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $239M | 174 | 379 | 4 | 03/24/2026 | ☆ |
| 11857 | Orrell Capital Managment, Inc. CRD 112487 | Livermore, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $239M | 2 | 2 | 3 | 05/13/2026 | ☆ |
| 11858 | Orcam Financial Group, Llc CRD 164874 | Wealth Manager · Small ($100M–$1B) | $239M | 120 | 253 | 2 | 03/30/2026 | ☆ | |
| 11859 | Snowcap Capital Management, Llc CRD 146883 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $239M | 11 | 18 | 2 | 03/27/2026 | ☆ |
| 11860 | Investment Management & Planning Llc CRD 146041 | Greenville, DE | Insurance-Affiliated · Small ($100M–$1B) | $239M | 511 | 731 | 3 | 03/25/2026 | ☆ |
| 11861 | Investors Portfolio Services Llc CRD 117299 | Puyallup, WA | Wealth Manager · Small ($100M–$1B) | $239M | 292 | 830 | 3 | 03/30/2026 | ☆ |
| 11862 | Mosaic Wealth Management, L.L.C. CRD 142793 | Wealth Manager · Small ($100M–$1B) | $239M | 75 | 348 | 2 | 01/26/2026 | ☆ | |
| 11863 | Total Wealth Planning And Management, Inc. CRD 166664 | Wealth Manager · Small ($100M–$1B) | $239M | 414 | 412 | 8 | 04/22/2026 | ☆ | |
| 11864 | Cpr Investments Inc CRD 139067 | Rochester, MI | Insurance-Affiliated · Small ($100M–$1B) | $239M | 1,172 | 1,954 | 25 | 08/28/2026 | ☆ |
| 11865 | Rock Hill Capital Group, Llc CRD 163129 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $239M | 5 | 5 | 4 | 05/05/2026 | ☆ |
| 11866 | Gfs Wealth Management Advisors, Inc. CRD 285679 | Shelton, CT | Institutional / Pension Advisor · Small ($100M–$1B) | $239M | 50 | 22 | 4 | 04/15/2026 | ☆ |
| 11867 | Ninth Eternity Asset Management Llc CRD 306985 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $239M | 3 | 3 | 5 | 07/02/2026 | ☆ |
| 11868 | Westhampton Capital, Llc CRD 119176 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $239M | 143 | 256 | 4 | 01/06/2026 | ☆ |
| 11869 | Prossimo Advisors Llc CRD 289347 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $239M | 26 | 101 | 4 | 03/26/2026 | ☆ |
| 11870 | Smith Bruer Advisors, Llc CRD 284508 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $238M | 270 | 458 | 6 | 03/04/2026 | ☆ |
| 11871 | Waterwheel Capital Management, L.P. CRD 289407 | Athens | Private Fund Manager · Small ($100M–$1B) | $238M | 8 | 8 | 2 | 03/26/2026 | ☆ |
| 11872 | Goalfusion Wealth Management, Llc CRD 309756 | Wealth Manager · Small ($100M–$1B) | $238M | 302 | 927 | 5 | 03/02/2026 | ☆ | |
| 11873 | R.H. Investment Group, Llc CRD 115994 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $238M | 35 | 97 | 2 | 02/23/2026 | ☆ |
| 11874 | Jm2 Capital Inc. CRD 292351 | Edmond, OK | Wealth Manager · Small ($100M–$1B) | $238M | 70 | 211 | 8 | 03/03/2026 | ☆ |
| 11875 | Acute Investment Advisory, Llc CRD 170368 | Mesa, AZ | Wealth Manager · Small ($100M–$1B) | $238M | 787 | 1,605 | 4 | 02/10/2026 | ☆ |
| 11876 | Perella Weinberg Partners Capital Management Lp CRD 143598 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $238M | 9 | 9 | 7 | 03/31/2026 | ☆ |
| 11877 | Strategic Wealth Capital, Llc CRD 326299 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $238M | 66 | 370 | 5 | 03/31/2026 | ☆ |
| 11878 | Pf Advisors, Llc CRD 277156 | Chadds Ford, PA | Multi-Family Office · Small ($100M–$1B) | $238M | 1 | 8 | 1 | 03/11/2026 | ☆ |
| 11879 | Sequoia Wealth Management Group Llc CRD 311268 | Wealth Manager · Small ($100M–$1B) | $238M | 90 | 327 | 3 | 03/13/2026 | ☆ | |
| 11880 | Covalence Investment Partners, L.P. CRD 332274 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $238M | 5 | 5 | 7 | 06/30/2026 | ☆ |
| 11881 | Broadmark Asset Management Llc CRD 109422 | Dallas, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $238M | 2 | 4 | 3 | 03/31/2026 | ☆ |
| 11882 | Goldenstone Wealth Management, Llc CRD 310041 | El Dorado Hills, CA | Wealth Manager · Small ($100M–$1B) | $238M | 77 | 236 | 2 | 09/18/2026 | ☆ |
| 11883 | Sector Analysts Llc CRD 169789 | Allentown, PA | Wealth Manager · Small ($100M–$1B) | $238M | 677 | 1,157 | 4 | 03/26/2026 | ☆ |
| 11884 | Graphene Capital Management Lp CRD 330557 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $238M | 3 | 3 | 9 | 03/27/2026 | ☆ |
| 11885 | Alexander Capital Wealth Management Llc CRD 157714 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $238M | 614 | 1,051 | 36 | 07/31/2026 | ☆ |
| 11886 | Rachor Investment Advisory Services, Llc CRD 105495 | Linden, MI | Wealth Manager · Small ($100M–$1B) | $238M | 490 | 1,043 | 16 | 03/17/2026 | ☆ |
| 11887 | Kelley Investments, Llc CRD 119099 | Insurance-Affiliated · Small ($100M–$1B) | $238M | 216 | 387 | 3 | 09/09/2026 | ☆ | |
| 11888 | 3 J Capital Partners Ltd CRD 292257 | Sao Paulo | Wealth Manager · Small ($100M–$1B) | $238M | 141 | 141 | 5 | 03/10/2026 | ☆ |
| 11889 | Golden Road Advisors Llc CRD 314077 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $238M | 248 | 459 | 4 | 03/06/2026 | ☆ |
| 11890 | Quest 10 Wealth Builders, Inc. CRD 154092 | Fuquay Varina, NC | Wealth Manager · Small ($100M–$1B) | $238M | 503 | 1,086 | 8 | 06/10/2026 | ☆ |
| 11891 | Fortune 45, Llc. CRD 170693 | Gonzales, LA | Wealth Manager · Small ($100M–$1B) | $238M | 653 | 1,137 | 5 | 07/07/2026 | ☆ |
| 11892 | Gsa Capital Partners (New York) Lp CRD 286369 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $238M | 1 | 1 | 5 | 03/30/2026 | ☆ |
| 11893 | Lighthouse Wealth Management, Inc. CRD 157925 | Ashland, OH | Insurance-Affiliated · Small ($100M–$1B) | $238M | 384 | 800 | 5 | 01/26/2026 | ☆ |
| 11894 | Carlsbad Wealth Advisory Group, Inc. CRD 146587 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $238M | 248 | 710 | 3 | 08/04/2026 | ☆ |
| 11895 | Montcalm Tcr Llc CRD 164521 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $238M | 133 | 973 | 4 | 03/11/2026 | ☆ |
| 11896 | Cohen & Company Financial Management, Llc CRD 133171 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $237M | 5 | 5 | 29 | 03/31/2026 | ☆ |
| 11897 | Everest Wealth Management, Llc CRD 133823 | Leawood, KS | Wealth Manager · Small ($100M–$1B) | $237M | 91 | 354 | 2 | 02/11/2026 | ☆ |
| 11898 | Leicht Financial Planning And Wealth Management, Inc. CRD 171967 | Parsippany, NJ | Wealth Manager · Small ($100M–$1B) | $237M | 194 | 197 | 5 | 03/31/2026 | ☆ |
| 11899 | Capital Financial Group, Inc. CRD 111709 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $237M | 238 | 667 | 5 | 07/16/2026 | ☆ |
| 11900 | Redemption Capital Partners, Llc CRD 310824 | Midland, TX | Wealth Manager · Small ($100M–$1B) | $237M | 99 | 504 | 4 | 02/17/2026 | ☆ |