Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11901 | Centennial Advisors, Llc CRD 290778 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $237M | 468 | 1,188 | 22 | 03/30/2026 | ☆ |
| 11902 | North American Wealth Advisors Inc. CRD 297057 | Jordan, MN | Institutional / Pension Advisor · Small ($100M–$1B) | $237M | 67 | 131 | 3 | 03/09/2026 | ☆ |
| 11903 | Awaken Wealth Partners Llc CRD 341005 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $237M | 417 | 802 | 7 | 08/17/2026 | ☆ |
| 11904 | Pento Portfolio Strategies, Llc CRD 159217 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $237M | 874 | 874 | 3 | 05/01/2026 | ☆ |
| 11905 | Elderado Financial, Inc CRD 112908 | Montrose, CO | Wealth Manager · Small ($100M–$1B) | $237M | 413 | 1,071 | 5 | 02/09/2026 | ☆ |
| 11906 | Soundcore Capital Partners, Llc CRD 288749 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $237M | 6 | 6 | 3 | 03/31/2026 | ☆ |
| 11907 | Fort Vancouver Investment Management, Llc CRD 157019 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $237M | 194 | 586 | 4 | 02/11/2026 | ☆ |
| 11908 | Cambridge Wealth Advisors, Llc CRD 148889 | Institutional / Pension Advisor · Small ($100M–$1B) | $237M | 24 | 51 | 2 | 03/03/2026 | ☆ | |
| 11909 | Valterra Partners Llc CRD 316443 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $237M | 5 | 5 | 6 | 05/28/2026 | ☆ |
| 11910 | Minerva Planning Group, Inc. CRD 127263 | Decatur, GA | Wealth Manager · Small ($100M–$1B) | $237M | 122 | 551 | 6 | 09/22/2026 | ☆ |
| 11911 | A3 Capital Advisors, Llc CRD 338956 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $237M | 26 | 63 | 2 | 06/23/2026 | ☆ |
| 11912 | Clarity Wealth Management, L.L.C. CRD 284874 | Gilbert, AZ | Wealth Manager · Small ($100M–$1B) | $237M | 944 | 944 | 6 | 09/02/2026 | ☆ |
| 11913 | Axiom Investment Management Llc CRD 141516 | New York, NY | Wealth Manager · Small ($100M–$1B) | $237M | 214 | 214 | 10 | 04/15/2026 | ☆ |
| 11914 | Your Private Client Group, Inc. CRD 292621 | Wealth Manager · Small ($100M–$1B) | $237M | 230 | 400 | 2 | 07/02/2026 | ☆ | |
| 11915 | Nvest Wealth Strategies, Inc. CRD 139758 | Powell, OH | Wealth Manager · Small ($100M–$1B) | $237M | 187 | 640 | 4 | 01/13/2026 | ☆ |
| 11916 | Springvest Wealth Management, Llc CRD 329297 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $237M | 140 | 438 | 4 | 03/06/2026 | ☆ |
| 11917 | Level Wealth Management Llc CRD 301381 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $237M | 94 | 432 | 3 | 01/22/2026 | ☆ |
| 11918 | Spectrum Financial Inc CRD 105618 | Virginia Beach, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $236M | 234 | 454 | 9 | 03/19/2026 | ☆ |
| 11919 | Schamberger, Greylak & Utterback Wealth Management, Llc CRD 319298 | La Crosse, WI | Insurance-Affiliated · Small ($100M–$1B) | $236M | 628 | 902 | 7 | 09/08/2026 | ☆ |
| 11920 | Castle Wealth Planning Llc CRD 141601 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $236M | 111 | 355 | 3 | 03/31/2026 | ☆ |
| 11921 | Lanier Financial Group Llc CRD 152945 | Athens, GA | Insurance-Affiliated · Small ($100M–$1B) | $236M | 240 | 729 | 6 | 03/16/2026 | ☆ |
| 11922 | Rule One Partners, Llc CRD 166341 | Moreland, GA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $236M | 2 | 2 | 5 | 07/31/2026 | ☆ |
| 11923 | Sygnus Capital Pr Llc CRD 283447 | Guaynabo, PR | Private Fund Manager · Small ($100M–$1B) | $236M | 15 | 9 | 31 | 08/27/2026 | ☆ |
| 11924 | Millares Asset Management, Llc CRD 144620 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $236M | 50 | 154 | 3 | 02/24/2026 | ☆ |
| 11925 | N CRD 171891 | Wealth Manager · Small ($100M–$1B) | $236M | 370 | 834 | 3 | 03/18/2025 | ☆ | |
| 11926 | Ipsen Advisor Group Llc CRD 318010 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $236M | 337 | 1,003 | 5 | 03/16/2026 | ☆ |
| 11927 | R2 Capital Strategies, Llc CRD 338490 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $236M | 430 | 883 | 3 | 04/01/2026 | ☆ |
| 11928 | Arlington Capital Management, Inc. CRD 114801 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $236M | 226 | 750 | 5 | 03/18/2026 | ☆ |
| 11929 | Heritage Financial Counselors, Llc CRD 288232 | Bedminster, NJ | Wealth Manager · Small ($100M–$1B) | $236M | 143 | 425 | 5 | 03/31/2026 | ☆ |
| 11930 | Spectrum Planning & Advisory Services Inc. CRD 170093 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $236M | 229 | 807 | 8 | 09/15/2026 | ☆ |
| 11931 | Crosslayer Capital Management Llc CRD 318810 | Private Fund Manager · Small ($100M–$1B) | $236M | 4 | 4 | 3 | 07/06/2026 | ☆ | |
| 11932 | Crown Oak Advisors, Llc CRD 309749 | Wealth Manager · Small ($100M–$1B) | $236M | 54 | 73 | 2 | 02/10/2026 | ☆ | |
| 11933 | Creo Capital Partners Management Llc CRD 296861 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $236M | 2 | 2 | 6 | 03/25/2026 | ☆ |
| 11934 | Nierenberg Investment Management Company, Llc CRD 155416 | Private Fund Manager · Small ($100M–$1B) | $235M | 4 | 4 | 3 | 03/13/2026 | ☆ | |
| 11935 | Birch Capital Management, Llc CRD 152302 | Wealth Manager · Small ($100M–$1B) | $235M | 35 | 159 | 2 | 09/02/2026 | ☆ | |
| 11936 | Ndh Opportunity Llc CRD 341426 | Private Fund Manager · Small ($100M–$1B) | $235M | 5 | 5 | 1 | 07/09/2026 | ☆ | |
| 11937 | Portland Private Wealth Management, Inc. CRD 171321 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $235M | 455 | 916 | 5 | 06/04/2026 | ☆ |
| 11938 | Crew Capital Management, Ltd. CRD 125402 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $235M | 203 | 539 | 7 | 03/23/2026 | ☆ |
| 11939 | Hutchinson & Ziegler Financial Advisors, Inc. CRD 145096 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $235M | 62 | 215 | 2 | 08/31/2026 | ☆ |
| 11940 | R.I.T. Wealth Advisors Inc. CRD 339934 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $235M | 262 | 530 | 3 | 09/09/2026 | ☆ |
| 11941 | N CRD 310024 | Wealth Manager · Small ($100M–$1B) | $235M | 348 | 1,161 | 11 | 12/03/2025 | ☆ | |
| 11942 | Spectrum Financial Resources, Llc CRD 127453 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $235M | 723 | 1,162 | 6 | 03/30/2026 | ☆ |
| 11943 | Promethium Advisors, Llc CRD 329565 | Bethesda, MD | Insurance-Affiliated · Small ($100M–$1B) | $235M | 287 | 287 | 4 | 08/26/2026 | ☆ |
| 11944 | Weber Hartmann Vrijhof & Partners Ltd. CRD 156928 | Zurich | Wealth Manager · Small ($100M–$1B) | $235M | 130 | 130 | 6 | 03/30/2026 | ☆ |
| 11945 | Big Sioux Financial, Inc. CRD 299593 | Watertown, SD | Wealth Manager · Small ($100M–$1B) | $235M | 868 | 1,957 | 7 | 02/27/2026 | ☆ |
| 11946 | Ampersand Capital Group, L.P. CRD 329612 | Burlingame, CA | Private Fund Manager · Small ($100M–$1B) | $235M | 2 | 2 | 3 | 03/12/2026 | ☆ |
| 11947 | Lind Capital Partners, Llc CRD 165810 | Evanston, IL | Wealth Manager · Small ($100M–$1B) | $235M | 79 | 79 | 5 | 03/25/2026 | ☆ |
| 11948 | Mbf Healthcare Management Ii, Llc CRD 283576 | Coral Gables, FL | Private Fund Manager · Small ($100M–$1B) | $235M | 2 | 2 | 11 | 03/11/2026 | ☆ |
| 11949 | Horizon Wealth Advisors, Llc CRD 148338 | Wealth Manager · Small ($100M–$1B) | $235M | 582 | 644 | 7 | 03/04/2026 | ☆ | |
| 11950 | Kingsman Wealth Management Inc. CRD 319238 | Pensacola, FL | Wealth Manager · Small ($100M–$1B) | $235M | 216 | 219 | 3 | 03/06/2026 | ☆ |