Investment advisers
45,544 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1301 | Heck Capital Advisors, Llc CRD 143848 | Rhinelander, WI | Investment Adviser · Large ($10B–$100B) | $11.3B | 1,133 | 4,004 | 30 | 03/30/2026 | ☆ |
| 1302 | Parvus Asset Management Jersey Limited CRD 174027 | Private Fund Manager · Large ($10B–$100B) | $11.3B | 16 | 16 | 1 | 06/29/2026 | ☆ | |
| 1303 | Bridges Investment Management Inc CRD 108028 | Omaha, NE | Investment Adviser · Large ($10B–$100B) | $11.3B | 1,875 | 3,175 | 79 | 09/11/2026 | ☆ |
| 1304 | One William Street Capital Management, Lp. CRD 150522 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $11.3B | 21 | 22 | 124 | 03/31/2026 | ☆ |
| 1305 | Perigon Wealth Management, Llc CRD 131037 | San Francisco, CA | Wealth Manager · Large ($10B–$100B) | $11.3B | 5,664 | 17,713 | 159 | 06/12/2026 | ☆ |
| 1306 | Guggenheim Corporate Funding, Llc CRD 300895 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $11.3B | 32 | 32 | 16 | 10/05/2026 | ☆ |
| 1307 | Orchard Global Asset Management Llp CRD 287599 | London | Private Fund Manager · Large ($10B–$100B) | $11.3B | 38 | 38 | 60 | 03/26/2026 | ☆ |
| 1308 | Valueact Capital Management, L.P. CRD 154249 | San Francisco, CA | Private Fund Manager · Large ($10B–$100B) | $11.3B | 18 | 18 | 31 | 03/30/2026 | ☆ |
| 1309 | Christofferson, Robb & Company, Llc CRD 121299 | New York, NY | Investment Adviser · Large ($10B–$100B) | $11.3B | 26 | 26 | 42 | 06/22/2026 | ☆ |
| 1310 | Truebridge Capital Partners Llc CRD 155425 | Chapel Hill, NC | Private Fund Manager · Large ($10B–$100B) | $11.2B | 250 | 250 | 43 | 04/29/2026 | ☆ |
| 1311 | New Mountain Finance Advisers, L.L.C. CRD 155493 | New York, NY | Investment Adviser · Large ($10B–$100B) | $11.2B | 13 | 13 | 235 | 06/01/2026 | ☆ |
| 1312 | Corbin Capital Partners, L.P. CRD 130819 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $11.2B | 27 | 27 | 56 | 03/31/2026 | ☆ |
| 1313 | Camden Asset Management L P CRD 106772 | Los Angeles, CA | Private Fund Manager · Large ($10B–$100B) | $11.2B | 17 | 17 | 19 | 06/23/2026 | ☆ |
| 1314 | Golden Gate Private Equity Inc. CRD 157379 | San Francisco, CA | Private Fund Manager · Large ($10B–$100B) | $11.2B | 9 | 9 | 89 | 04/28/2026 | ☆ |
| 1315 | Fermat Capital Management, Llc CRD 134099 | Westport, CT | Private Fund Manager · Large ($10B–$100B) | $11.1B | 12 | 13 | 47 | 10/22/2026 | ☆ |
| 1316 | Stone Point Credit Adviser Llc CRD 310377 | Greenwich, CT | Private Fund Manager · Large ($10B–$100B) | $11.1B | 31 | 31 | 80 | 07/20/2026 | ☆ |
| 1317 | Fondsmaeglerselskabet Maj Invest A/S CRD 288223 | Copenhagen K | Broker-Dealer (Dually Registered) · Large ($10B–$100B) | $11.1B | 84 | 84 | 67 | 03/23/2026 | ☆ |
| 1318 | Bny Mellon Etf Investment Adviser, Llc CRD 306148 | Boston, MA | Mutual Fund / Asset Manager · Large ($10B–$100B) | $11.1B | 13 | 13 | 3 | 07/17/2026 | ☆ |
| 1319 | Apella Capital, Llc CRD 171106 | West Hartford, CT | Wealth Manager · Large ($10B–$100B) | $11.1B | 8,503 | 24,058 | 179 | 10/20/2026 | ☆ |
| 1320 | Pure Financial Advisors, Llc CRD 144316 | San Diego, CA | Wealth Manager · Large ($10B–$100B) | $11.1B | 7,509 | 7,509 | 204 | 11/02/2026 | ☆ |
| 1321 | Asset Preservation Advisors, Llc CRD 106741 | Atlanta, GA | Wealth Manager · Large ($10B–$100B) | $11.1B | 3,029 | 3,029 | 28 | 03/30/2026 | ☆ |
| 1322 | Atria Investments, Inc. CRD 143593 | Charlotte, NC | Investment Adviser · Large ($10B–$100B) | $11.0B | 113 | 31,684 | 60 | 07/31/2026 | ☆ |
| 1323 | Ubs Asset Management Credit Investments Group (Uk) Ltd CRD 113463 | London (England) | Private Fund Manager · Large ($10B–$100B) | $11.0B | 56 | 56 | 0 | 08/05/2026 | ☆ |
| 1324 | Nicola Wealth Management Ltd. CRD 173201 | Vancouver | Insurance-Affiliated · Large ($10B–$100B) | $11.0B | 6,718 | 27,753 | 531 | 10/22/2026 | ☆ |
| 1325 | Neuberger Berman Asia Limited CRD 154286 | Hong Kong | Private Fund Manager · Large ($10B–$100B) | $11.0B | 28 | 28 | 62 | 03/30/2026 | ☆ |
| 1326 | Schroder Investment Management (Japan) Limited CRD 306616 | Chiyoda Ku, Tokyo | Investment Adviser · Large ($10B–$100B) | $11.0B | 100 | 100 | 81 | 10/26/2026 | ☆ |
| 1327 | Ballyrock Investment Advisors Llc CRD 115324 | Boston, MA | Private Fund Manager · Large ($10B–$100B) | $11.0B | 24 | 24 | 5 | 07/30/2026 | ☆ |
| 1328 | Morant Wright Management Limited CRD 138189 | London | Private Fund Manager · Large ($10B–$100B) | $11.0B | 11 | 11 | 12 | 09/29/2026 | ☆ |
| 1329 | N CRD 158190 | Private Fund Manager · Large ($10B–$100B) | $11.0B | 69 | 69 | 301 | 05/13/2025 | ☆ | |
| 1330 | Castle Hook Partners Lp CRD 284968 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $11.0B | 6 | 6 | 35 | 10/01/2026 | ☆ |
| 1331 | Redwood Capital Management, Llc CRD 158243 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $11.0B | 13 | 14 | 33 | 05/12/2026 | ☆ |
| 1332 | Morgan Stanley Investment Management Company CRD 126896 | Singapore | Investment Adviser · Large ($10B–$100B) | $10.9B | 26 | 26 | 51 | 03/27/2026 | ☆ |
| 1333 | Fifth Third Securities, Inc. CRD 628 | Cincinnati, OH | Insurance-Affiliated · Large ($10B–$100B) | $10.9B | 47,014 | 47,014 | 1,353 | 11/01/2026 | ☆ |
| 1334 | Modern Wealth Management, Llc CRD 324624 | Kansas City, MO | Wealth Manager · Large ($10B–$100B) | $10.9B | 11,934 | 30,617 | 253 | 07/02/2026 | ☆ |
| 1335 | Shepherd Kaplan Krochuk, Llc CRD 127304 | Boston, MA | Institutional / Pension Advisor · Large ($10B–$100B) | $10.9B | 213 | 1,405 | 34 | 03/31/2026 | ☆ |
| 1336 | Rpa Financial, Llc CRD 294105 | San Rafael, CA | Institutional / Pension Advisor · Large ($10B–$100B) | $10.9B | 339 | 323 | 12 | 06/29/2026 | ☆ |
| 1337 | Ngp Energy Capital Management, Llc CRD 160729 | Dallas, TX | Private Fund Manager · Large ($10B–$100B) | $10.9B | 17 | 16 | 56 | 03/31/2026 | ☆ |
| 1338 | Realterm Transportation Llc CRD 322689 | Annapolis, MD | Private Fund Manager · Large ($10B–$100B) | $10.9B | 16 | 16 | 265 | 05/06/2026 | ☆ |
| 1339 | First Sentier Investors (Singapore) CRD 165124 | Singapore | Private Fund Manager · Large ($10B–$100B) | $10.8B | 10 | 10 | 55 | 10/05/2026 | ☆ |
| 1340 | Hggc, Llc CRD 145684 | Palo Alto, CA | Private Fund Manager · Large ($10B–$100B) | $10.8B | 26 | 26 | 57 | 03/31/2026 | ☆ |
| 1341 | Caz Investments L.P. CRD 113931 | Houston, TX | Private Fund Manager · Large ($10B–$100B) | $10.8B | 103 | 13,562 | 83 | 03/31/2026 | ☆ |
| 1342 | Loop Capital Asset Management Tch Llc CRD 149280 | Miami, FL | Institutional / Pension Advisor · Large ($10B–$100B) | $10.8B | 90 | 90 | 23 | 03/19/2026 | ☆ |
| 1343 | Cbre Investment Management Listed Real Assets Llc CRD 106256 | Radnor, PA | Investment Adviser · Large ($10B–$100B) | $10.8B | 44 | 50 | 60 | 03/30/2026 | ☆ |
| 1344 | Acr Alpine Capital Research, Llc CRD 110933 | St. Louis, MO | Investment Adviser · Large ($10B–$100B) | $10.8B | 7,171 | 7,168 | 35 | 06/24/2026 | ☆ |
| 1345 | Baron Capital Management, Inc. CRD 110791 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.8B | 125 | 125 | 221 | 05/29/2026 | ☆ |
| 1346 | Black Diamond Capital Management I, Lllp CRD 154495 | St. Thomas, VI | Private Fund Manager · Large ($10B–$100B) | $10.7B | 38 | 38 | 100 | 07/13/2026 | ☆ |
| 1347 | Antin Infrastructure Partners Us Services Llc CRD 298930 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.7B | 20 | 20 | 42 | 03/25/2026 | ☆ |
| 1348 | Guardian Capital Lp CRD 105078 | Toronto, Ontario | Private Fund Manager · Large ($10B–$100B) | $10.7B | 143 | 218 | 90 | 09/09/2026 | ☆ |
| 1349 | Ferguson Wellman Capital Management, Inc. CRD 104692 | Portland, OR | Wealth Manager · Large ($10B–$100B) | $10.7B | 1,085 | 4,763 | 68 | 06/09/2026 | ☆ |
| 1350 | Plancorp, Llc CRD 106599 | Saint Louis, MO | Wealth Manager · Large ($10B–$100B) | $10.6B | 2,383 | 9,200 | 112 | 09/10/2026 | ☆ |