Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13701 | Marin Capital Management, Llc CRD 136075 | Novato, CA | Wealth Manager · Small ($100M–$1B) | $171M | 85 | 392 | 7 | 08/04/2026 | ☆ |
| 13702 | Seamans Capital Management, Llc CRD 118404 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $171M | 44 | 44 | 9 | 03/31/2026 | ☆ |
| 13703 | Proactive Capital Management, Inc. CRD 297791 | Topeka, KS | Wealth Manager · Small ($100M–$1B) | $171M | 272 | 610 | 3 | 01/22/2026 | ☆ |
| 13704 | Denarius Capital Advisors Inc. CRD 164597 | Santa Clara, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $171M | 274 | 274 | 3 | 06/10/2026 | ☆ |
| 13705 | Taylor Wealth Management, Llc CRD 132955 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $171M | 63 | 226 | 1 | 02/11/2026 | ☆ |
| 13706 | Igw Advisory Investment Management Llc CRD 333479 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $171M | 29 | 29 | 7 | 08/28/2026 | ☆ |
| 13707 | North Shore Investment Consulting Llc CRD 131763 | Wilmette, IL | Wealth Manager · Small ($100M–$1B) | $171M | 103 | 300 | 1 | 02/27/2026 | ☆ |
| 13708 | Pacesetter Financial Group, L.L.C. CRD 123287 | Lincoln, IL | Wealth Manager · Small ($100M–$1B) | $170M | 371 | 766 | 10 | 09/15/2026 | ☆ |
| 13709 | Patrick Financial Group, L.L.C. CRD 124610 | Brighton, MI | Insurance-Affiliated · Small ($100M–$1B) | $170M | 607 | 603 | 2 | 03/31/2026 | ☆ |
| 13710 | Allison Investment Management, Llc CRD 124645 | Columbia, SC | Insurance-Affiliated · Small ($100M–$1B) | $170M | 100 | 291 | 2 | 07/09/2026 | ☆ |
| 13711 | Cirrus Capital Llc CRD 288297 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $170M | 333 | 893 | 6 | 08/17/2026 | ☆ |
| 13712 | West End Wealth Management, Llc CRD 234791 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $170M | 53 | 151 | 2 | 02/23/2026 | ☆ |
| 13713 | Redwood Park Advisors, Llc CRD 307958 | Redwood City, CA | Wealth Manager · Small ($100M–$1B) | $170M | 122 | 299 | 3 | 03/19/2026 | ☆ |
| 13714 | Mount Lucas Index Advisers Llc CRD 310820 | Newtown, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $170M | 1 | 1 | 0 | 03/30/2026 | ☆ |
| 13715 | Hoplon Asset Management, L.P. CRD 318798 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $170M | 3 | 3 | 7 | 06/15/2026 | ☆ |
| 13716 | Zeit Capital Llc CRD 150149 | Wealth Manager · Small ($100M–$1B) | $170M | 73 | 205 | 1 | 03/17/2026 | ☆ | |
| 13717 | G. Dewayne Mcanally, Llc CRD 118511 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $170M | 399 | 904 | 6 | 03/24/2026 | ☆ |
| 13718 | N CRD 114843 | Wealth Manager · Small ($100M–$1B) | $170M | 98 | 498 | 1 | 03/31/2025 | ☆ | |
| 13719 | Oxford Capital Management, Inc. CRD 118359 | Richm0 Nd, VA | Wealth Manager · Small ($100M–$1B) | $170M | 29 | 120 | 2 | 02/20/2026 | ☆ |
| 13720 | Larimer Capital Corp CRD 18189 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $170M | 101 | 330 | 4 | 03/04/2026 | ☆ |
| 13721 | Gts Financial, Llc CRD 310222 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $170M | 170 | 714 | 6 | 03/17/2026 | ☆ |
| 13722 | Kuhn Capital Partners, Llc CRD 283028 | Oak Brook, IL | Insurance-Affiliated · Small ($100M–$1B) | $170M | 271 | 271 | 5 | 03/31/2026 | ☆ |
| 13723 | Focus 401 (K) Group, Llc CRD 172217 | Addison, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $170M | 27 | 27 | 2 | 01/14/2026 | ☆ |
| 13724 | Del Mar Wealth Management Inc CRD 175022 | Del Mar, CA | Wealth Manager · Small ($100M–$1B) | $170M | 73 | 263 | 3 | 03/27/2026 | ☆ |
| 13725 | Stillpoint Investments Lp CRD 318718 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $170M | 3 | 3 | 6 | 03/04/2026 | ☆ |
| 13726 | Stone House Capital Management, Llc CRD 167094 | Bay Harbor Islands, FL | Private Fund Manager · Small ($100M–$1B) | $170M | 2 | 2 | 2 | 03/26/2026 | ☆ |
| 13727 | Tactical Fund Advisors, Llc CRD 298049 | Cincinnati, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $170M | 4 | 4 | 7 | 04/08/2026 | ☆ |
| 13728 | Ot Financial, Llc CRD 170738 | Troy, OH | Wealth Manager · Small ($100M–$1B) | $170M | 113 | 240 | 2 | 03/16/2026 | ☆ |
| 13729 | Embarcadero Financial Investment Advisory, Llc CRD 140929 | San Francisco, CA | Insurance-Affiliated · Small ($100M–$1B) | $170M | 166 | 383 | 4 | 03/11/2026 | ☆ |
| 13730 | Titanium Advisors, Llc CRD 153943 | Franklin, MA | Wealth Manager · Small ($100M–$1B) | $170M | 48 | 242 | 1 | 02/11/2026 | ☆ |
| 13731 | Chartist Inc CRD 105072 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $170M | 426 | 426 | 2 | 05/15/2026 | ☆ |
| 13732 | Pathmont, Llc CRD 299217 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $170M | 28 | 64 | 1 | 05/19/2026 | ☆ |
| 13733 | Family Cfo, Llc CRD 108891 | Wealth Manager · Small ($100M–$1B) | $170M | 46 | 164 | 2 | 03/31/2026 | ☆ | |
| 13734 | N CRD 121388 | Wealth Manager · Small ($100M–$1B) | $170M | 37 | 182 | 1 | 02/11/2026 | ☆ | |
| 13735 | Leatherback Investments Llc CRD 299608 | Lakewood, NJ | Endowment & Foundation Advisor · Small ($100M–$1B) | $170M | 12 | 23 | 3 | 03/12/2026 | ☆ |
| 13736 | Ddelta Real Estate Investments Inc. CRD 326662 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $170M | 8 | 8 | 9 | 03/27/2026 | ☆ |
| 13737 | Delos Capital Management, Lp CRD 170010 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $170M | 3 | 3 | 12 | 03/31/2026 | ☆ |
| 13738 | Stonekeep Investments, Llc CRD 306144 | Wealth Manager · Small ($100M–$1B) | $170M | 114 | 443 | 2 | 03/20/2026 | ☆ | |
| 13739 | Kensington Financial Group, Inc. CRD 127658 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $170M | 763 | 853 | 2 | 05/15/2026 | ☆ |
| 13740 | Avise Financial Cooperative, Inc. CRD 328790 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $169M | 170 | 505 | 7 | 06/22/2026 | ☆ |
| 13741 | Cedar Spring Advisors, Llc CRD 289329 | Wealth Manager · Small ($100M–$1B) | $169M | 285 | 805 | 4 | 01/27/2026 | ☆ | |
| 13742 | Clara Vista Management Company Llc CRD 335893 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $169M | 8 | 8 | 3 | 06/29/2026 | ☆ |
| 13743 | Silva Capital Management Llc CRD 154504 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $169M | 3 | 3 | 1 | 03/27/2024 | ☆ |
| 13744 | Altus Capital Partners, Inc. CRD 159529 | Wilton, CT | Private Fund Manager · Small ($100M–$1B) | $169M | 5 | 5 | 9 | 03/25/2026 | ☆ |
| 13745 | Vilga Financial Planning Llc CRD 311166 | Wealth Manager · Small ($100M–$1B) | $169M | 19 | 119 | 2 | 03/24/2026 | ☆ | |
| 13746 | Ark Royal Wealth Management Llc CRD 175151 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $169M | 121 | 314 | 4 | 03/26/2026 | ☆ |
| 13747 | Financial Justus, Llc CRD 336690 | Wealth Manager · Small ($100M–$1B) | $169M | 70 | 300 | 1 | 02/02/2026 | ☆ | |
| 13748 | Private Harbour Investment Management & Counsel Llc. CRD 146928 | Wealth Manager · Small ($100M–$1B) | $169M | 141 | 316 | 1 | 03/27/2026 | ☆ | |
| 13749 | Life Planning Advisors Llc CRD 151292 | Bigfork, MT | Wealth Manager · Small ($100M–$1B) | $169M | 979 | 1,071 | 4 | 03/25/2026 | ☆ |
| 13750 | Planwiser Financial, Llc CRD 331675 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $169M | 224 | 887 | 6 | 09/04/2026 | ☆ |