Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13701 | Life Planning Advisors Llc CRD 151292 | Bigfork, MT | Wealth Manager · Small ($100M–$1B) | $169M | 979 | 1,071 | 4 | 03/25/2026 | ☆ |
| 13702 | Planwiser Financial, Llc CRD 331675 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $169M | 224 | 887 | 4 | 07/08/2026 | ☆ |
| 13703 | Flp Wealth Management, Llc CRD 294277 | Bentonville, AR | Insurance-Affiliated · Small ($100M–$1B) | $169M | 341 | 836 | 3 | 04/07/2026 | ☆ |
| 13704 | Comima Llc CRD 326664 | Wealth Manager · Small ($100M–$1B) | $169M | 76 | 228 | 1 | 01/23/2026 | ☆ | |
| 13705 | Mccarley & Cook Llc CRD 310087 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $169M | 169 | 560 | 2 | 03/20/2026 | ☆ |
| 13706 | Checketts Partners Investment Management, Llc CRD 161204 | Private Fund Manager · Small ($100M–$1B) | $169M | 3 | 3 | 5 | 02/13/2026 | ☆ | |
| 13707 | Path Capital Partners, Llc CRD 335156 | North Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $169M | 3 | 3 | 4 | 06/26/2026 | ☆ |
| 13708 | Gladwyn Financial Advisors, Inc. CRD 135544 | Wealth Manager · Small ($100M–$1B) | $169M | 98 | 360 | 3 | 01/22/2026 | ☆ | |
| 13709 | Rigden Enterprises CRD 326930 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $169M | 334 | 951 | 6 | 06/08/2026 | ☆ |
| 13710 | Obp Capital Llc CRD 167619 | Rocky Mount, NC | Mutual Fund / Asset Manager · Small ($100M–$1B) | $169M | 5 | 5 | 2 | 05/26/2026 | ☆ |
| 13711 | Zinnia Wealth Advisory, Llc CRD 295122 | Ocala, FL | Wealth Manager · Small ($100M–$1B) | $169M | 512 | 1,455 | 11 | 08/04/2026 | ☆ |
| 13712 | Town Capital, Llc CRD 299341 | Bel Air, MD | Wealth Manager · Small ($100M–$1B) | $169M | 156 | 681 | 2 | 06/11/2026 | ☆ |
| 13713 | Baleen Capital Management Llc CRD 311438 | Las Vegas, NV | Private Fund Manager · Small ($100M–$1B) | $169M | 3 | 3 | 1 | 03/24/2026 | ☆ |
| 13714 | Staines Financial, Llc CRD 299405 | Roseville, CA | Private Fund Manager · Small ($100M–$1B) | $169M | 2 | 2 | 9 | 06/02/2026 | ☆ |
| 13715 | Michael J. Porro & Co. Financial Advisors, Inc. CRD 125584 | Old Tappan, NJ | Insurance-Affiliated · Small ($100M–$1B) | $169M | 214 | 213 | 5 | 03/12/2026 | ☆ |
| 13716 | Meyer Gates Financial Advisors, Inc CRD 125046 | West Chester, OH | Wealth Manager · Small ($100M–$1B) | $169M | 177 | 448 | 6 | 04/01/2026 | ☆ |
| 13717 | F5 Financial Planning, L.L.C. CRD 170674 | Wealth Manager · Small ($100M–$1B) | $169M | 128 | 592 | 3 | 03/19/2026 | ☆ | |
| 13718 | Overlay Management, Llc CRD 324401 | Alpharetta, GA | Private Fund Manager · Small ($100M–$1B) | $169M | 41 | 41 | 16 | 04/28/2026 | ☆ |
| 13719 | Lifepoint Planning, Pllc CRD 296911 | Schaumburg, IL | Wealth Manager · Small ($100M–$1B) | $168M | 110 | 451 | 3 | 02/18/2026 | ☆ |
| 13720 | N CRD 312178 | Wealth Manager · Small ($100M–$1B) | $168M | 999 | 1,941 | 4 | 03/04/2025 | ☆ | |
| 13721 | Stewardship Capital, Ltd. CRD 110944 | Independence, MO | Insurance-Affiliated · Small ($100M–$1B) | $168M | 392 | 392 | 5 | 03/13/2026 | ☆ |
| 13722 | Tlc Group Investment Advisors, Llc CRD 137814 | State College, PA | Insurance-Affiliated · Small ($100M–$1B) | $168M | 205 | 377 | 6 | 03/16/2026 | ☆ |
| 13723 | Boyd Capital Management Llc CRD 312070 | Rochester, NY | Insurance-Affiliated · Small ($100M–$1B) | $168M | 281 | 281 | 3 | 05/24/2026 | ☆ |
| 13724 | Somnio Financial Group, Llc CRD 174217 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $168M | 103 | 461 | 4 | 02/17/2026 | ☆ |
| 13725 | Dragon Capital Management (Hk) Limited CRD 287890 | Central | Private Fund Manager · Small ($100M–$1B) | $168M | 2 | 2 | 4 | 06/24/2026 | ☆ |
| 13726 | Arnold Financial Planning Llc CRD 283698 | Hiawatha, IA | Wealth Manager · Small ($100M–$1B) | $168M | 133 | 585 | 6 | 07/24/2026 | ☆ |
| 13727 | Stonehaven Wealth & Tax Solutions, Llc CRD 332731 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $168M | 310 | 832 | 3 | 04/27/2026 | ☆ |
| 13728 | The Etf Store, Inc. CRD 148229 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $168M | 270 | 636 | 6 | 08/04/2026 | ☆ |
| 13729 | Frontline Healthcare Partners, Llc CRD 311770 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $168M | 3 | 3 | 10 | 03/30/2026 | ☆ |
| 13730 | Soryn Ip Capital Management, Llc CRD 327452 | Millburn, NJ | Private Fund Manager · Small ($100M–$1B) | $168M | 7 | 7 | 3 | 07/23/2026 | ☆ |
| 13731 | Dipaolo Financial Group, Inc. CRD 309637 | Lutz, FL | Wealth Manager · Small ($100M–$1B) | $168M | 408 | 1,137 | 9 | 04/17/2026 | ☆ |
| 13732 | North Forty Two & Co. CRD 148417 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $168M | 74 | 263 | 2 | 03/20/2026 | ☆ |
| 13733 | Lloyd Park, Llc CRD 174032 | Wealth Manager · Small ($100M–$1B) | $168M | 97 | 12 | 1 | 02/23/2026 | ☆ | |
| 13734 | Lilliano Capital Management Llc CRD 339106 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $168M | 409 | 409 | 2 | 06/09/2026 | ☆ |
| 13735 | Forty Three Eighteen Advisors, Llc CRD 157712 | Bentonville, AR | Wealth Manager · Small ($100M–$1B) | $168M | 51 | 182 | 1 | 03/19/2026 | ☆ |
| 13736 | Hawkins Investment Counsel, Llc CRD 134857 | Wealth Manager · Small ($100M–$1B) | $168M | 98 | 98 | 3 | 03/30/2026 | ☆ | |
| 13737 | Ecp Investment Advisors Llc CRD 284686 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $168M | 13 | 13 | 11 | 03/30/2026 | ☆ |
| 13738 | The Financial Zen Group, Inc. CRD 282230 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $168M | 107 | 609 | 4 | 07/06/2026 | ☆ |
| 13739 | Illuminate Wealth Management Llc CRD 306411 | Barrington, IL | Wealth Manager · Small ($100M–$1B) | $168M | 77 | 380 | 6 | 05/20/2026 | ☆ |
| 13740 | Cyber Hornet Etfs Llc CRD 305171 | St. Petersburg, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $168M | 2 | 2 | 12 | 03/10/2026 | ☆ |
| 13741 | Dartmouth Capital Advisors, Inc. CRD 105933 | Multi-Family Office · Small ($100M–$1B) | $168M | 15 | 15 | 1 | 07/16/2026 | ☆ | |
| 13742 | N CRD 116342 | Wealth Manager · Small ($100M–$1B) | $168M | 600 | 837 | 3 | 04/17/2025 | ☆ | |
| 13743 | Norland Capital Lp CRD 288562 | Private Fund Manager · Small ($100M–$1B) | $168M | 6 | 6 | 5 | 04/15/2026 | ☆ | |
| 13744 | 917 Advisory Services Llc CRD 331476 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $168M | 195 | 620 | 4 | 04/30/2026 | ☆ |
| 13745 | Gambit Capital Management, Llc CRD 318313 | Wealth Manager · Small ($100M–$1B) | $167M | 107 | 381 | 6 | 08/03/2026 | ☆ | |
| 13746 | Hanke & Apolonio Wealth Advisors Llc CRD 285315 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $167M | 99 | 313 | 3 | 03/10/2026 | ☆ |
| 13747 | Blanche Park Capital Llc CRD 338172 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $167M | 3 | 3 | 3 | 03/12/2026 | ☆ |
| 13748 | Randall & Associates Wealth Management, Inc. CRD 323846 | Butler, PA | Wealth Manager · Small ($100M–$1B) | $167M | 166 | 548 | 3 | 01/29/2026 | ☆ |
| 13749 | South Texas Capital Advisors, Llc CRD 283773 | New Braunfels, TX | Wealth Manager · Small ($100M–$1B) | $167M | 27 | 59 | 2 | 06/24/2026 | ☆ |
| 13750 | Wingman Growth Partners Lp CRD 337355 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $167M | 1 | 1 | 7 | 06/29/2026 | ☆ |