Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14001 | Phoenician Capital Llc CRD 286033 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $159M | 2 | 2 | 6 | 03/19/2026 | ☆ |
| 14002 | J.D.T. Inc CRD 146357 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $159M | 208 | 668 | 5 | 02/02/2026 | ☆ |
| 14003 | Radius Wealth Management, Inc. CRD 168159 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $159M | 132 | 300 | 4 | 07/28/2026 | ☆ |
| 14004 | Scg Asset Management Llc CRD 311843 | Naperville, IL | Multi-Family Office · Small ($100M–$1B) | $159M | 8 | 11 | 6 | 03/12/2026 | ☆ |
| 14005 | Altar Rock Llc CRD 326868 | Insurance-Affiliated · Small ($100M–$1B) | $159M | 27 | 111 | 8 | 07/10/2026 | ☆ | |
| 14006 | Private Financial Management Llc CRD 313167 | Wealth Manager · Small ($100M–$1B) | $159M | 31 | 31 | 1 | 06/18/2026 | ☆ | |
| 14007 | Verus Capital Ventures, Inc. CRD 315153 | Sugar Land, TX | Wealth Manager · Small ($100M–$1B) | $159M | 388 | 752 | 8 | 03/05/2026 | ☆ |
| 14008 | Ventana Private Wealth Llc CRD 311878 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $159M | 33 | 205 | 3 | 03/27/2026 | ☆ |
| 14009 | N CRD 118553 | Wealth Manager · Small ($100M–$1B) | $159M | 34 | 106 | 1 | 07/30/2025 | ☆ | |
| 14010 | Nitor Capital Management, Llc CRD 173067 | Englewood Cliffs, NJ | Private Fund Manager · Small ($100M–$1B) | $159M | 15 | 19 | 1 | 06/29/2026 | ☆ |
| 14011 | Advisory Advocates Llc CRD 284100 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $159M | 249 | 559 | 9 | 03/23/2026 | ☆ |
| 14012 | Starr Mathews Financial, Llc CRD 166199 | Calhoun, GA | Wealth Manager · Small ($100M–$1B) | $159M | 114 | 233 | 6 | 03/18/2026 | ☆ |
| 14013 | Summitas Investment Management Llc CRD 330721 | Wealth Manager · Small ($100M–$1B) | $159M | 41 | 137 | 2 | 03/03/2026 | ☆ | |
| 14014 | N CRD 269880 | Private Fund Manager · Small ($100M–$1B) | $158M | 6 | 6 | 4 | 11/28/2025 | ☆ | |
| 14015 | Sonoma Private Wealth Llc CRD 308547 | Novato, CA | Wealth Manager · Small ($100M–$1B) | $158M | 85 | 155 | 6 | 05/13/2026 | ☆ |
| 14016 | Beantown Financial Advisors Llc CRD 134637 | Wealth Manager · Small ($100M–$1B) | $158M | 63 | 252 | 1 | 01/23/2026 | ☆ | |
| 14017 | Zermatt Wealth Partners Llc CRD 105736 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $158M | 211 | 531 | 6 | 07/24/2026 | ☆ |
| 14018 | N CRD 141570 | Wealth Manager · Small ($100M–$1B) | $158M | 56 | 185 | 2 | 02/03/2025 | ☆ | |
| 14019 | Scherer Financial Advisory Services, Llc CRD 317435 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $158M | 178 | 178 | 5 | 05/08/2026 | ☆ |
| 14020 | Bpc Advisors Llc CRD 284429 | East Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $158M | 126 | 423 | 2 | 03/11/2026 | ☆ |
| 14021 | Aim Advisors, Llc CRD 325125 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $158M | 186 | 482 | 5 | 01/30/2026 | ☆ |
| 14022 | Graetz Wealth, Llc CRD 317857 | Jenison, MI | Wealth Manager · Small ($100M–$1B) | $158M | 321 | 861 | 3 | 03/24/2026 | ☆ |
| 14023 | Fc360 Wealth Management, Inc. CRD 171788 | Roseville, CA | Insurance-Affiliated · Small ($100M–$1B) | $158M | 379 | 762 | 1 | 03/25/2026 | ☆ |
| 14024 | Mkt Capital Llc CRD 163762 | Private Fund Manager · Small ($100M–$1B) | $158M | 1 | 2 | 3 | 05/21/2026 | ☆ | |
| 14025 | Gilbert Capital Group, Inc. CRD 117268 | Wealth Manager · Small ($100M–$1B) | $158M | 144 | 334 | 3 | 04/07/2026 | ☆ | |
| 14026 | The Eideard Group, Llc CRD 139834 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $158M | 27 | 167 | 3 | 03/16/2026 | ☆ |
| 14027 | H Partners Management Llc CRD 161041 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $158M | 2 | 2 | 9 | 03/31/2026 | ☆ |
| 14028 | Provident Living Financial Services, Inc. CRD 282665 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $158M | 254 | 408 | 3 | 03/05/2026 | ☆ |
| 14029 | Rg Financial, Llc CRD 311162 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $158M | 136 | 461 | 3 | 03/31/2026 | ☆ |
| 14030 | Mission Investment Advisors Llc CRD 329596 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $158M | 1 | 1 | 2 | 06/30/2026 | ☆ | |
| 14031 | Perspective Wealth Advisors Llc CRD 332574 | Loveland, CO | Wealth Manager · Small ($100M–$1B) | $158M | 177 | 700 | 7 | 03/24/2026 | ☆ |
| 14032 | Integral Financial Planning Llc CRD 148097 | Wealth Manager · Small ($100M–$1B) | $158M | 70 | 375 | 2 | 02/10/2026 | ☆ | |
| 14033 | Harold W. Dance Inc. CRD 1582 | Logan, UT | Insurance-Affiliated · Small ($100M–$1B) | $158M | 306 | 409 | 8 | 08/03/2026 | ☆ |
| 14034 | M2 Financial Llc CRD 288829 | Valencia, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $158M | 57 | 57 | 6 | 05/12/2026 | ☆ |
| 14035 | Primary Wealth Management, Llc CRD 282370 | Beatrice, NE | Wealth Manager · Small ($100M–$1B) | $158M | 331 | 825 | 5 | 02/13/2026 | ☆ |
| 14036 | Clarus Group Llc CRD 310156 | New York, NY | Wealth Manager · Small ($100M–$1B) | $158M | 182 | 561 | 2 | 05/12/2026 | ☆ |
| 14037 | Hallett Investments, Llc CRD 306187 | Port Angeles, WA | Wealth Manager · Small ($100M–$1B) | $158M | 307 | 780 | 5 | 03/09/2026 | ☆ |
| 14038 | Srep Capital Management, Llc CRD 296281 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $158M | 23 | 23 | 4 | 03/26/2026 | ☆ |
| 14039 | Valoran Capital Management, Llc CRD 313634 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $158M | 9 | 9 | 3 | 06/26/2026 | ☆ |
| 14040 | Avocet Capital Management Llc CRD 156261 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $158M | 40 | 194 | 2 | 05/19/2026 | ☆ |
| 14041 | Strategic Wealth Management, Llc CRD 171908 | Bedford, TX | Wealth Manager · Small ($100M–$1B) | $158M | 176 | 353 | 4 | 03/09/2026 | ☆ |
| 14042 | Waypoints Financial, Llc CRD 157494 | Sebring, FL | Wealth Manager · Small ($100M–$1B) | $158M | 430 | 648 | 3 | 03/19/2026 | ☆ |
| 14043 | Outfitters Financial Llc CRD 291413 | Brunswick, ME | Wealth Manager · Small ($100M–$1B) | $158M | 64 | 64 | 4 | 03/24/2026 | ☆ |
| 14044 | Jack V. Butterfield Investment Company CRD 3998 | Jackson, MI | Insurance-Affiliated · Small ($100M–$1B) | $158M | 208 | 208 | 9 | 02/12/2026 | ☆ |
| 14045 | Trinity Capital Adviser Llc CRD 326133 | Phoenix, AZ | Investment Adviser · Small ($100M–$1B) | $158M | 2 | 2 | 106 | 03/31/2026 | ☆ |
| 14046 | Wisconsin Wealth Advisors, Llc CRD 145946 | Sun Prairie, WI | Insurance-Affiliated · Small ($100M–$1B) | $158M | 290 | 290 | 3 | 03/20/2026 | ☆ |
| 14047 | Lightview Capital, Llc CRD 306106 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $158M | 5 | 5 | 12 | 05/04/2026 | ☆ |
| 14048 | Bison Investment Advisors, Llc CRD 149775 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $158M | 165 | 304 | 4 | 03/04/2026 | ☆ |
| 14049 | Copia Wealth Management, Llc CRD 281873 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $158M | 288 | 850 | 4 | 02/04/2026 | ☆ |
| 14050 | Georgia Wealth Partners, Llc CRD 314602 | Griffin, GA | Wealth Manager · Small ($100M–$1B) | $157M | 530 | 759 | 4 | 03/17/2026 | ☆ |