Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14001 | M3 Wealth Management, Llc CRD 335612 | North Royalton, OH | Wealth Manager · Small ($100M–$1B) | $160M | 486 | 858 | 3 | 02/24/2026 | ☆ |
| 14002 | Harding Financial Group, Llc CRD 135731 | Westerville, OH | Insurance-Affiliated · Small ($100M–$1B) | $160M | 97 | 437 | 6 | 06/30/2026 | ☆ |
| 14003 | Inversiones Sura Corp CRD 318065 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $160M | 437 | 442 | 1 | 07/10/2026 | ☆ |
| 14004 | The Wealth Group, Ltd CRD 154106 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $160M | 148 | 293 | 8 | 03/30/2026 | ☆ |
| 14005 | Encore Global Management Lp CRD 336829 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $160M | 3 | 3 | 2 | 03/30/2026 | ☆ |
| 14006 | Arbor Private Wealth, Llc CRD 315812 | Ashburn, VA | Wealth Manager · Small ($100M–$1B) | $160M | 101 | 267 | 2 | 02/25/2026 | ☆ |
| 14007 | Little River Capital Partners, Lp. CRD 331057 | Investment Adviser · Small ($100M–$1B) | $160M | 1 | 6 | 8 | 05/05/2026 | ☆ | |
| 14008 | Turloff Financial Consulting Inc. CRD 117465 | Wealth Manager · Small ($100M–$1B) | $160M | 80 | 254 | 2 | 09/03/2026 | ☆ | |
| 14009 | Pendleton Financial, Llc CRD 325303 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $160M | 143 | 365 | 4 | 03/31/2026 | ☆ |
| 14010 | Fidelis Financial Planning, Llc CRD 141698 | Saint Charles, MO | Wealth Manager · Small ($100M–$1B) | $160M | 149 | 458 | 2 | 04/16/2026 | ☆ |
| 14011 | Hazlett Wealth Management Llc CRD 338954 | Ketchum, ID | Insurance-Affiliated · Small ($100M–$1B) | $160M | 60 | 60 | 1 | 05/29/2026 | ☆ |
| 14012 | Iron Gate Wealth Advisors, Llc CRD 156453 | Poland, OH | Wealth Manager · Small ($100M–$1B) | $160M | 238 | 238 | 3 | 03/31/2026 | ☆ |
| 14013 | Sequinox Wealth Management, Llc CRD 335246 | Lancaster, PA | Insurance-Affiliated · Small ($100M–$1B) | $160M | 761 | 1,550 | 7 | 08/11/2026 | ☆ |
| 14014 | Spectrum Advisors, Inc. CRD 114805 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $160M | 308 | 890 | 9 | 09/02/2026 | ☆ |
| 14015 | Steven Feldstein & Associates CRD 109022 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $160M | 526 | 740 | 4 | 02/24/2026 | ☆ | |
| 14016 | Sequoia Planning & Investments Llc CRD 109519 | Wealth Manager · Small ($100M–$1B) | $160M | 30 | 80 | 2 | 03/15/2026 | ☆ | |
| 14017 | N CRD 112181 | Wealth Manager · Small ($100M–$1B) | $160M | 241 | 241 | 2 | 02/02/2026 | ☆ | |
| 14018 | Kensington Financial Advisors Llc CRD 136346 | Roseland, NJ | Wealth Manager · Small ($100M–$1B) | $160M | 91 | 349 | 2 | 07/13/2026 | ☆ |
| 14019 | Steady Returns, Llc CRD 166834 | Wealth Manager · Small ($100M–$1B) | $160M | 336 | 537 | 3 | 02/23/2026 | ☆ | |
| 14020 | Trm Advisors Lp CRD 321278 | Southfield, MI | Private Fund Manager · Small ($100M–$1B) | $160M | 2 | 2 | 9 | 05/04/2026 | ☆ |
| 14021 | Blue Water Capital Management, Llc CRD 127193 | Apex, NC | Wealth Manager · Small ($100M–$1B) | $160M | 106 | 385 | 2 | 02/27/2026 | ☆ |
| 14022 | Season Investments, Llc CRD 158070 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $160M | 76 | 286 | 3 | 03/23/2026 | ☆ |
| 14023 | Read & Powell Financial Services, Llc CRD 130189 | Elko, NV | Wealth Manager · Small ($100M–$1B) | $160M | 530 | 642 | 3 | 03/17/2026 | ☆ |
| 14024 | Wiregrass Investment Management Llc CRD 284608 | Thomasville, GA | Wealth Manager · Small ($100M–$1B) | $160M | 330 | 400 | 3 | 05/12/2026 | ☆ |
| 14025 | Richey Advisors, Inc. CRD 277137 | Placentia, CA | Wealth Manager · Small ($100M–$1B) | $160M | 247 | 562 | 5 | 09/23/2026 | ☆ |
| 14026 | Moulton Wealth Management, Inc CRD 304598 | Spokane Valley, WA | Wealth Manager · Small ($100M–$1B) | $160M | 477 | 571 | 5 | 01/29/2026 | ☆ |
| 14027 | Zidel Financial, Inc. CRD 135047 | Breckenridge, CO | Wealth Manager · Small ($100M–$1B) | $160M | 135 | 331 | 1 | 03/27/2026 | ☆ |
| 14028 | Retirement Solutions Group, Inc. CRD 289069 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $160M | 301 | 661 | 7 | 07/09/2026 | ☆ |
| 14029 | Fairway Financial, Llc CRD 134675 | Casselberry, FL | Wealth Manager · Small ($100M–$1B) | $160M | 121 | 329 | 3 | 03/03/2026 | ☆ |
| 14030 | Green Horizon Partners Capital Llc CRD 335760 | Private Fund Manager · Small ($100M–$1B) | $160M | 1 | 1 | 2 | 06/05/2026 | ☆ | |
| 14031 | Retirement Advisors, Inc. CRD 122122 | Mobile, AL | Wealth Manager · Small ($100M–$1B) | $160M | 185 | 404 | 3 | 03/19/2026 | ☆ |
| 14032 | Sycamore Investment Consulting Services, Llc CRD 125081 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $160M | 42 | 116 | 2 | 12/15/2025 | ☆ |
| 14033 | Altura Management Company, Llc CRD 312348 | Coral Gables, FL | Private Fund Manager · Small ($100M–$1B) | $160M | 4 | 4 | 15 | 08/14/2026 | ☆ |
| 14034 | Blue Moon Capital Management Llc CRD 311941 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $160M | 5 | 1 | 9 | 03/27/2026 | ☆ |
| 14035 | Capital Financial, Llc CRD 122844 | Olney, MD | Investment Adviser · Small ($100M–$1B) | $159M | 82 | 82 | 2 | 08/20/2026 | ☆ |
| 14036 | Cornerstone Alternatives Llc CRD 330043 | Wealth Manager · Small ($100M–$1B) | $159M | 410 | 423 | 6 | 03/30/2026 | ☆ | |
| 14037 | Adare Asset Management, Llc CRD 152471 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $159M | 81 | 223 | 1 | 02/26/2026 | ☆ |
| 14038 | Fusco Financial Services Inc CRD 106841 | Wilton Manors, FL | Insurance-Affiliated · Small ($100M–$1B) | $159M | 133 | 134 | 2 | 01/07/2026 | ☆ |
| 14039 | U.S.A. Financial & Tax Services, Llc CRD 306214 | Farmington, CT | Wealth Manager · Small ($100M–$1B) | $159M | 660 | 660 | 3 | 04/22/2026 | ☆ |
| 14040 | N CRD 128583 | Wealth Manager · Small ($100M–$1B) | $159M | 589 | 1,625 | 4 | 08/01/2025 | ☆ | |
| 14041 | Strada Financial Group Llc CRD 316987 | Boring, OR | Wealth Manager · Small ($100M–$1B) | $159M | 213 | 213 | 4 | 03/31/2026 | ☆ |
| 14042 | Murray Investment Management, Llc CRD 146921 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $159M | 43 | 131 | 2 | 03/05/2026 | ☆ |
| 14043 | Modern Dollar Planning, Llc CRD 174695 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $159M | 153 | 153 | 2 | 01/06/2026 | ☆ |
| 14044 | Hackett Financial Group, Llc CRD 141656 | Wimberley, TX | Wealth Manager · Small ($100M–$1B) | $159M | 254 | 710 | 7 | 09/28/2026 | ☆ |
| 14045 | Hda Wealth Management, Llc CRD 317346 | Poland, OH | Wealth Manager · Small ($100M–$1B) | $159M | 543 | 916 | 2 | 03/10/2026 | ☆ |
| 14046 | Sankala Group Llc CRD 154806 | Wealth Manager · Small ($100M–$1B) | $159M | 107 | 447 | 4 | 03/04/2026 | ☆ | |
| 14047 | Ska Financial Services,Inc. CRD 107348 | Fairview Park, OH | Wealth Manager · Small ($100M–$1B) | $159M | 229 | 598 | 1 | 01/22/2026 | ☆ |
| 14048 | Strivus Wealth Partners Llc CRD 173580 | Jacksonville Beach, FL | Wealth Manager · Small ($100M–$1B) | $159M | 173 | 549 | 4 | 06/11/2026 | ☆ |
| 14049 | Rs Petrell & Associates, Llc CRD 143462 | Dewitt, NY | Insurance-Affiliated · Small ($100M–$1B) | $159M | 291 | 446 | 3 | 02/04/2026 | ☆ |
| 14050 | Retirement Income Strategies, Llc CRD 318052 | Evansville, WI | Insurance-Affiliated · Small ($100M–$1B) | $159M | 339 | 947 | 4 | 02/27/2026 | ☆ |