Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14051 | Applied Capital Llc CRD 128996 | Wealth Manager · Small ($100M–$1B) | $157M | 265 | 421 | 2 | 01/14/2026 | ☆ | |
| 14052 | Peck Wealth Management, Llc CRD 157407 | Wealth Manager · Small ($100M–$1B) | $157M | 58 | 59 | 2 | 01/09/2026 | ☆ | |
| 14053 | Fremen Capital Management Lp CRD 334502 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $157M | 3 | 3 | 5 | 03/27/2026 | ☆ |
| 14054 | Merida Capital Holdings Llc CRD 287784 | Rye, NY | Private Fund Manager · Small ($100M–$1B) | $157M | 11 | 11 | 10 | 03/31/2026 | ☆ |
| 14055 | Water Valley Investment Advisors, Inc. CRD 116936 | Sioux Center, IA | Wealth Manager · Small ($100M–$1B) | $157M | 167 | 167 | 3 | 07/15/2026 | ☆ |
| 14056 | Vested Financial Planning, Llc CRD 296970 | Wealth Manager · Small ($100M–$1B) | $157M | 37 | 338 | 1 | 03/03/2026 | ☆ | |
| 14057 | Delphinus Financial Advisors, Llc CRD 152952 | Mansfield, MA | Wealth Manager · Small ($100M–$1B) | $157M | 90 | 356 | 2 | 01/26/2026 | ☆ |
| 14058 | River's Edge Wealth Management Llc CRD 313711 | Beaver, PA | Wealth Manager · Small ($100M–$1B) | $157M | 236 | 961 | 5 | 04/27/2026 | ☆ |
| 14059 | Crosspoint Financial, Llc CRD 286443 | Tustin, CA | Wealth Manager · Small ($100M–$1B) | $157M | 282 | 282 | 1 | 03/24/2026 | ☆ |
| 14060 | Davenport Watts & Drake Investment Advisors, Llc CRD 127506 | Ridgeland, MS | Insurance-Affiliated · Small ($100M–$1B) | $157M | 214 | 355 | 3 | 04/16/2026 | ☆ |
| 14061 | Finec Asset Management Llc CRD 231789 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $157M | 163 | 163 | 6 | 03/18/2026 | ☆ |
| 14062 | Ppsgrp Llc CRD 340003 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $157M | 426 | 426 | 5 | 08/07/2026 | ☆ |
| 14063 | Collective Wealth Advisors Llc CRD 289157 | Coppell, TX | Wealth Manager · Small ($100M–$1B) | $157M | 224 | 549 | 7 | 07/08/2026 | ☆ |
| 14064 | Camden Financial Management, Inc. CRD 111938 | Wealth Manager · Small ($100M–$1B) | $157M | 40 | 40 | 1 | 03/26/2026 | ☆ | |
| 14065 | Irvine Wealth Planning Strategies, Llc CRD 284120 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $157M | 229 | 776 | 7 | 02/24/2026 | ☆ |
| 14066 | Legacy Advisory Services, Llc CRD 147173 | Exton, PA | Wealth Manager · Small ($100M–$1B) | $157M | 123 | 325 | 3 | 02/27/2026 | ☆ |
| 14067 | Moore Wealth Llc CRD 323374 | Frederick, MD | Wealth Manager · Small ($100M–$1B) | $157M | 204 | 563 | 6 | 08/03/2026 | ☆ |
| 14068 | Lifestyle Freedom Advisory Group, Llc CRD 283512 | Bradenton, FL | Wealth Manager · Small ($100M–$1B) | $157M | 189 | 366 | 5 | 03/12/2026 | ☆ |
| 14069 | Belhealth Investment Partners, Llc CRD 162674 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $157M | 2 | 2 | 5 | 03/16/2026 | ☆ |
| 14070 | N CRD 169879 | Private Fund Manager · Small ($100M–$1B) | $157M | 1 | 1 | 2 | 03/18/2026 | ☆ | |
| 14071 | Lotusgroup Capital, Llc CRD 298973 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $157M | 5 | 5 | 8 | 07/07/2026 | ☆ |
| 14072 | Sima Wealth Partners, Llc CRD 159943 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $157M | 115 | 311 | 6 | 08/03/2026 | ☆ |
| 14073 | Sallyport Partners Investment Manager, Llc CRD 327533 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $157M | 1 | 1 | 6 | 03/24/2026 | ☆ |
| 14074 | Breakwater Capital, Llc CRD 172498 | Kalamazoo, MI | Wealth Manager · Small ($100M–$1B) | $157M | 143 | 466 | 2 | 03/31/2026 | ☆ |
| 14075 | Englebert Financial Advisers, Llc CRD 300568 | Allentown, PA | Wealth Manager · Small ($100M–$1B) | $157M | 297 | 615 | 3 | 06/18/2026 | ☆ |
| 14076 | Dwv Advisors, Llc CRD 154148 | Essex Junction, VT | Multi-Family Office · Small ($100M–$1B) | $157M | 15 | 55 | 1 | 06/25/2026 | ☆ |
| 14077 | Dale Q. Rice Investment Management, Ltd. CRD 310614 | Insurance-Affiliated · Small ($100M–$1B) | $157M | 121 | 266 | 4 | 04/29/2026 | ☆ | |
| 14078 | Profocus, Incorporated CRD 113954 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $157M | 152 | 529 | 7 | 07/01/2026 | ☆ |
| 14079 | Maimon Wealth Management Ltd. CRD 298566 | Ra'anana | Wealth Manager · Small ($100M–$1B) | $157M | 114 | 188 | 5 | 04/28/2026 | ☆ |
| 14080 | Settian Capital Lp CRD 297691 | Saint Augustine, FL | Private Fund Manager · Small ($100M–$1B) | $157M | 1 | 2 | 3 | 04/22/2026 | ☆ |
| 14081 | Star Wealth Management Corporation CRD 341885 | Bingham Farms, MI | Wealth Manager · Small ($100M–$1B) | $156M | 117 | 117 | 3 | 06/10/2026 | ☆ |
| 14082 | Covey Capital Advisors, Llc CRD 151978 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $156M | 28 | 36 | 1 | 02/03/2026 | ☆ |
| 14083 | Eltura Capital Management, Llc CRD 318320 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $156M | 7 | 7 | 6 | 06/24/2026 | ☆ |
| 14084 | 401 K Generation CRD 154279 | Altamonte Springs,, FL | Wealth Manager · Small ($100M–$1B) | $156M | 158 | 161 | 35 | 03/24/2026 | ☆ |
| 14085 | Sportsology Capital Partners, L.P. CRD 328226 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $156M | 3 | 3 | 6 | 06/29/2026 | ☆ |
| 14086 | Jk Private Wealth, Llc CRD 305987 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $156M | 115 | 465 | 2 | 03/03/2026 | ☆ |
| 14087 | Spyglass Investment Management Corporation CRD 122594 | Terre Haute, IN | Wealth Manager · Small ($100M–$1B) | $156M | 526 | 789 | 3 | 03/16/2026 | ☆ |
| 14088 | Jts Fund Advisors, Llc CRD 283677 | Waco, TX | Private Fund Manager · Small ($100M–$1B) | $156M | 6 | 6 | 11 | 03/30/2026 | ☆ |
| 14089 | Pinnacle Asset Management Group, Corporation (Inc.) CRD 109965 | Shreveport, LA | Wealth Manager · Small ($100M–$1B) | $156M | 240 | 281 | 2 | 03/25/2026 | ☆ |
| 14090 | Oregon Pacific Wealth Management, Llc CRD 283958 | Medford, OR | Wealth Manager · Small ($100M–$1B) | $156M | 272 | 530 | 5 | 01/29/2026 | ☆ |
| 14091 | Pearl Wealth Llc CRD 299508 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $156M | 116 | 337 | 4 | 03/27/2026 | ☆ |
| 14092 | Trellus Management Company, Llc CRD 137537 | Delray Beach, FL | Private Fund Manager · Small ($100M–$1B) | $156M | 2 | 2 | 5 | 04/28/2026 | ☆ |
| 14093 | N CRD 140991 | Wealth Manager · Small ($100M–$1B) | $156M | 78 | 260 | 1 | 03/24/2026 | ☆ | |
| 14094 | Quantitative Financial Strategies Llc CRD 331416 | Wealth Manager · Small ($100M–$1B) | $156M | 27 | 114 | 3 | 08/10/2026 | ☆ | |
| 14095 | My Wealth Management, Inc. CRD 168566 | Germantown, MD | Wealth Manager · Small ($100M–$1B) | $156M | 115 | 298 | 2 | 07/02/2026 | ☆ |
| 14096 | Peak Wealth Management Llc CRD 281036 | Nashua, NH | Wealth Manager · Small ($100M–$1B) | $156M | 208 | 465 | 3 | 01/28/2026 | ☆ |
| 14097 | Johnson Dunn Capital Advisors, Inc. CRD 320849 | Wealth Manager · Small ($100M–$1B) | $156M | 72 | 184 | 1 | 07/16/2026 | ☆ | |
| 14098 | Waycross Gp, Llc CRD 339521 | Louisville, KY | Private Fund Manager · Small ($100M–$1B) | $156M | 3 | 3 | 12 | 02/25/2026 | ☆ |
| 14099 | Burke & Herbert Wealth Services, Llc CRD 340285 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $156M | 237 | 541 | 4 | 04/22/2026 | ☆ |
| 14100 | Pc3 Partners, Llc CRD 339659 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $156M | 3 | 3 | 5 | 05/04/2026 | ☆ |