Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14101 | N CRD 114641 | Wealth Manager · Small ($100M–$1B) | $156M | 309 | 718 | 2 | 02/27/2026 | ☆ | |
| 14102 | Indelible Wealth Group Llc CRD 166864 | Wealth Manager · Small ($100M–$1B) | $156M | 160 | 486 | 5 | 02/05/2026 | ☆ | |
| 14103 | Brandywine Asset Management, Inc CRD 307564 | Thornton, PA | Private Fund Manager · Small ($100M–$1B) | $156M | 2 | 2 | 5 | 06/15/2026 | ☆ |
| 14104 | Team Hays Inc. CRD 324992 | Denton, TX | Wealth Manager · Small ($100M–$1B) | $156M | 137 | 151 | 6 | 04/06/2026 | ☆ |
| 14105 | Kaizen Retirement Plan Advisors, Llc CRD 289238 | Institutional / Pension Advisor · Small ($100M–$1B) | $156M | 26 | 26 | 1 | 02/20/2026 | ☆ | |
| 14106 | Taurum Retirement Partners, Llc CRD 282017 | Mesa, AZ | Insurance-Affiliated · Small ($100M–$1B) | $156M | 127 | 422 | 2 | 03/25/2026 | ☆ |
| 14107 | Mcgrath & Associates, Inc. CRD 121197 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $156M | 268 | 701 | 3 | 04/02/2026 | ☆ |
| 14108 | Gervais Capital Management, Llc CRD 299347 | Wilson, WY | Wealth Manager · Small ($100M–$1B) | $156M | 46 | 181 | 1 | 06/24/2026 | ☆ |
| 14109 | Lipper Advisory Services Inc CRD 107283 | Investment Adviser · Small ($100M–$1B) | $156M | 20 | 24 | 3 | 03/20/2026 | ☆ | |
| 14110 | Unify Financial Llc CRD 324120 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $156M | 196 | 567 | 3 | 04/16/2026 | ☆ |
| 14111 | Natural Bridges Financial Advisors Llc CRD 148056 | Santa Cruz, CA | Wealth Manager · Small ($100M–$1B) | $156M | 80 | 319 | 3 | 06/10/2026 | ☆ |
| 14112 | Phoenix Capital Realty Advisors, Llc CRD 161129 | Addison, TX | Private Fund Manager · Small ($100M–$1B) | $156M | 1 | 1 | 19 | 03/31/2026 | ☆ |
| 14113 | Personal Financial Solutions, Llc CRD 129095 | Manasquan, NJ | Wealth Manager · Small ($100M–$1B) | $156M | 131 | 405 | 2 | 04/15/2026 | ☆ |
| 14114 | Live Oak Wealth Advisory Group, Llc CRD 154962 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $155M | 98 | 293 | 6 | 06/25/2026 | ☆ |
| 14115 | N CRD 126411 | Wealth Manager · Small ($100M–$1B) | $155M | 321 | 321 | 2 | 03/28/2025 | ☆ | |
| 14116 | Guggenheim Investments Loan Advisors, Llc CRD 339528 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $155M | 3 | 3 | 10 | 07/30/2026 | ☆ |
| 14117 | N CRD 143654 | Wealth Manager · Small ($100M–$1B) | $155M | 115 | 292 | 3 | 05/28/2025 | ☆ | |
| 14118 | N CRD 160308 | Private Fund Manager · Small ($100M–$1B) | $155M | 27 | 27 | 6 | 03/24/2025 | ☆ | |
| 14119 | Herndon Plant Oakley Ltd CRD 44971 | Corpus Christi, TX | Insurance-Affiliated · Small ($100M–$1B) | $155M | 141 | 286 | 3 | 07/02/2026 | ☆ |
| 14120 | M & A Consulting Group, Llc CRD 286078 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $155M | 151 | 623 | 3 | 03/05/2026 | ☆ |
| 14121 | Ethos Capital Management, Inc. CRD 313145 | Newtown, PA | Wealth Manager · Small ($100M–$1B) | $155M | 181 | 463 | 4 | 04/16/2026 | ☆ |
| 14122 | Bannerstone Capital Management, Llc CRD 147447 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $155M | 106 | 549 | 3 | 03/16/2026 | ☆ |
| 14123 | Bp Asset Management Inc. CRD 328276 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $155M | 1 | 3 | 3 | 03/26/2026 | ☆ |
| 14124 | Grp Financial Services, Llc CRD 333183 | Farmingdale, ME | Wealth Manager · Small ($100M–$1B) | $155M | 846 | 1,972 | 16 | 01/26/2026 | ☆ |
| 14125 | Rhl Group, Llc CRD 330716 | Holly, MI | Insurance-Affiliated · Small ($100M–$1B) | $155M | 351 | 878 | 6 | 02/08/2026 | ☆ |
| 14126 | Bria Capital Group, Llc CRD 175258 | Wesley Chapel, FL | Wealth Manager · Small ($100M–$1B) | $155M | 311 | 312 | 5 | 03/30/2026 | ☆ |
| 14127 | Quartus Investment Advisors Llc CRD 287597 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $155M | 3 | 3 | 1 | 05/06/2026 | ☆ |
| 14128 | Diversified Partners Inc CRD 109570 | Brentwood, TN | Private Fund Manager · Small ($100M–$1B) | $155M | 3 | 3 | 3 | 03/30/2026 | ☆ |
| 14129 | Bellwether Investment Group, Llc CRD 148114 | Hixson, TN | Insurance-Affiliated · Small ($100M–$1B) | $155M | 313 | 670 | 6 | 02/10/2026 | ☆ |
| 14130 | Richwood Investment Advisors, Llc CRD 153550 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $155M | 156 | 449 | 1 | 03/19/2026 | ☆ |
| 14131 | Elm Ridge Management, Llc CRD 154508 | Briarcliff Manor, NY | Private Fund Manager · Small ($100M–$1B) | $155M | 1 | 1 | 2 | 03/20/2026 | ☆ |
| 14132 | Walk On Capital, Llc CRD 331407 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $155M | 2 | 2 | 9 | 03/31/2026 | ☆ |
| 14133 | Ivy Evergreen, Llc CRD 324430 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $155M | 4 | 4 | 13 | 05/29/2026 | ☆ |
| 14134 | Merrithew & Thorsten, Inc. CRD 133563 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $155M | 125 | 372 | 2 | 02/10/2026 | ☆ |
| 14135 | Financial Legacy Management, Inc. CRD 136348 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $155M | 350 | 715 | 2 | 04/07/2026 | ☆ |
| 14136 | Heritage Asset Management, Llc CRD 323344 | Belton, MO | Wealth Manager · Small ($100M–$1B) | $155M | 749 | 1,293 | 2 | 01/29/2026 | ☆ |
| 14137 | Impact Fiduciary Llc CRD 288345 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $155M | 174 | 705 | 3 | 07/28/2026 | ☆ |
| 14138 | Arthedge Capital Management, Llc CRD 151181 | Private Fund Manager · Small ($100M–$1B) | $155M | 1 | 1 | 2 | 03/18/2026 | ☆ | |
| 14139 | N CRD 167772 | Private Fund Manager · Small ($100M–$1B) | $155M | 4 | 4 | 6 | 03/28/2025 | ☆ | |
| 14140 | Decision Investments, Inc. CRD 145073 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $155M | 135 | 324 | 3 | 03/16/2026 | ☆ |
| 14141 | Broadview Wealth Management, Llc CRD 174429 | Wealth Manager · Small ($100M–$1B) | $155M | 74 | 78 | 1 | 04/03/2026 | ☆ | |
| 14142 | Vega Capital Group Llc CRD 129494 | Wealth Manager · Small ($100M–$1B) | $155M | 65 | 127 | 2 | 03/19/2026 | ☆ | |
| 14143 | Vitral Advisors Llc CRD 294631 | Investment Adviser · Small ($100M–$1B) | $155M | 159 | 159 | 5 | 03/30/2026 | ☆ | |
| 14144 | Rbg Wealth Advisors Llc CRD 319486 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $155M | 80 | 329 | 4 | 03/17/2026 | ☆ |
| 14145 | Lake Avenue Financial Llc CRD 315746 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $155M | 294 | 731 | 5 | 03/23/2026 | ☆ |
| 14146 | Butler Financial Services, Inc. CRD 118244 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $155M | 62 | 309 | 4 | 03/27/2026 | ☆ |
| 14147 | Capital Achievements, Llc CRD 291108 | Wealth Manager · Small ($100M–$1B) | $155M | 41 | 170 | 1 | 01/14/2026 | ☆ | |
| 14148 | Elevage Partners, Llc CRD 158386 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $155M | 368 | 790 | 8 | 03/27/2026 | ☆ |
| 14149 | Lynx Capital, Llc CRD 306282 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $155M | 6 | 6 | 6 | 03/31/2026 | ☆ |
| 14150 | Darby Overseas Partners, L.P. CRD 160799 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $154M | 5 | 5 | 2 | 12/23/2025 | ☆ |