Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14701 | Saratoga Capital Management, Llc CRD 112021 | Avondale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $139M | 1 | 1 | 4 | 03/30/2026 | ☆ |
| 14702 | Wisdom Wealth Investment Advisors Llc CRD 170536 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $139M | 271 | 678 | 2 | 04/08/2026 | ☆ |
| 14703 | Broussard Financial Group, Llc CRD 123724 | Kaplan, LA | Wealth Manager · Small ($100M–$1B) | $139M | 191 | 438 | 2 | 04/27/2026 | ☆ |
| 14704 | Pennantpark Private Income Fund Advisers Llc CRD 337750 | Miami Beach, FL | Investment Adviser · Small ($100M–$1B) | $139M | 1 | 1 | 91 | 03/31/2026 | ☆ |
| 14705 | Dorato Capital Management CRD 110097 | Wealth Manager · Small ($100M–$1B) | $139M | 94 | 235 | 3 | 01/23/2026 | ☆ | |
| 14706 | Metanoia Financial, Llc CRD 152366 | Wealth Manager · Small ($100M–$1B) | $139M | 151 | 554 | 3 | 03/31/2026 | ☆ | |
| 14707 | Howland And Associates, Llc CRD 106963 | St Petersburg, FL | Wealth Manager · Small ($100M–$1B) | $139M | 67 | 67 | 5 | 08/11/2026 | ☆ |
| 14708 | Revere Capital Management Lp CRD 306662 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $139M | 4 | 4 | 29 | 08/05/2026 | ☆ |
| 14709 | Marchand Faries Financial Management, Inc. CRD 107813 | Wealth Manager · Small ($100M–$1B) | $139M | 90 | 223 | 4 | 02/26/2026 | ☆ | |
| 14710 | Wynwood Capital, Llc CRD 284493 | Investment Adviser · Small ($100M–$1B) | $139M | 1 | 7 | 1 | 03/16/2026 | ☆ | |
| 14711 | Strategic Probability Partners, Llc CRD 174441 | Multi-Family Office · Small ($100M–$1B) | $139M | 8 | 26 | 2 | 03/24/2026 | ☆ | |
| 14712 | Investment & Retirement Advisors, Llc CRD 131741 | Murfreesboro, TN | Insurance-Affiliated · Small ($100M–$1B) | $139M | 202 | 584 | 3 | 01/09/2026 | ☆ |
| 14713 | Cb Capital Advisors, Llc CRD 147242 | New York, NY | Wealth Manager · Small ($100M–$1B) | $139M | 59 | 59 | 2 | 03/13/2026 | ☆ |
| 14714 | Centerstar Asset Management, Llc CRD 289928 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $139M | 3 | 3 | 8 | 03/24/2026 | ☆ |
| 14715 | Centerpiece Wealth Advisor L.L.C. CRD 296956 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $139M | 75 | 312 | 2 | 07/29/2026 | ☆ |
| 14716 | Tkc Wealth Management Llc CRD 158498 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $139M | 284 | 284 | 6 | 03/23/2026 | ☆ |
| 14717 | Stone Loft Wealth Management Llc CRD 337410 | Wealth Manager · Small ($100M–$1B) | $139M | 28 | 75 | 2 | 03/04/2026 | ☆ | |
| 14718 | Comprehensive Planning Associates, Inc. CRD 115932 | Lebanon, NH | Wealth Manager · Small ($100M–$1B) | $138M | 124 | 359 | 4 | 03/23/2026 | ☆ |
| 14719 | Blueprint Wealth Management Advisors Llc CRD 166264 | Wealth Manager · Small ($100M–$1B) | $138M | 106 | 106 | 1 | 03/31/2026 | ☆ | |
| 14720 | Swp Investment Management Llc CRD 331314 | Independence, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $138M | 1 | 1 | 5 | 03/16/2026 | ☆ |
| 14721 | Fsam Llc CRD 287851 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $138M | 158 | 158 | 14 | 08/03/2026 | ☆ |
| 14722 | Garrison Bradford & Associates Inc CRD 105603 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $138M | 92 | 96 | 3 | 03/31/2026 | ☆ |
| 14723 | Stratton Capital Investment Advisory Llc CRD 307491 | New York, NY | Wealth Manager · Small ($100M–$1B) | $138M | 663 | 643 | 13 | 06/04/2026 | ☆ |
| 14724 | Wildes Financial Strategies, Inc CRD 289496 | Georgetown, SC | Wealth Manager · Small ($100M–$1B) | $138M | 422 | 980 | 8 | 07/23/2026 | ☆ |
| 14725 | Maya Advisors, Inc. CRD 144325 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $138M | 39 | 157 | 1 | 05/12/2026 | ☆ |
| 14726 | Paragon Investing, Llc CRD 310897 | Wealth Manager · Small ($100M–$1B) | $138M | 184 | 445 | 3 | 08/03/2026 | ☆ | |
| 14727 | Clark, Robert O. CRD 121288 | Annapolis, MD | Insurance-Affiliated · Small ($100M–$1B) | $138M | 169 | 303 | 1 | 03/06/2026 | ☆ |
| 14728 | Mark Bell Advisory Services, Inc. CRD 107114 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $138M | 27 | 90 | 1 | 03/25/2026 | ☆ |
| 14729 | Calamita Wealth Management Inc. CRD 153316 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $138M | 110 | 391 | 4 | 07/20/2026 | ☆ |
| 14730 | Burr Financial Services, Llc CRD 323114 | Wealth Manager · Small ($100M–$1B) | $138M | 159 | 314 | 3 | 03/02/2026 | ☆ | |
| 14731 | Arbor Wealth Management, Llc CRD 168774 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $138M | 111 | 331 | 2 | 03/13/2026 | ☆ |
| 14732 | Tano Capital, Llc CRD 160367 | San Mateo, CA | Investment Adviser · Small ($100M–$1B) | $138M | 2 | 2 | 1 | 03/24/2026 | ☆ |
| 14733 | N CRD 146943 | Wealth Manager · Small ($100M–$1B) | $138M | 91 | 314 | 2 | 06/12/2025 | ☆ | |
| 14734 | Giving Tree Wealth Advisors CRD 312361 | San Ramon, CA | Insurance-Affiliated · Small ($100M–$1B) | $138M | 225 | 225 | 2 | 07/16/2026 | ☆ |
| 14735 | Glassbead Capital Management Llc CRD 298816 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $138M | 7 | 29 | 3 | 08/10/2026 | ☆ |
| 14736 | American Investment Advisors Inc CRD 104579 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $138M | 176 | 176 | 2 | 03/25/2026 | ☆ |
| 14737 | Landolt Securities, Inc. CRD 28352 | Lake Bluff, IL | Insurance-Affiliated · Small ($100M–$1B) | $138M | 198 | 301 | 14 | 06/29/2026 | ☆ |
| 14738 | Vericrest Private Wealth, Llc CRD 311111 | Newtown, PA | Wealth Manager · Small ($100M–$1B) | $138M | 109 | 401 | 2 | 03/25/2026 | ☆ |
| 14739 | Tarheel Advisors, Llc CRD 149308 | Chapel Hill, NC | Wealth Manager · Small ($100M–$1B) | $138M | 141 | 389 | 2 | 01/28/2026 | ☆ |
| 14740 | Stock Farm Partners Llc CRD 300060 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $138M | 3 | 3 | 1 | 03/26/2026 | ☆ |
| 14741 | N CRD 154400 | Wealth Manager · Small ($100M–$1B) | $138M | 47 | 185 | 3 | 01/15/2025 | ☆ | |
| 14742 | Ashbay Capital, Llc CRD 168788 | New York,, NY | Wealth Manager · Small ($100M–$1B) | $138M | 33 | 81 | 1 | 01/06/2026 | ☆ |
| 14743 | Fien Capital Management, Llc CRD 114951 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $138M | 107 | 109 | 2 | 02/27/2026 | ☆ |
| 14744 | Apple & Associates CRD 126849 | Grass Valley, CA | Wealth Manager · Small ($100M–$1B) | $138M | 247 | 525 | 4 | 03/04/2026 | ☆ |
| 14745 | Prince Asset Management, Inc. CRD 141567 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $138M | 138 | 271 | 3 | 03/20/2026 | ☆ |
| 14746 | Eubank, Hutson & Associates, Llc CRD 226519 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $138M | 241 | 560 | 2 | 02/09/2026 | ☆ |
| 14747 | Pension Parameters Financial Services, Inc. CRD 110405 | Aberdeen, NJ | Institutional / Pension Advisor · Small ($100M–$1B) | $138M | 48 | 48 | 5 | 03/25/2026 | ☆ |
| 14748 | Ruggiero Investments, Inc. CRD 169180 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $138M | 399 | 767 | 5 | 03/24/2026 | ☆ |
| 14749 | Korving & Company Llc CRD 152095 | Suffolk, VA | Wealth Manager · Small ($100M–$1B) | $138M | 283 | 691 | 3 | 03/20/2026 | ☆ |
| 14750 | N CRD 299522 | Wealth Manager · Small ($100M–$1B) | $137M | 220 | 241 | 4 | 09/30/2025 | ☆ |