Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14751 | Xxec Inc CRD 108886 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $137M | 84 | 135 | 4 | 06/04/2026 | ☆ |
| 14752 | Box Hill Private Wealth CRD 322620 | Wealth Manager · Small ($100M–$1B) | $137M | 45 | 193 | 1 | 03/11/2026 | ☆ | |
| 14753 | Michael D. Taxman Investment Management,Llc CRD 126670 | Hanover, NH | Wealth Manager · Small ($100M–$1B) | $137M | 27 | 76 | 1 | 02/03/2026 | ☆ |
| 14754 | Sustainvest Asset Management, Llc CRD 166685 | Linwood, NJ | Wealth Manager · Small ($100M–$1B) | $137M | 162 | 360 | 1 | 03/26/2026 | ☆ |
| 14755 | Vision Investment Advisors, Llc CRD 109621 | Stamford, CT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $137M | 129 | 129 | 9 | 05/12/2026 | ☆ |
| 14756 | Keystone Wealth Management Inc. CRD 304133 | Waterloo, IA | Wealth Manager · Small ($100M–$1B) | $137M | 212 | 533 | 2 | 06/05/2026 | ☆ |
| 14757 | Antipodean Advisors Llc CRD 155091 | Private Fund Manager · Small ($100M–$1B) | $137M | 1 | 1 | 2 | 03/20/2026 | ☆ | |
| 14758 | Wallender, Timothy Joseph CRD 138301 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $137M | 289 | 257 | 1 | 04/03/2026 | ☆ |
| 14759 | Johnson & Shute Investment Advisors, Inc. CRD 116667 | Bothell, WA | Wealth Manager · Small ($100M–$1B) | $137M | 74 | 74 | 2 | 02/17/2026 | ☆ |
| 14760 | Global Brokerage Services, Inc. CRD 37505 | Hunt Valley, MD | Insurance-Affiliated · Small ($100M–$1B) | $137M | 386 | 562 | 5 | 07/30/2026 | ☆ |
| 14761 | Sqn Venture Partners, Llc CRD 301483 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $137M | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 14762 | Argus Investors' Counsel, Inc. CRD 106981 | New York, NY | Wealth Manager · Small ($100M–$1B) | $137M | 303 | 285 | 8 | 01/26/2026 | ☆ |
| 14763 | N CRD 310137 | Wealth Manager · Small ($100M–$1B) | $137M | 104 | 333 | 5 | 06/10/2025 | ☆ | |
| 14764 | Silverhawk Capital Partners, Llc CRD 161678 | Overland Park, KS | Private Fund Manager · Small ($100M–$1B) | $137M | 5 | 5 | 5 | 03/20/2026 | ☆ |
| 14765 | Jaras Financial Services, Inc. CRD 282126 | Wealth Manager · Small ($100M–$1B) | $137M | 190 | 308 | 1 | 02/12/2026 | ☆ | |
| 14766 | Milagre Wealth Management, Inc. CRD 309185 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $137M | 414 | 414 | 4 | 03/31/2026 | ☆ |
| 14767 | N CRD 322631 | Investment Adviser · Small ($100M–$1B) | $137M | 6 | 6 | 10 | 03/31/2025 | ☆ | |
| 14768 | 21 West Wealth Management Llc CRD 304532 | Tustin, CA | Wealth Manager · Small ($100M–$1B) | $137M | 35 | 83 | 2 | 06/30/2026 | ☆ |
| 14769 | Harger And Company, Inc. CRD 10385 | Baton Rouge, LA | Insurance-Affiliated · Small ($100M–$1B) | $137M | 280 | 423 | 3 | 03/27/2026 | ☆ |
| 14770 | Ridgeline Research Llc CRD 300807 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $137M | 1 | 1 | 2 | 03/20/2026 | ☆ | |
| 14771 | Forefront Asset Management, Llc CRD 281118 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $137M | 322 | 781 | 4 | 05/13/2026 | ☆ |
| 14772 | Directional Asset Management, Llc CRD 152859 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $137M | 48 | 95 | 1 | 03/25/2026 | ☆ |
| 14773 | Ascension Wealth Partners, Llc CRD 146451 | Pleasant Hill, CA | Wealth Manager · Small ($100M–$1B) | $137M | 40 | 116 | 2 | 01/23/2026 | ☆ |
| 14774 | N CRD 297351 | Wealth Manager · Small ($100M–$1B) | $137M | 107 | 222 | 16 | 11/28/2025 | ☆ | |
| 14775 | Pva Financial Llc CRD 312523 | Wealth Manager · Small ($100M–$1B) | $137M | 49 | 341 | 1 | 07/10/2026 | ☆ | |
| 14776 | Cooke Wealth Management, Llc CRD 127309 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $137M | 114 | 303 | 3 | 02/02/2026 | ☆ |
| 14777 | Coordinated Capital Securities, Inc. CRD 14762 | Fort Atkinson, WI | Insurance-Affiliated · Small ($100M–$1B) | $137M | 186 | 186 | 31 | 06/25/2026 | ☆ |
| 14778 | Central Wealth Management Llc CRD 293172 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $137M | 166 | 443 | 4 | 04/01/2026 | ☆ |
| 14779 | Lewis Capital Management, Lllp CRD 112463 | Wealth Manager · Small ($100M–$1B) | $137M | 60 | 60 | 1 | 03/11/2026 | ☆ | |
| 14780 | River Crescent Advisors, Llc CRD 334629 | Suffolk, VA | Wealth Manager · Small ($100M–$1B) | $137M | 140 | 244 | 2 | 01/30/2026 | ☆ |
| 14781 | Champion Advisors Llc CRD 149920 | Insurance-Affiliated · Small ($100M–$1B) | $137M | 51 | 119 | 2 | 03/03/2026 | ☆ | |
| 14782 | Springboard Asset Management Llc CRD 154862 | Cheshire, CT | Wealth Manager · Small ($100M–$1B) | $137M | 98 | 339 | 2 | 03/19/2026 | ☆ |
| 14783 | Black Walnut Wealth Management, Llc CRD 337606 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $137M | 86 | 272 | 2 | 05/14/2026 | ☆ |
| 14784 | Rand Capital Management Llc CRD 304504 | Buffalo, NY | Private Fund Manager · Small ($100M–$1B) | $137M | 4 | 4 | 10 | 03/31/2026 | ☆ |
| 14785 | Beyond Investing Llc CRD 304093 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $137M | 1 | 1 | 3 | 03/18/2026 | ☆ | |
| 14786 | Wealthkare.Com, Inc. CRD 115111 | Mount Union, PA | Wealth Manager · Small ($100M–$1B) | $137M | 375 | 771 | 7 | 07/31/2026 | ☆ |
| 14787 | Grid 202 Llc CRD 299357 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $137M | 91 | 228 | 5 | 03/27/2026 | ☆ |
| 14788 | Norton Capital Management, Inc. CRD 110398 | Henrico, VA | Wealth Manager · Small ($100M–$1B) | $137M | 123 | 264 | 6 | 09/19/2025 | ☆ |
| 14789 | Old Barn Capital Llc CRD 338745 | Investment Adviser · Small ($100M–$1B) | $137M | 1 | 1 | 03/30/2026 | ☆ | ||
| 14790 | Ele Advisory Services, Inc CRD 148228 | Southfield, MI | Wealth Manager · Small ($100M–$1B) | $137M | 1,156 | 1,544 | 12 | 07/13/2026 | ☆ |
| 14791 | N CRD 310311 | Investment Adviser · Small ($100M–$1B) | $136M | 55 | 83 | 3 | 02/12/2025 | ☆ | |
| 14792 | Aventus Investment Advisors, Inc. CRD 153390 | Naples, FL | Insurance-Affiliated · Small ($100M–$1B) | $136M | 145 | 406 | 3 | 03/20/2026 | ☆ |
| 14793 | Vanweelden Wealth Management, Llc CRD 290308 | West Chester Township, OH | Wealth Manager · Small ($100M–$1B) | $136M | 203 | 581 | 6 | 03/18/2026 | ☆ |
| 14794 | Henderson Financial Group Llc CRD 333013 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $136M | 280 | 643 | 5 | 06/01/2026 | ☆ |
| 14795 | John W. Brooker & Co., Cpas, Pc CRD 105437 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $136M | 57 | 145 | 10 | 02/18/2026 | ☆ |
| 14796 | Bridgelight Capital Llc CRD 154920 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $136M | 173 | 396 | 4 | 03/31/2026 | ☆ |
| 14797 | Galileo Investment Management Llc CRD 169201 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $136M | 5 | 5 | 3 | 05/08/2026 | ☆ |
| 14798 | Mft Wealth Management, Inc. CRD 339361 | Multi-Family Office · Small ($100M–$1B) | $136M | 12 | 31 | 1 | 03/31/2026 | ☆ | |
| 14799 | J K R & Company, Inc. CRD 8040 | Van Nuys, CA | Insurance-Affiliated · Small ($100M–$1B) | $136M | 95 | 229 | 5 | 05/26/2026 | ☆ |
| 14800 | N CRD 152077 | Wealth Manager · Small ($100M–$1B) | $136M | 426 | 728 | 4 | 01/16/2026 | ☆ |