Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14801 | Tarheel Advisors, Llc CRD 149308 | Chapel Hill, NC | Wealth Manager · Small ($100M–$1B) | $138M | 141 | 389 | 2 | 01/28/2026 | ☆ |
| 14802 | Stock Farm Partners Llc CRD 300060 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $138M | 3 | 3 | 1 | 03/26/2026 | ☆ |
| 14803 | N CRD 154400 | Wealth Manager · Small ($100M–$1B) | $138M | 47 | 185 | 3 | 01/15/2025 | ☆ | |
| 14804 | Ashbay Capital, Llc CRD 168788 | New York,, NY | Wealth Manager · Small ($100M–$1B) | $138M | 33 | 81 | 1 | 01/06/2026 | ☆ |
| 14805 | Fien Capital Management, Llc CRD 114951 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $138M | 107 | 109 | 2 | 02/27/2026 | ☆ |
| 14806 | Apple & Associates CRD 126849 | Grass Valley, CA | Wealth Manager · Small ($100M–$1B) | $138M | 247 | 525 | 4 | 03/04/2026 | ☆ |
| 14807 | Prince Asset Management, Inc. CRD 141567 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $138M | 138 | 271 | 3 | 03/20/2026 | ☆ |
| 14808 | Eubank, Hutson & Associates, Llc CRD 226519 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $138M | 241 | 560 | 2 | 02/09/2026 | ☆ |
| 14809 | Pension Parameters Financial Services, Inc. CRD 110405 | Aberdeen, NJ | Institutional / Pension Advisor · Small ($100M–$1B) | $138M | 48 | 48 | 5 | 03/25/2026 | ☆ |
| 14810 | Ruggiero Investments, Inc. CRD 169180 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $138M | 399 | 767 | 5 | 03/24/2026 | ☆ |
| 14811 | Korving & Company Llc CRD 152095 | Suffolk, VA | Wealth Manager · Small ($100M–$1B) | $138M | 283 | 691 | 3 | 03/20/2026 | ☆ |
| 14812 | N CRD 299522 | Wealth Manager · Small ($100M–$1B) | $137M | 220 | 241 | 4 | 09/30/2025 | ☆ | |
| 14813 | Xxec Inc CRD 108886 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $137M | 84 | 135 | 4 | 06/04/2026 | ☆ |
| 14814 | Box Hill Private Wealth CRD 322620 | Wealth Manager · Small ($100M–$1B) | $137M | 45 | 193 | 1 | 03/11/2026 | ☆ | |
| 14815 | Michael D. Taxman Investment Management,Llc CRD 126670 | Hanover, NH | Wealth Manager · Small ($100M–$1B) | $137M | 27 | 76 | 1 | 02/03/2026 | ☆ |
| 14816 | Sustainvest Asset Management, Llc CRD 166685 | Linwood, NJ | Wealth Manager · Small ($100M–$1B) | $137M | 162 | 360 | 1 | 03/26/2026 | ☆ |
| 14817 | Vision Investment Advisors, Llc CRD 109621 | Stamford, CT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $137M | 129 | 129 | 9 | 05/12/2026 | ☆ |
| 14818 | Keystone Wealth Management Inc. CRD 304133 | Waterloo, IA | Wealth Manager · Small ($100M–$1B) | $137M | 212 | 533 | 2 | 06/05/2026 | ☆ |
| 14819 | Antipodean Advisors Llc CRD 155091 | Private Fund Manager · Small ($100M–$1B) | $137M | 1 | 1 | 2 | 03/20/2026 | ☆ | |
| 14820 | Wallender, Timothy Joseph CRD 138301 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $137M | 289 | 257 | 1 | 04/03/2026 | ☆ |
| 14821 | Johnson & Shute Investment Advisors, Inc. CRD 116667 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $137M | 74 | 74 | 2 | 08/18/2026 | ☆ |
| 14822 | Sqn Venture Partners, Llc CRD 301483 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $137M | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 14823 | Argus Investors' Counsel, Inc. CRD 106981 | New York, NY | Wealth Manager · Small ($100M–$1B) | $137M | 303 | 285 | 8 | 01/26/2026 | ☆ |
| 14824 | N CRD 310137 | Wealth Manager · Small ($100M–$1B) | $137M | 104 | 333 | 5 | 06/10/2025 | ☆ | |
| 14825 | Jaras Financial Services, Inc. CRD 282126 | Wealth Manager · Small ($100M–$1B) | $137M | 190 | 308 | 1 | 02/12/2026 | ☆ | |
| 14826 | Milagre Wealth Management, Inc. CRD 309185 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $137M | 414 | 414 | 4 | 03/31/2026 | ☆ |
| 14827 | N CRD 322631 | Investment Adviser · Small ($100M–$1B) | $137M | 6 | 6 | 10 | 03/31/2025 | ☆ | |
| 14828 | 21 West Wealth Management Llc CRD 304532 | Tustin, CA | Wealth Manager · Small ($100M–$1B) | $137M | 35 | 83 | 2 | 06/30/2026 | ☆ |
| 14829 | Harger And Company, Inc. CRD 10385 | Baton Rouge, LA | Insurance-Affiliated · Small ($100M–$1B) | $137M | 280 | 423 | 3 | 03/27/2026 | ☆ |
| 14830 | Ridgeline Research Llc CRD 300807 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $137M | 1 | 1 | 2 | 03/20/2026 | ☆ | |
| 14831 | Forefront Asset Management, Llc CRD 281118 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $137M | 322 | 781 | 4 | 05/13/2026 | ☆ |
| 14832 | Directional Asset Management, Llc CRD 152859 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $137M | 48 | 95 | 1 | 03/25/2026 | ☆ |
| 14833 | Ascension Wealth Partners, Llc CRD 146451 | Pleasant Hill, CA | Wealth Manager · Small ($100M–$1B) | $137M | 40 | 116 | 2 | 01/23/2026 | ☆ |
| 14834 | N CRD 297351 | Wealth Manager · Small ($100M–$1B) | $137M | 107 | 222 | 16 | 11/28/2025 | ☆ | |
| 14835 | Pva Financial Llc CRD 312523 | Wealth Manager · Small ($100M–$1B) | $137M | 49 | 341 | 1 | 07/10/2026 | ☆ | |
| 14836 | Cooke Wealth Management, Llc CRD 127309 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $137M | 114 | 303 | 3 | 02/02/2026 | ☆ |
| 14837 | Coordinated Capital Securities, Inc. CRD 14762 | Fort Atkinson, WI | Insurance-Affiliated · Small ($100M–$1B) | $137M | 186 | 186 | 31 | 06/25/2026 | ☆ |
| 14838 | Central Wealth Management Llc CRD 293172 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $137M | 166 | 443 | 4 | 04/01/2026 | ☆ |
| 14839 | Lewis Capital Management, Lllp CRD 112463 | Wealth Manager · Small ($100M–$1B) | $137M | 60 | 60 | 1 | 03/11/2026 | ☆ | |
| 14840 | River Crescent Advisors, Llc CRD 334629 | Suffolk, VA | Wealth Manager · Small ($100M–$1B) | $137M | 140 | 244 | 2 | 01/30/2026 | ☆ |
| 14841 | Champion Advisors Llc CRD 149920 | Insurance-Affiliated · Small ($100M–$1B) | $137M | 51 | 119 | 2 | 03/03/2026 | ☆ | |
| 14842 | Springboard Asset Management Llc CRD 154862 | Cheshire, CT | Wealth Manager · Small ($100M–$1B) | $137M | 98 | 339 | 2 | 03/19/2026 | ☆ |
| 14843 | Black Walnut Wealth Management, Llc CRD 337606 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $137M | 86 | 272 | 2 | 05/14/2026 | ☆ |
| 14844 | Rand Capital Management Llc CRD 304504 | Buffalo, NY | Private Fund Manager · Small ($100M–$1B) | $137M | 4 | 4 | 10 | 03/31/2026 | ☆ |
| 14845 | Beyond Investing Llc CRD 304093 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $137M | 1 | 1 | 3 | 03/18/2026 | ☆ | |
| 14846 | Wealthkare.Com, Inc. CRD 115111 | Mount Union, PA | Wealth Manager · Small ($100M–$1B) | $137M | 375 | 771 | 7 | 07/31/2026 | ☆ |
| 14847 | Grid 202 Llc CRD 299357 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $137M | 91 | 228 | 5 | 03/27/2026 | ☆ |
| 14848 | Old Barn Capital Llc CRD 338745 | Investment Adviser · Small ($100M–$1B) | $137M | 1 | 1 | 08/13/2026 | ☆ | ||
| 14849 | Ele Advisory Services, Inc CRD 148228 | Southfield, MI | Wealth Manager · Small ($100M–$1B) | $137M | 1,156 | 1,544 | 13 | 09/28/2026 | ☆ |
| 14850 | N CRD 310311 | Investment Adviser · Small ($100M–$1B) | $136M | 55 | 83 | 3 | 02/12/2025 | ☆ |