Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14851 | Aluman Inc. CRD 281073 | Wealth Manager · Small ($100M–$1B) | $135M | 142 | 403 | 2 | 03/26/2026 | ☆ | |
| 14852 | Bay Cliadakis & Associates, Llc CRD 301214 | Chico, CA | Wealth Manager · Small ($100M–$1B) | $135M | 241 | 421 | 3 | 03/23/2026 | ☆ |
| 14853 | Carota Wealth Management CRD 127344 | Insurance-Affiliated · Small ($100M–$1B) | $135M | 221 | 443 | 2 | 08/07/2026 | ☆ | |
| 14854 | Jrs Wealth Management Llc CRD 306294 | South Jordan, UT | Wealth Manager · Small ($100M–$1B) | $135M | 348 | 1,002 | 5 | 02/19/2026 | ☆ |
| 14855 | Trotta, John (Nmn) CRD 125537 | Farmingdale, NY | Wealth Manager · Small ($100M–$1B) | $135M | 158 | 315 | 4 | 02/16/2026 | ☆ |
| 14856 | Red Reef Advisors Llc CRD 174748 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $135M | 91 | 323 | 3 | 07/16/2026 | ☆ |
| 14857 | Schmitt Wealth Advisers, Corp. CRD 174958 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $135M | 145 | 320 | 3 | 04/30/2026 | ☆ |
| 14858 | Tsg Alpha Partners, Llc CRD 319493 | Old Bridge, NJ | Private Fund Manager · Small ($100M–$1B) | $135M | 82 | 128 | 10 | 06/11/2026 | ☆ |
| 14859 | Fors Financial Consulting, Ps CRD 335705 | Port Angeles, WA | Wealth Manager · Small ($100M–$1B) | $135M | 240 | 529 | 3 | 03/03/2026 | ☆ |
| 14860 | Integrity Financial Advisors, Llc CRD 313369 | Woburn, MA | Wealth Manager · Small ($100M–$1B) | $135M | 240 | 495 | 9 | 06/26/2026 | ☆ |
| 14861 | Rw Baker Wealth Management Group Llc CRD 297087 | Cheyenne, WY | Wealth Manager · Small ($100M–$1B) | $135M | 196 | 374 | 2 | 02/23/2026 | ☆ |
| 14862 | Seal Cove Capital Llc CRD 332033 | Multi-Family Office · Small ($100M–$1B) | $135M | 3 | 26 | 1 | 03/11/2026 | ☆ | |
| 14863 | Puff Wealth Management Llc CRD 298177 | Haddonfield, NJ | Insurance-Affiliated · Small ($100M–$1B) | $135M | 212 | 212 | 3 | 02/16/2026 | ☆ |
| 14864 | Ap Capital Delaware Llc CRD 315796 | New York, NY | Investment Adviser · Small ($100M–$1B) | $135M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 14865 | Business Owner Strategies Group, Llc CRD 297243 | Apex, NC | Wealth Manager · Small ($100M–$1B) | $135M | 272 | 676 | 9 | 07/01/2026 | ☆ |
| 14866 | Calder Financial Llc CRD 290616 | Wealth Manager · Small ($100M–$1B) | $135M | 103 | 247 | 2 | 02/03/2026 | ☆ | |
| 14867 | Big Sky Wealth Advisors, Llc CRD 321272 | Great Falls, MT | Wealth Manager · Small ($100M–$1B) | $135M | 207 | 570 | 2 | 06/10/2026 | ☆ |
| 14868 | Stonebridge Wealth Management, Llc CRD 146775 | Frisco, TX | Wealth Manager · Small ($100M–$1B) | $135M | 40 | 127 | 1 | 02/04/2026 | ☆ |
| 14869 | Independent Financial Advisors, Inc. CRD 115798 | North Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $134M | 195 | 461 | 4 | 02/25/2026 | ☆ |
| 14870 | Soundpath Retirement Strategies, Llc CRD 315590 | Bellevue, WA | Insurance-Affiliated · Small ($100M–$1B) | $134M | 690 | 690 | 8 | 01/22/2026 | ☆ |
| 14871 | Clarion Advisors Inc. CRD 131081 | Auburn, CA | Insurance-Affiliated · Small ($100M–$1B) | $134M | 632 | 1,130 | 1 | 04/30/2026 | ☆ |
| 14872 | Longbow Asset Management CRD 126193 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $134M | 132 | 437 | 2 | 03/31/2026 | ☆ |
| 14873 | Almega Wealth Management Llc CRD 316840 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $134M | 246 | 767 | 7 | 06/26/2026 | ☆ |
| 14874 | Atlantic Union Municipal Advisors, Inc CRD 329425 | Glen Allen, VA | Investment Adviser · Small ($100M–$1B) | $134M | 1 | 4 | 05/26/2026 | ☆ | |
| 14875 | Bluelist Partners, Llc CRD 304568 | Occoquan, VA | Wealth Manager · Small ($100M–$1B) | $134M | 86 | 84 | 1 | 03/13/2026 | ☆ |
| 14876 | Epic Advisory Services Corp CRD 176526 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $134M | 179 | 179 | 23 | 05/22/2026 | ☆ |
| 14877 | Cim Capital Sa Management, Llc CRD 306166 | Los Angeles, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $134M | 1 | 1 | 160 | 03/27/2026 | ☆ |
| 14878 | Harbinger Capital Partners Llc CRD 160538 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $134M | 16 | 14 | 1 | 03/25/2025 | ☆ |
| 14879 | Wave Wealth Management, Llc CRD 285079 | Frisco, TX | Wealth Manager · Small ($100M–$1B) | $134M | 62 | 447 | 2 | 02/23/2026 | ☆ |
| 14880 | S & D Financial, L.L.C. CRD 332415 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $134M | 302 | 588 | 15 | 05/11/2026 | ☆ |
| 14881 | Equilibrium Ventures, Llc CRD 309164 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $134M | 8 | 8 | 6 | 03/26/2026 | ☆ |
| 14882 | Heximer Investment Management Inc. CRD 105344 | Wealth Manager · Small ($100M–$1B) | $134M | 116 | 338 | 3 | 03/11/2026 | ☆ | |
| 14883 | Sound Financial Management, Inc. CRD 122670 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $134M | 180 | 440 | 2 | 03/04/2026 | ☆ |
| 14884 | Summer Street Capital Partners, Llc CRD 161009 | Private Fund Manager · Small ($100M–$1B) | $134M | 2 | 2 | 7 | 03/30/2026 | ☆ | |
| 14885 | Murray Financial Services, Inc CRD 176528 | Chico, CA | Wealth Manager · Small ($100M–$1B) | $134M | 132 | 269 | 3 | 03/26/2026 | ☆ |
| 14886 | Blue Star Wealth Management Llc CRD 337253 | Lake Mary, FL | Wealth Manager · Small ($100M–$1B) | $134M | 68 | 226 | 2 | 02/27/2026 | ☆ |
| 14887 | Charter Private Capital Management, Llc CRD 155417 | Grand Rapids, MI | Private Fund Manager · Small ($100M–$1B) | $134M | 16 | 16 | 1 | 03/31/2026 | ☆ |
| 14888 | Tumolo Wealth Management Llc CRD 330567 | East Lyme, CT | Wealth Manager · Small ($100M–$1B) | $134M | 449 | 639 | 7 | 07/20/2026 | ☆ |
| 14889 | South Georgia Capital, Llc CRD 146765 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $134M | 148 | 251 | 4 | 03/26/2026 | ☆ |
| 14890 | Trio Wealth Management, Llc CRD 328042 | Great Falls, VA | Wealth Manager · Small ($100M–$1B) | $134M | 87 | 338 | 4 | 03/23/2026 | ☆ |
| 14891 | N CRD 105606 | Wealth Manager · Small ($100M–$1B) | $134M | 19 | 19 | 4 | 03/31/2025 | ☆ | |
| 14892 | Lewis Financial, Llc CRD 170324 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $134M | 255 | 255 | 3 | 02/25/2026 | ☆ |
| 14893 | Blkbrd Asset Management Lp CRD 329262 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $134M | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 14894 | Hudson Oak Wealth Advisory Llc CRD 300218 | Hoboken, NJ | Wealth Manager · Small ($100M–$1B) | $134M | 56 | 239 | 1 | 03/30/2026 | ☆ |
| 14895 | Gw Financial, Inc. CRD 110478 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $134M | 93 | 266 | 3 | 04/01/2026 | ☆ |
| 14896 | Gibson Financial Solutions, Inc. CRD 117831 | Ellsworth, ME | Wealth Manager · Small ($100M–$1B) | $134M | 153 | 433 | 2 | 03/11/2026 | ☆ |
| 14897 | Arete Wealth Strategists, Llc CRD 167297 | Brisbane | Wealth Manager · Small ($100M–$1B) | $134M | 98 | 331 | 2 | 03/30/2026 | ☆ |
| 14898 | Panorama Wealth Advisors CRD 324199 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $134M | 200 | 541 | 3 | 03/31/2026 | ☆ |
| 14899 | Dbd Retirement And Financial Services, Llc CRD 328239 | Wealth Manager · Small ($100M–$1B) | $134M | 21 | 37 | 1 | 01/12/2026 | ☆ | |
| 14900 | Anderson Griggs & Company, Inc. CRD 110313 | Rock Hill, SC | Wealth Manager · Small ($100M–$1B) | $134M | 170 | 331 | 3 | 01/21/2026 | ☆ |