Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14851 | Aventus Investment Advisors, Inc. CRD 153390 | Naples, FL | Insurance-Affiliated · Small ($100M–$1B) | $136M | 145 | 406 | 3 | 03/20/2026 | ☆ |
| 14852 | Vanweelden Wealth Management, Llc CRD 290308 | West Chester Township, OH | Wealth Manager · Small ($100M–$1B) | $136M | 203 | 581 | 6 | 03/18/2026 | ☆ |
| 14853 | Henderson Financial Group Llc CRD 333013 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $136M | 280 | 643 | 5 | 09/16/2026 | ☆ |
| 14854 | John W. Brooker & Co., Cpas, Pc CRD 105437 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $136M | 57 | 145 | 10 | 08/19/2026 | ☆ |
| 14855 | Bridgelight Capital Llc CRD 154920 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $136M | 173 | 396 | 4 | 03/31/2026 | ☆ |
| 14856 | Galileo Investment Management Llc CRD 169201 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $136M | 5 | 5 | 3 | 05/08/2026 | ☆ |
| 14857 | N CRD 152077 | Wealth Manager · Small ($100M–$1B) | $136M | 426 | 728 | 4 | 01/16/2026 | ☆ | |
| 14858 | St. Bernard Financial Services, Inc. CRD 36956 | Russellville, AR | Insurance-Affiliated · Small ($100M–$1B) | $136M | 798 | 798 | 117 | 05/05/2026 | ☆ |
| 14859 | Icw Holdings, Llc CRD 319296 | Private Fund Manager · Small ($100M–$1B) | $136M | 36 | 57 | 7 | 03/31/2026 | ☆ | |
| 14860 | Strategic Portfolio Solutions, Llc CRD 156374 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $136M | 188 | 393 | 5 | 03/06/2026 | ☆ |
| 14861 | Horizon Capital Management, Llc CRD 132113 | Lake Forest, IL | Wealth Manager · Small ($100M–$1B) | $136M | 40 | 40 | 1 | 03/12/2026 | ☆ |
| 14862 | Fithian Llc CRD 287509 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $136M | 74 | 74 | 6 | 03/27/2026 | ☆ |
| 14863 | Professional Wealth Management Services Llc CRD 150266 | Statesville, NC | Insurance-Affiliated · Small ($100M–$1B) | $136M | 60 | 171 | 3 | 01/30/2026 | ☆ |
| 14864 | Paradigm Advisors, L.L.C. CRD 114515 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $136M | 83 | 372 | 4 | 08/31/2026 | ☆ |
| 14865 | Capitol Family Office, Inc. CRD 312005 | Beaverton, OR | Multi-Family Office · Small ($100M–$1B) | $136M | 124 | 462 | 2 | 03/25/2026 | ☆ |
| 14866 | Wealthrise Financial Planning, Llc CRD 283764 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $136M | 98 | 341 | 2 | 03/27/2026 | ☆ |
| 14867 | Barrier Capital Management, Llc CRD 312294 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $136M | 2 | 2 | 1 | 03/25/2026 | ☆ |
| 14868 | Bh Asset Management, Llc CRD 152117 | New York, NY | Wealth Manager · Small ($100M–$1B) | $136M | 95 | 96 | 2 | 07/06/2026 | ☆ |
| 14869 | 15 Equity, Llc CRD 310628 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $136M | 112 | 118 | 7 | 03/27/2026 | ☆ |
| 14870 | A J Feldman Financial, Llc CRD 154773 | Wealth Manager · Small ($100M–$1B) | $136M | 140 | 631 | 1 | 02/17/2026 | ☆ | |
| 14871 | Kassira Wealth Management, Llc CRD 165070 | Wealth Manager · Small ($100M–$1B) | $136M | 219 | 481 | 2 | 01/22/2026 | ☆ | |
| 14872 | Mcmahan Capital Management Llc CRD 109140 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $136M | 43 | 43 | 2 | 03/20/2026 | ☆ |
| 14873 | Landmark Wealth Advisors, Llc CRD 166989 | Farmington, UT | Wealth Manager · Small ($100M–$1B) | $136M | 268 | 268 | 2 | 03/11/2026 | ☆ |
| 14874 | 1 N Capital, Llc CRD 309502 | Wealth Manager · Small ($100M–$1B) | $136M | 25 | 50 | 1 | 03/19/2026 | ☆ | |
| 14875 | Veritas Wealth Management, Llc CRD 160600 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $136M | 56 | 244 | 1 | 02/09/2026 | ☆ |
| 14876 | Loretta Nolan Associates, Llc CRD 126468 | Old Greenwich, CT | Wealth Manager · Small ($100M–$1B) | $136M | 56 | 126 | 1 | 01/18/2026 | ☆ |
| 14877 | Financial Management Associates, Llc CRD 327502 | Windham, NH | Wealth Manager · Small ($100M–$1B) | $136M | 343 | 344 | 3 | 09/04/2026 | ☆ |
| 14878 | Luma Capital Llc CRD 119576 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $136M | 72 | 72 | 2 | 03/31/2026 | ☆ |
| 14879 | East Rock Financial Services, Llc CRD 147949 | Wealth Manager · Small ($100M–$1B) | $136M | 39 | 190 | 4 | 03/02/2026 | ☆ | |
| 14880 | Fairlight Advisors Llc CRD 305352 | San Francisco, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $136M | 42 | 102 | 4 | 09/09/2026 | ☆ |
| 14881 | Bright Portfolios, Llc CRD 288605 | Lee's Summit, MO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $136M | 1 | 1 | 4 | 03/31/2026 | ☆ |
| 14882 | Fr Financial Advisors Llc CRD 135980 | Coral Springs, FL | Insurance-Affiliated · Small ($100M–$1B) | $136M | 137 | 310 | 2 | 03/24/2026 | ☆ |
| 14883 | Hot Creek Capital, L.L.C. CRD 162371 | Kirkland, WA | Private Fund Manager · Small ($100M–$1B) | $136M | 1 | 1 | 2 | 02/05/2026 | ☆ |
| 14884 | Hepworth Equity Partners, Llc CRD 145774 | Wealth Manager · Small ($100M–$1B) | $136M | 421 | 421 | 2 | 03/10/2026 | ☆ | |
| 14885 | Morningside Asset Management Llc CRD 268789 | Wilmington, DE | Institutional / Pension Advisor · Small ($100M–$1B) | $136M | 7 | 8 | 4 | 05/22/2026 | ☆ |
| 14886 | Cassilly Financial Group, Llc CRD 300672 | Severna Park, MD | Insurance-Affiliated · Small ($100M–$1B) | $136M | 188 | 595 | 2 | 02/27/2026 | ☆ |
| 14887 | Canaccord Genuity Wealth Management (Usa) Inc. CRD 7449 | Vancouver, Bc | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $135M | 80 | 114 | 32 | 06/30/2026 | ☆ |
| 14888 | Revo Financial, Llc CRD 172646 | Bartlesville, OK | Insurance-Affiliated · Small ($100M–$1B) | $135M | 166 | 299 | 3 | 09/04/2026 | ☆ |
| 14889 | Dover Investment Advisory Corporation CRD 123499 | Wealth Manager · Small ($100M–$1B) | $135M | 45 | 45 | 1 | 11/12/2025 | ☆ | |
| 14890 | Global Financial Planning Group, Llc CRD 114803 | Troy, MI | Insurance-Affiliated · Small ($100M–$1B) | $135M | 235 | 566 | 5 | 07/16/2026 | ☆ |
| 14891 | Allegro Mineral Partners Llc CRD 324740 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $135M | 7 | 7 | 17 | 05/19/2026 | ☆ |
| 14892 | Keller Financial Group, Inc. CRD 328195 | Camp Hill, PA | Wealth Manager · Small ($100M–$1B) | $135M | 89 | 89 | 2 | 04/30/2026 | ☆ |
| 14893 | Pathway Financial Solutions, Inc. CRD 340594 | Salina, KS | Wealth Manager · Small ($100M–$1B) | $135M | 309 | 730 | 4 | 07/07/2026 | ☆ |
| 14894 | Light Capital Llc CRD 323373 | Santa Monica, CA | Multi-Family Office · Small ($100M–$1B) | $135M | 13 | 170 | 2 | 03/31/2026 | ☆ |
| 14895 | Fogarty Wealth Management, Inc. CRD 283998 | Missouri City, TX | Wealth Manager · Small ($100M–$1B) | $135M | 150 | 339 | 1 | 03/06/2026 | ☆ |
| 14896 | Chicago Capital Management Advisors, Llc CRD 123483 | Lisle, IL | Wealth Manager · Small ($100M–$1B) | $135M | 620 | 618 | 20 | 03/25/2026 | ☆ |
| 14897 | Heights Point Management, Lp CRD 313849 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $135M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 14898 | Sparrow Wealth Management, Inc. CRD 152670 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $135M | 64 | 224 | 1 | 02/20/2026 | ☆ |
| 14899 | Crystal Cove Asset Management, Llc CRD 289810 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $135M | 91 | 280 | 2 | 03/16/2026 | ☆ |
| 14900 | Dreamers Management Llc CRD 299919 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $135M | 1 | 1 | 7 | 03/27/2026 | ☆ |