Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15001 | Legacy Wealth Advisors, Llc CRD 281810 | Clinton Township, MI | Wealth Manager · Small ($100M–$1B) | $132M | 251 | 602 | 2 | 03/17/2026 | ☆ |
| 15002 | Stites Financial Consulting CRD 293058 | Wilton, CA | Insurance-Affiliated · Small ($100M–$1B) | $132M | 265 | 563 | 2 | 03/20/2026 | ☆ |
| 15003 | Jansen Wealth Management Llc CRD 317824 | Altoona, WI | Wealth Manager · Small ($100M–$1B) | $132M | 237 | 678 | 4 | 03/09/2026 | ☆ |
| 15004 | Peak Financial Consulting, Inc. CRD 291860 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $132M | 371 | 371 | 2 | 02/25/2026 | ☆ |
| 15005 | Geremia Financial Services, Llc CRD 156504 | Edison, NJ | Wealth Manager · Small ($100M–$1B) | $132M | 132 | 132 | 2 | 03/31/2026 | ☆ |
| 15006 | Wealth Ease Wealth Management Llc CRD 332595 | Marshall, MI | Insurance-Affiliated · Small ($100M–$1B) | $132M | 251 | 650 | 3 | 03/06/2026 | ☆ |
| 15007 | Usca Asset Management Llc CRD 137045 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $132M | 24 | 24 | 6 | 04/24/2026 | ☆ |
| 15008 | Ramsey Hill Asset Management Llc CRD 156768 | Wealth Manager · Small ($100M–$1B) | $132M | 88 | 93 | 1 | 02/27/2026 | ☆ | |
| 15009 | Middle Street Capital, Llc CRD 226513 | Newfields, NH | Wealth Manager · Small ($100M–$1B) | $132M | 80 | 248 | 1 | 05/01/2026 | ☆ |
| 15010 | Tripletail Wealth Management, Llc CRD 318781 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $132M | 74 | 155 | 2 | 03/05/2026 | ☆ |
| 15011 | Canterbury Capital Wealth Management, Llc CRD 337758 | Tuscaloosa, AL | Wealth Manager · Small ($100M–$1B) | $132M | 305 | 832 | 7 | 08/17/2026 | ☆ |
| 15012 | Lee Way Financial Services, Inc CRD 113983 | Hattiesburg, MS | Wealth Manager · Small ($100M–$1B) | $132M | 108 | 215 | 2 | 03/05/2026 | ☆ |
| 15013 | Pmv Capital Advisers, Llc CRD 308010 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $132M | 82 | 140 | 4 | 03/31/2026 | ☆ |
| 15014 | Gap Financial Services, Llc CRD 288703 | Wealth Manager · Small ($100M–$1B) | $132M | 95 | 293 | 5 | 09/22/2026 | ☆ | |
| 15015 | Jgc Wealth Management, Llc CRD 165770 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $132M | 202 | 495 | 3 | 03/17/2026 | ☆ |
| 15016 | Secure Wealth, Inc. CRD 290572 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $132M | 221 | 266 | 3 | 08/18/2026 | ☆ |
| 15017 | Wealthmark, Llc CRD 144948 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $132M | 193 | 388 | 3 | 03/03/2026 | ☆ |
| 15018 | Schmitz Capital Partners, Llc CRD 105702 | Mill Valley, CA | Insurance-Affiliated · Small ($100M–$1B) | $132M | 223 | 288 | 2 | 04/02/2026 | ☆ |
| 15019 | Norton Capital Management, Inc. CRD 110398 | Henrico, VA | Wealth Manager · Small ($100M–$1B) | $132M | 111 | 238 | 5 | 09/28/2026 | ☆ |
| 15020 | Blue Line Capital, Llc CRD 304024 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $132M | 140 | 348 | 7 | 09/17/2026 | ☆ |
| 15021 | Brighton Wealth Management, Inc. CRD 148457 | Cottonwood Heights, UT | Wealth Manager · Small ($100M–$1B) | $132M | 451 | 293 | 5 | 07/28/2026 | ☆ |
| 15022 | Advisor Compliance Partners Llc CRD 338484 | Kailua Kona, HI | Wealth Manager · Small ($100M–$1B) | $132M | 173 | 465 | 4 | 04/28/2026 | ☆ |
| 15023 | Tublin Difusco Advisors Inc. CRD 125801 | Wealth Manager · Small ($100M–$1B) | $132M | 130 | 130 | 3 | 03/30/2026 | ☆ | |
| 15024 | Pw Advisors, Llc CRD 336499 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $132M | 496 | 500 | 7 | 07/28/2026 | ☆ |
| 15025 | Laminar Wealth Llc CRD 167867 | Clayton, MO | Wealth Manager · Small ($100M–$1B) | $132M | 27 | 183 | 2 | 06/18/2026 | ☆ |
| 15026 | Rdg Capital Management Llc CRD 329749 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $132M | 91 | 91 | 2 | 09/17/2026 | ☆ |
| 15027 | Nest Investments Llc CRD 286024 | Conshohocken, PA | Wealth Manager · Small ($100M–$1B) | $132M | 2,832 | 2,832 | 14 | 08/13/2026 | ☆ |
| 15028 | Professional Trading Services Brokerage, Llc CRD 119307 | Mt. Laurel, NJ | Insurance-Affiliated · Small ($100M–$1B) | $132M | 495 | 700 | 18 | 08/13/2026 | ☆ |
| 15029 | Teplitz Financial Group Llc CRD 122038 | Old Bridge, NJ | Wealth Manager · Small ($100M–$1B) | $132M | 188 | 393 | 2 | 09/08/2026 | ☆ |
| 15030 | Corinthian Wealth Management, Inc. CRD 312196 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $132M | 189 | 352 | 3 | 07/29/2026 | ☆ |
| 15031 | Lmpg Wealth Advisors, Llc CRD 328251 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $132M | 58 | 135 | 3 | 03/30/2026 | ☆ |
| 15032 | The Breit Group, Llc CRD 335020 | Wrightsville Beach, NC | Institutional / Pension Advisor · Small ($100M–$1B) | $132M | 82 | 146 | 3 | 03/25/2026 | ☆ |
| 15033 | Euclidean Technologies Management, Llc CRD 159018 | Seattle, WA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $132M | 1 | 1 | 1 | 03/02/2026 | ☆ |
| 15034 | Awr Investment Management, Llc CRD 118538 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $132M | 54 | 172 | 2 | 03/19/2026 | ☆ |
| 15035 | Benchmark Financial, Llc CRD 297443 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $132M | 90 | 348 | 3 | 01/08/2026 | ☆ |
| 15036 | Imprint Wealth Llc CRD 322130 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $132M | 77 | 373 | 7 | 03/31/2026 | ☆ |
| 15037 | 1 St Discount Brokerage, Inc. CRD 39164 | Lake Worth, FL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $131M | 219 | 352 | 8 | 03/31/2026 | ☆ |
| 15038 | Uplevel Wealth Llc CRD 312641 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $131M | 44 | 220 | 2 | 08/31/2026 | ☆ |
| 15039 | Linx Partners, Llc CRD 158607 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $131M | 7 | 7 | 4 | 07/13/2026 | ☆ |
| 15040 | Warm Springs Advisors Inc. CRD 306501 | Larkspur, CA | Wealth Manager · Small ($100M–$1B) | $131M | 15 | 47 | 3 | 02/13/2026 | ☆ |
| 15041 | Middleton & Company CRD 284996 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $131M | 115 | 388 | 4 | 04/24/2026 | ☆ |
| 15042 | Conscious Capital Wealth Management, Llc CRD 174670 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $131M | 207 | 566 | 5 | 05/07/2026 | ☆ |
| 15043 | Layline Advisors, Llc CRD 285136 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $131M | 121 | 418 | 4 | 01/09/2026 | ☆ |
| 15044 | Seattle Wealth Management Llc CRD 285877 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $131M | 100 | 296 | 2 | 01/14/2026 | ☆ |
| 15045 | Sheeley & Partners Wealth Management, Llc CRD 109013 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $131M | 79 | 82 | 3 | 03/24/2026 | ☆ |
| 15046 | Brightscape Investment Centers,Inc. CRD 129597 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $131M | 128 | 392 | 3 | 03/31/2026 | ☆ |
| 15047 | Nexpoint Advisors, L.P. CRD 163564 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $131M | 4 | 4 | 67 | 03/31/2026 | ☆ |
| 15048 | Stawnychy Financial Services, Inc. CRD 128859 | Kinnelon, NJ | Insurance-Affiliated · Small ($100M–$1B) | $131M | 121 | 306 | 4 | 03/30/2026 | ☆ |
| 15049 | White Hawk Wealth Management, Inc. CRD 341034 | Broomfield, CO | Wealth Manager · Small ($100M–$1B) | $131M | 153 | 482 | 2 | 08/06/2026 | ☆ |
| 15050 | Sterling Bridge Financial Group Llc CRD 304409 | Palm Harbor, FL | Wealth Manager · Small ($100M–$1B) | $131M | 827 | 776 | 8 | 03/20/2026 | ☆ |