Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15051 | Frisco Financial Planning Llc CRD 132585 | Wealth Manager · Small ($100M–$1B) | $131M | 50 | 222 | 1 | 07/14/2026 | ☆ | |
| 15052 | N CRD 287807 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $131M | 1 | 1 | 2 | 03/24/2025 | ☆ | |
| 15053 | Ronin Equity Partners Llc CRD 310679 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $131M | 7 | 7 | 5 | 03/25/2026 | ☆ |
| 15054 | Kerr Financial Planning Corporation CRD 277142 | Insurance-Affiliated · Small ($100M–$1B) | $131M | 550 | 904 | 3 | 09/16/2026 | ☆ | |
| 15055 | Bison Wealth Management, Llc CRD 340724 | Lyndhurst, OH | Wealth Manager · Small ($100M–$1B) | $131M | 160 | 468 | 4 | 09/18/2026 | ☆ |
| 15056 | Purpose Comprehensive Wealth Management, Llc CRD 312022 | Wealth Manager · Small ($100M–$1B) | $131M | 141 | 526 | 7 | 06/13/2025 | ☆ | |
| 15057 | Steeloaks Investment Advisers, Inc. CRD 108197 | Weirton, WV | Investment Adviser · Small ($100M–$1B) | $131M | 285 | 288 | 2 | 03/27/2026 | ☆ |
| 15058 | Warren Capital Management, Inc. CRD 137449 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $131M | 188 | 428 | 3 | 06/11/2026 | ☆ |
| 15059 | Family Wealth Partners Llc CRD 304935 | Medford, NJ | Insurance-Affiliated · Small ($100M–$1B) | $131M | 222 | 560 | 2 | 07/06/2026 | ☆ |
| 15060 | Crescent City Retirement Group, Llc CRD 146666 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $131M | 933 | 933 | 12 | 04/28/2026 | ☆ |
| 15061 | Man Capital Management Llc CRD 146110 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $131M | 1 | 1 | 13 | 07/30/2026 | ☆ |
| 15062 | Dmk Advisor Group, Inc. CRD 41067 | Lutz, FL | Insurance-Affiliated · Small ($100M–$1B) | $131M | 515 | 779 | 38 | 09/14/2026 | ☆ |
| 15063 | Brave New Wealth, Llc CRD 336030 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $131M | 20 | 114 | 4 | 09/22/2026 | ☆ |
| 15064 | Open Source Investments, Llc CRD 287501 | Wealth Manager · Small ($100M–$1B) | $131M | 239 | 612 | 2 | 03/20/2026 | ☆ | |
| 15065 | Weinstat Wealth Management, Inc. CRD 125626 | Wealth Manager · Small ($100M–$1B) | $131M | 35 | 35 | 1 | 04/02/2026 | ☆ | |
| 15066 | First Growth Capital Llc CRD 305958 | Wealth Manager · Small ($100M–$1B) | $131M | 67 | 67 | 4 | 03/17/2026 | ☆ | |
| 15067 | Mench Financial Inc CRD 106689 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $131M | 183 | 183 | 4 | 03/27/2026 | ☆ |
| 15068 | Lincoln Douglas Investments, Llc CRD 155578 | Mount Vernon, OH | Insurance-Affiliated · Small ($100M–$1B) | $131M | 246 | 246 | 27 | 03/24/2026 | ☆ |
| 15069 | N CRD 150415 | Wealth Manager · Small ($100M–$1B) | $131M | 1,230 | 1,687 | 3 | 07/22/2025 | ☆ | |
| 15070 | Agemy Wealth Advisors, Llc CRD 218512 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $131M | 404 | 817 | 6 | 09/03/2026 | ☆ |
| 15071 | Jcn Financial & Tax Advisory Group, Llc CRD 174358 | Baton Rouge, LA | Wealth Manager · Small ($100M–$1B) | $130M | 263 | 702 | 7 | 06/09/2026 | ☆ |
| 15072 | Equilibria Wealth Management, Llc CRD 311785 | Katy, TX | Wealth Manager · Small ($100M–$1B) | $130M | 116 | 205 | 3 | 03/06/2026 | ☆ |
| 15073 | Sartorial Wealth Inc. CRD 329971 | Mississauga, Ontario | Wealth Manager · Small ($100M–$1B) | $130M | 299 | 299 | 8 | 06/25/2026 | ☆ |
| 15074 | Messmer Capital Advisors Llc CRD 305387 | Milford, OH | Wealth Manager · Small ($100M–$1B) | $130M | 218 | 593 | 4 | 09/14/2026 | ☆ |
| 15075 | Altamira Financial Group, Llc CRD 316907 | Santa Fe, NM | Wealth Manager · Small ($100M–$1B) | $130M | 115 | 210 | 3 | 03/27/2026 | ☆ |
| 15076 | The Sherry Group, Inc. CRD 146271 | Mountain Home, AR | Wealth Manager · Small ($100M–$1B) | $130M | 203 | 469 | 6 | 01/22/2026 | ☆ |
| 15077 | Jones Fiduciary Wealth Management Llc CRD 311956 | Wealth Manager · Small ($100M–$1B) | $130M | 65 | 65 | 1 | 08/21/2026 | ☆ | |
| 15078 | Peakvalley Wealth, Llc CRD 165542 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $130M | 169 | 481 | 4 | 02/09/2026 | ☆ |
| 15079 | Alliance Of Wealth Advisors, Llc CRD 164428 | Rapid City, SD | Insurance-Affiliated · Small ($100M–$1B) | $130M | 152 | 322 | 1 | 03/09/2026 | ☆ |
| 15080 | Arbus Capital Management, Llc CRD 148709 | Wealth Manager · Small ($100M–$1B) | $130M | 30 | 175 | 2 | 06/09/2026 | ☆ | |
| 15081 | Walsky Investment Management Inc CRD 106991 | Wyomissing, PA | Wealth Manager · Small ($100M–$1B) | $130M | 107 | 234 | 2 | 03/12/2026 | ☆ |
| 15082 | Montgomery Capital Advisors Llc CRD 138148 | New York, NY | Wealth Manager · Small ($100M–$1B) | $130M | 51 | 80 | 2 | 06/16/2026 | ☆ |
| 15083 | Solist Wealth, Llc CRD 329317 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $130M | 87 | 216 | 1 | 08/03/2026 | ☆ |
| 15084 | Wise Wealth Management, Llc CRD 133614 | New York, NY | Wealth Manager · Small ($100M–$1B) | $130M | 79 | 222 | 2 | 03/27/2026 | ☆ |
| 15085 | Cerasus Advisors Inc CRD 152113 | Wealth Manager · Small ($100M–$1B) | $130M | 31 | 31 | 2 | 03/12/2026 | ☆ | |
| 15086 | Versatile Capital Management L.L.C. CRD 173611 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $130M | 45 | 88 | 3 | 03/27/2026 | ☆ |
| 15087 | Aan Wealth Advisors Llc CRD 300652 | Canton, OH | Wealth Manager · Small ($100M–$1B) | $130M | 229 | 525 | 10 | 06/01/2026 | ☆ |
| 15088 | Capital City Wealth Management, Inc. CRD 172199 | Bismarck, ND | Wealth Manager · Small ($100M–$1B) | $130M | 135 | 298 | 6 | 02/18/2026 | ☆ |
| 15089 | Global Venture Management Llc CRD 324517 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $130M | 2 | 2 | 1 | 08/24/2026 | ☆ |
| 15090 | Henthorn Agency, Inc. CRD 121607 | Beech Grove, IN | Insurance-Affiliated · Small ($100M–$1B) | $130M | 300 | 300 | 1 | 01/21/2026 | ☆ |
| 15091 | My Financial Aurora Limited Liability Company CRD 260786 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $130M | 220 | 700 | 2 | 04/07/2026 | ☆ |
| 15092 | Seven Hills Capital Advisors, Llc CRD 175280 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $130M | 124 | 361 | 1 | 03/31/2026 | ☆ |
| 15093 | Aguiar, Stephen, John CRD 289324 | Walnut Creek, CA | Insurance-Affiliated · Small ($100M–$1B) | $130M | 261 | 391 | 4 | 04/01/2026 | ☆ |
| 15094 | Wheels Up Wealth, Inc. CRD 307736 | Wealth Manager · Small ($100M–$1B) | $130M | 114 | 458 | 5 | 02/09/2026 | ☆ | |
| 15095 | Aria Wealth Management, Inc. CRD 288450 | Saratoga, CA | Wealth Manager · Small ($100M–$1B) | $130M | 249 | 570 | 9 | 04/01/2026 | ☆ |
| 15096 | Hondius Capital Management, Lp CRD 297991 | Norwalk, CT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $130M | 3 | 3 | 6 | 03/26/2026 | ☆ |
| 15097 | Navigo Wealth Management, Llc CRD 146265 | Wealth Manager · Small ($100M–$1B) | $130M | 155 | 560 | 6 | 04/20/2026 | ☆ | |
| 15098 | Pearl Wealth Llc CRD 296811 | Wealth Manager · Small ($100M–$1B) | $130M | 17 | 102 | 2 | 08/24/2026 | ☆ | |
| 15099 | Sophis Investments Llc CRD 170391 | New York, NY | Wealth Manager · Small ($100M–$1B) | $130M | 41 | 78 | 5 | 07/29/2026 | ☆ |
| 15100 | Safe Harbor Fiduciary, Llc CRD 169659 | Pensacola, FL | Wealth Manager · Small ($100M–$1B) | $130M | 346 | 586 | 5 | 03/29/2026 | ☆ |