Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15101 | R. F. Lafferty & Co., Inc. CRD 2498 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $130M | 125 | 185 | 80 | 09/23/2026 | ☆ |
| 15102 | Catalyst Investment Management Llc CRD 298122 | Wealth Manager · Small ($100M–$1B) | $130M | 60 | 214 | 4 | 05/04/2026 | ☆ | |
| 15103 | Financial Network Specialists Llc CRD 109037 | Wealth Manager · Small ($100M–$1B) | $130M | 36 | 141 | 1 | 02/04/2026 | ☆ | |
| 15104 | N CRD 293992 | Wealth Manager · Small ($100M–$1B) | $130M | 126 | 255 | 3 | 08/25/2025 | ☆ | |
| 15105 | Pasqua, Thomas CRD 139618 | Palm City, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $130M | 53 | 53 | 3 | 02/10/2026 | ☆ |
| 15106 | Vida Wealth Partners, Inc. CRD 140824 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $130M | 28 | 45 | 1 | 03/26/2026 | ☆ |
| 15107 | Maclendon Wealth Management, Llc CRD 157819 | Delray Beach, FL | Wealth Manager · Small ($100M–$1B) | $130M | 33 | 34 | 3 | 07/30/2026 | ☆ |
| 15108 | Arnold Castellano And Associates, Llc CRD 117369 | Shreveport, LA | Wealth Manager · Small ($100M–$1B) | $130M | 301 | 462 | 14 | 03/02/2026 | ☆ |
| 15109 | Burnham & Company Llc CRD 319339 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $130M | 171 | 282 | 2 | 07/24/2026 | ☆ |
| 15110 | Equilibrium Wealth Llc CRD 311940 | Wealth Manager · Small ($100M–$1B) | $130M | 68 | 252 | 5 | 07/21/2026 | ☆ | |
| 15111 | Pebble Valley Holdings, Inc CRD 145664 | Western Springs, IL | Wealth Manager · Small ($100M–$1B) | $129M | 97 | 447 | 3 | 04/27/2026 | ☆ |
| 15112 | Intrinsic Investors Llc CRD 111968 | Wauwatosa, WI | Wealth Manager · Small ($100M–$1B) | $129M | 156 | 383 | 4 | 01/14/2026 | ☆ |
| 15113 | Burlingame Wealth Management, Llc CRD 300041 | Burlingame, CA | Wealth Manager · Small ($100M–$1B) | $129M | 38 | 115 | 1 | 08/26/2026 | ☆ |
| 15114 | Cgi Wealth Advisors, Inc. CRD 311273 | Frazer, PA | Insurance-Affiliated · Small ($100M–$1B) | $129M | 121 | 121 | 2 | 03/31/2026 | ☆ |
| 15115 | Trust Beyond Corp CRD 312721 | Wealth Manager · Small ($100M–$1B) | $129M | 22 | 30 | 1 | 01/16/2026 | ☆ | |
| 15116 | Sklar Capital Advisors, Llc CRD 286554 | Albuquerque, NM | Insurance-Affiliated · Small ($100M–$1B) | $129M | 277 | 277 | 3 | 02/26/2026 | ☆ |
| 15117 | Antonetti Capital Management, Llc CRD 156551 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $129M | 141 | 330 | 2 | 02/23/2026 | ☆ |
| 15118 | Saber Capital Management Llc CRD 166103 | Fuquay Varina, NC | Private Fund Manager · Small ($100M–$1B) | $129M | 90 | 123 | 2 | 02/13/2026 | ☆ |
| 15119 | Genereux Investment Management, Inc. CRD 117436 | Wealth Manager · Small ($100M–$1B) | $129M | 77 | 253 | 1 | 06/29/2026 | ☆ | |
| 15120 | N CRD 327975 | Wealth Manager · Small ($100M–$1B) | $129M | 80 | 247 | 3 | 03/17/2025 | ☆ | |
| 15121 | Attleboro Wealth Management Llc CRD 318056 | Yardley, PA | Wealth Manager · Small ($100M–$1B) | $129M | 142 | 628 | 6 | 05/05/2026 | ☆ |
| 15122 | Marcus Capital, Llc CRD 130516 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $129M | 98 | 259 | 2 | 03/10/2026 | ☆ |
| 15123 | Rsc Asset Management Group, Llc CRD 312211 | Studio City, CA | Private Fund Manager · Small ($100M–$1B) | $129M | 8 | 8 | 9 | 03/31/2026 | ☆ |
| 15124 | Patina Wealth Llc CRD 283813 | Wealth Manager · Small ($100M–$1B) | $129M | 173 | 356 | 2 | 08/11/2026 | ☆ | |
| 15125 | Jct Investment Counsel, Inc. CRD 112571 | Akron, OH | Wealth Manager · Small ($100M–$1B) | $129M | 149 | 149 | 1 | 02/12/2026 | ☆ |
| 15126 | Altura Private Wealth Llc CRD 340533 | Centerville, UT | Wealth Manager · Small ($100M–$1B) | $129M | 341 | 870 | 6 | 07/21/2026 | ☆ |
| 15127 | Obion Capital Management Lp CRD 329954 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $129M | 3 | 4 | 4 | 03/31/2026 | ☆ |
| 15128 | Stephen Smith Financial Inc. CRD 339402 | Schaumburg, IL | Insurance-Affiliated · Small ($100M–$1B) | $129M | 160 | 458 | 4 | 07/08/2026 | ☆ |
| 15129 | Ralicki & Company, P.A. CRD 141192 | Stuart, FL | Wealth Manager · Small ($100M–$1B) | $129M | 113 | 253 | 3 | 03/06/2026 | ☆ |
| 15130 | Mariva Global Asset Management, Llc CRD 285674 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $129M | 153 | 153 | 5 | 04/13/2026 | ☆ |
| 15131 | Infinity Advisory Group, Llc CRD 324723 | Portage, MI | Insurance-Affiliated · Small ($100M–$1B) | $129M | 208 | 533 | 5 | 03/20/2026 | ☆ |
| 15132 | Wolfgang Capital Llc CRD 283525 | Temecula, CA | Wealth Manager · Small ($100M–$1B) | $129M | 430 | 729 | 5 | 02/17/2026 | ☆ |
| 15133 | Gordon Asset Management Llc CRD 137136 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $129M | 38 | 40 | 3 | 02/06/2026 | ☆ |
| 15134 | Colchester Investment Counsel Llc CRD 126805 | Ridgefield, CT | Wealth Manager · Small ($100M–$1B) | $129M | 58 | 151 | 3 | 03/17/2026 | ☆ |
| 15135 | Qfc Advisory Llc CRD 118886 | Maryville, TN | Wealth Manager · Small ($100M–$1B) | $129M | 211 | 595 | 4 | 06/02/2026 | ☆ |
| 15136 | Capital View Wealth Management, Llc CRD 126653 | Wealth Manager · Small ($100M–$1B) | $129M | 27 | 27 | 1 | 03/03/2026 | ☆ | |
| 15137 | Holm & Cawley Financial Group Llc CRD 150601 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $129M | 251 | 412 | 5 | 03/04/2026 | ☆ |
| 15138 | Diccianni Financial Group, Inc. CRD 149332 | East Norriton, PA | Insurance-Affiliated · Small ($100M–$1B) | $129M | 321 | 336 | 4 | 09/14/2026 | ☆ |
| 15139 | Lord And Richards Wealth Management, Llc CRD 328907 | Highlands Ranch, CO | Wealth Manager · Small ($100M–$1B) | $129M | 1,228 | 1,363 | 18 | 09/04/2026 | ☆ |
| 15140 | Pasnau Investment Management, Inc. CRD 125647 | Wealth Manager · Small ($100M–$1B) | $129M | 233 | 341 | 3 | 08/24/2026 | ☆ | |
| 15141 | Isf Global Capital Inc. CRD 340592 | Orlando, FL | Private Fund Manager · Small ($100M–$1B) | $129M | 109 | 112 | 4 | 09/04/2026 | ☆ |
| 15142 | Prospettiva Financial Llc CRD 148760 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $129M | 294 | 308 | 3 | 03/17/2026 | ☆ |
| 15143 | Hudson Heritage Capital Management, Inc. CRD 44357 | Croton On Hudson, NY | Insurance-Affiliated · Small ($100M–$1B) | $129M | 300 | 460 | 12 | 03/23/2026 | ☆ |
| 15144 | Banta Asset Management Lp CRD 142987 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $129M | 117 | 211 | 4 | 02/11/2026 | ☆ |
| 15145 | Catum Advisory Group, Llc. CRD 277148 | Wilton, CT | Wealth Manager · Small ($100M–$1B) | $129M | 94 | 296 | 4 | 03/30/2026 | ☆ |
| 15146 | Revalue Llc CRD 165499 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $129M | 254 | 501 | 8 | 05/06/2026 | ☆ |
| 15147 | Foster Point Capital, Llc CRD 312356 | Wealth Manager · Small ($100M–$1B) | $129M | 126 | 414 | 3 | 03/19/2026 | ☆ | |
| 15148 | Pelican Investment Advisors, Llc CRD 313227 | Baton Rouge, LA | Wealth Manager · Small ($100M–$1B) | $129M | 270 | 272 | 12 | 06/30/2026 | ☆ |
| 15149 | Berkeley Capital Management, Llc CRD 149229 | Ellsworth, KS | Wealth Manager · Small ($100M–$1B) | $128M | 370 | 767 | 5 | 03/12/2026 | ☆ |
| 15150 | Kurtin Financial Advisers, Llc CRD 115418 | Wealth Manager · Small ($100M–$1B) | $128M | 22 | 27 | 1 | 03/06/2026 | ☆ |