Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15101 | Bright Advisors, Llc CRD 338693 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $128M | 178 | 178 | 2 | 04/02/2026 | ☆ |
| 15102 | Networth Financial Services, Llc CRD 126666 | Johns Creek, GA | Wealth Manager · Small ($100M–$1B) | $128M | 107 | 335 | 5 | 03/09/2026 | ☆ |
| 15103 | Idx Advisors, Llc CRD 299658 | Scottsdale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $128M | 3 | 3 | 6 | 02/26/2026 | ☆ |
| 15104 | Ydfs, Inc. CRD 128995 | Wealth Manager · Small ($100M–$1B) | $128M | 125 | 583 | 1 | 03/31/2026 | ☆ | |
| 15105 | The Marin Group Inc. CRD 125217 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $128M | 142 | 147 | 2 | 08/07/2026 | ☆ |
| 15106 | Guardian Capital, Llc CRD 156015 | Wexford, PA | Wealth Manager · Small ($100M–$1B) | $128M | 241 | 300 | 4 | 02/11/2026 | ☆ |
| 15107 | Lifespring Wealth Management, Llc CRD 295694 | Endowment & Foundation Advisor · Small ($100M–$1B) | $128M | 71 | 293 | 2 | 03/13/2026 | ☆ | |
| 15108 | Harbor Hills, Inc. CRD 312691 | Montecito, CA | Wealth Manager · Small ($100M–$1B) | $128M | 142 | 264 | 3 | 03/23/2026 | ☆ |
| 15109 | Next Generation Investing, Llc CRD 149017 | Topeka, KS | Insurance-Affiliated · Small ($100M–$1B) | $128M | 245 | 250 | 3 | 09/12/2023 | ☆ |
| 15110 | Second Half Financial Partners, Llc CRD 163454 | Sebring, FL | Wealth Manager · Small ($100M–$1B) | $128M | 493 | 717 | 5 | 04/22/2026 | ☆ |
| 15111 | Opus Private Wealth Group, Llc CRD 171317 | Orange, CA | Wealth Manager · Small ($100M–$1B) | $128M | 142 | 401 | 3 | 02/25/2026 | ☆ |
| 15112 | Breakwater Financial, Llc CRD 282401 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $128M | 62 | 281 | 1 | 07/13/2026 | ☆ |
| 15113 | Cove View Investment Partners, Llc CRD 339631 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $128M | 2 | 2 | 3 | 05/14/2026 | ☆ |
| 15114 | Wiser Advisor Group Llc CRD 326579 | Wealth Manager · Small ($100M–$1B) | $128M | 154 | 155 | 3 | 03/25/2026 | ☆ | |
| 15115 | Chartered Advisory Group, Inc. CRD 116517 | Chadds Ford, PA | Insurance-Affiliated · Small ($100M–$1B) | $128M | 283 | 761 | 6 | 03/23/2026 | ☆ |
| 15116 | Split Creek Llc CRD 319437 | Wealth Manager · Small ($100M–$1B) | $128M | 37 | 97 | 1 | 03/06/2026 | ☆ | |
| 15117 | Global Portfolio Solutions, Inc. CRD 333381 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $128M | 85 | 352 | 3 | 03/26/2026 | ☆ |
| 15118 | Willow Financial Llc CRD 325785 | Rogers, AR | Wealth Manager · Small ($100M–$1B) | $128M | 108 | 358 | 5 | 06/30/2026 | ☆ |
| 15119 | Solidarity Capital Management, Llc CRD 322596 | Lehi, UT | Private Fund Manager · Small ($100M–$1B) | $128M | 1 | 1 | 4 | 03/26/2026 | ☆ |
| 15120 | Align Advisor Group, Llc CRD 336638 | Vineland, NJ | Wealth Manager · Small ($100M–$1B) | $128M | 210 | 472 | 2 | 03/29/2026 | ☆ |
| 15121 | Hidden Hills Wealth, Llc CRD 312877 | Wealth Manager · Small ($100M–$1B) | $128M | 13 | 54 | 1 | 03/17/2026 | ☆ | |
| 15122 | Evolution Investment Management Llc CRD 324108 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $128M | 6 | 6 | 4 | 05/19/2026 | ☆ |
| 15123 | Longview Wealth Management, Llc CRD 139489 | Insurance-Affiliated · Small ($100M–$1B) | $127M | 44 | 44 | 2 | 01/20/2026 | ☆ | |
| 15124 | Hatcher Capital Investments, Inc. CRD 300230 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $127M | 319 | 542 | 6 | 03/26/2026 | ☆ |
| 15125 | S Capital Wealth Advisors, Llc CRD 172591 | Mahtomedi, MN | Wealth Manager · Small ($100M–$1B) | $127M | 100 | 299 | 7 | 08/05/2026 | ☆ |
| 15126 | Divvi Wealth Management Llc CRD 318241 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $127M | 197 | 725 | 4 | 03/19/2026 | ☆ |
| 15127 | We Financial Group Llc CRD 298549 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $127M | 140 | 648 | 4 | 04/16/2026 | ☆ |
| 15128 | Citigroup Alternative Investments Llc CRD 119537 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $127M | 13 | 13 | 15 | 06/17/2026 | ☆ |
| 15129 | Cardinal Retirement Planning, Inc. CRD 166545 | Wealth Manager · Small ($100M–$1B) | $127M | 107 | 251 | 3 | 06/02/2026 | ☆ | |
| 15130 | Luminescent Wealth Management, Inc. CRD 337660 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $127M | 56 | 163 | 2 | 03/27/2026 | ☆ |
| 15131 | Millenia Financial Partners, Llc CRD 110832 | Wealth Manager · Small ($100M–$1B) | $127M | 52 | 113 | 1 | 02/25/2026 | ☆ | |
| 15132 | 2 Knights Wealth Management, Llc CRD 307238 | Pepper Pike, OH | Wealth Manager · Small ($100M–$1B) | $127M | 59 | 62 | 2 | 04/17/2026 | ☆ |
| 15133 | Sabre Asset Management Llc CRD 288889 | Pepper Pike, OH | Wealth Manager · Small ($100M–$1B) | $127M | 147 | 376 | 2 | 07/01/2026 | ☆ |
| 15134 | Fairchild Financial Advisors, Inc. CRD 165434 | Folsom, CA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 247 | 507 | 3 | 03/12/2026 | ☆ |
| 15135 | Moore Financial Advisors, Ltd. CRD 130421 | Belmont, MA | Wealth Manager · Small ($100M–$1B) | $127M | 92 | 350 | 4 | 04/01/2026 | ☆ |
| 15136 | Axim Wealth Management Llc CRD 319618 | Springboro, OH | Wealth Manager · Small ($100M–$1B) | $127M | 287 | 678 | 3 | 07/16/2026 | ☆ |
| 15137 | Wright Wealth Strategies, Llc CRD 304289 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $127M | 202 | 314 | 2 | 03/18/2026 | ☆ |
| 15138 | Synergy Wealth Management, Llc CRD 174633 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $127M | 282 | 604 | 3 | 03/30/2026 | ☆ |
| 15139 | Protocol Wealth, Llc CRD 335298 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $127M | 45 | 44 | 3 | 07/27/2026 | ☆ |
| 15140 | D&A Advisors, Llc CRD 307227 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $127M | 168 | 264 | 2 | 06/03/2026 | ☆ |
| 15141 | Revere Financial, Llc CRD 155286 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $127M | 84 | 250 | 1 | 06/08/2023 | ☆ |
| 15142 | Oxley, Harry Keir CRD 136373 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $127M | 32 | 100 | 1 | 03/30/2026 | ☆ |
| 15143 | Sage Wealth Planning, Llc CRD 300747 | Georgetown, TX | Wealth Manager · Small ($100M–$1B) | $127M | 119 | 415 | 3 | 06/22/2026 | ☆ |
| 15144 | Growstrong Wealth Strategies, Llc CRD 308299 | Fort Collins, CO | Insurance-Affiliated · Small ($100M–$1B) | $127M | 227 | 543 | 3 | 06/01/2026 | ☆ |
| 15145 | Gainspoletti Wealth Planners Advisory Llc CRD 333768 | Cleveland, MS | Insurance-Affiliated · Small ($100M–$1B) | $127M | 250 | 326 | 3 | 04/01/2026 | ☆ |
| 15146 | Miller Financial Services, Inc. CRD 339220 | San Juan Capistrano, CA | Wealth Manager · Small ($100M–$1B) | $127M | 200 | 360 | 3 | 03/06/2026 | ☆ |
| 15147 | Kingsford Capital Management, Llc CRD 161445 | Point Richmond, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $127M | 4 | 4 | 4 | 03/26/2026 | ☆ |
| 15148 | Ashwood Advisors, Llc CRD 128811 | Medfield, MA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 110 | 195 | 3 | 06/30/2026 | ☆ |
| 15149 | A.T. Lloyd's, Inc CRD 148225 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 420 | 537 | 2 | 03/30/2026 | ☆ |
| 15150 | Duke Funding Management, L.L.C. CRD 117590 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $127M | 4 | 4 | 164 | 03/30/2026 | ☆ |