Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15151 | Bhk Securities, Llc CRD 139665 | Birmingham, AL | Insurance-Affiliated · Small ($100M–$1B) | $128M | 103 | 184 | 8 | 03/26/2026 | ☆ |
| 15152 | Broadhurst Financial Advisors, Inc. CRD 132332 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $128M | 59 | 259 | 1 | 06/17/2026 | ☆ |
| 15153 | N CRD 155899 | Wealth Manager · Small ($100M–$1B) | $128M | 239 | 500 | 2 | 10/02/2025 | ☆ | |
| 15154 | Indfin Llc CRD 127898 | Wealth Manager · Small ($100M–$1B) | $128M | 55 | 177 | 1 | 01/27/2026 | ☆ | |
| 15155 | St. John & Associates, Inc. CRD 124778 | Roswell, GA | Wealth Manager · Small ($100M–$1B) | $128M | 153 | 666 | 6 | 03/23/2026 | ☆ |
| 15156 | Ig Better Future Management, Llc CRD 314033 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $128M | 19 | 19 | 8 | 04/10/2026 | ☆ |
| 15157 | Rm Adviser, Llc CRD 283877 | Orlando, FL | Private Fund Manager · Small ($100M–$1B) | $128M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 15158 | Octant Quantitative Investment Management Llc CRD 165355 | Salt Lake City, UT | Investment Adviser · Small ($100M–$1B) | $128M | 7 | 58 | 3 | 02/19/2026 | ☆ |
| 15159 | Pacifica Partners Capital Management Inc. CRD 162313 | Surrey | Wealth Manager · Small ($100M–$1B) | $128M | 260 | 414 | 10 | 01/22/2026 | ☆ |
| 15160 | Bright Advisors, Llc CRD 338693 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $128M | 178 | 178 | 2 | 04/02/2026 | ☆ |
| 15161 | Networth Financial Services, Llc CRD 126666 | Johns Creek, GA | Wealth Manager · Small ($100M–$1B) | $128M | 107 | 335 | 5 | 03/09/2026 | ☆ |
| 15162 | Idx Advisors, Llc CRD 299658 | Scottsdale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $128M | 3 | 3 | 6 | 02/26/2026 | ☆ |
| 15163 | Ydfs, Inc. CRD 128995 | Wealth Manager · Small ($100M–$1B) | $128M | 125 | 583 | 1 | 03/31/2026 | ☆ | |
| 15164 | The Marin Group Inc. CRD 125217 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $128M | 142 | 147 | 2 | 08/07/2026 | ☆ |
| 15165 | Guardian Capital, Llc CRD 156015 | Wexford, PA | Wealth Manager · Small ($100M–$1B) | $128M | 241 | 300 | 4 | 02/11/2026 | ☆ |
| 15166 | Lifespring Wealth Management, Llc CRD 295694 | Endowment & Foundation Advisor · Small ($100M–$1B) | $128M | 71 | 293 | 2 | 03/13/2026 | ☆ | |
| 15167 | Harbor Hills, Inc. CRD 312691 | Montecito, CA | Wealth Manager · Small ($100M–$1B) | $128M | 142 | 264 | 3 | 03/23/2026 | ☆ |
| 15168 | Next Generation Investing, Llc CRD 149017 | Topeka, KS | Insurance-Affiliated · Small ($100M–$1B) | $128M | 245 | 250 | 3 | 09/12/2023 | ☆ |
| 15169 | Second Half Financial Partners, Llc CRD 163454 | Sebring, FL | Wealth Manager · Small ($100M–$1B) | $128M | 493 | 717 | 5 | 04/22/2026 | ☆ |
| 15170 | Opus Private Wealth Group, Llc CRD 171317 | Orange, CA | Wealth Manager · Small ($100M–$1B) | $128M | 142 | 401 | 3 | 02/25/2026 | ☆ |
| 15171 | Breakwater Financial, Llc CRD 282401 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $128M | 62 | 281 | 1 | 07/13/2026 | ☆ |
| 15172 | Cove View Investment Partners, Llc CRD 339631 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $128M | 2 | 2 | 3 | 05/14/2026 | ☆ |
| 15173 | Clio Asset Management Llc CRD 298041 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $128M | 46 | 65 | 1 | 09/01/2026 | ☆ |
| 15174 | Wiser Advisor Group Llc CRD 326579 | Wealth Manager · Small ($100M–$1B) | $128M | 154 | 155 | 3 | 03/25/2026 | ☆ | |
| 15175 | Chartered Advisory Group, Inc. CRD 116517 | Chadds Ford, PA | Insurance-Affiliated · Small ($100M–$1B) | $128M | 283 | 761 | 6 | 03/23/2026 | ☆ |
| 15176 | Split Creek Llc CRD 319437 | Wealth Manager · Small ($100M–$1B) | $128M | 37 | 97 | 1 | 03/06/2026 | ☆ | |
| 15177 | Global Portfolio Solutions, Inc. CRD 333381 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $128M | 85 | 352 | 3 | 03/26/2026 | ☆ |
| 15178 | Willow Financial Llc CRD 325785 | Rogers, AR | Wealth Manager · Small ($100M–$1B) | $128M | 108 | 358 | 5 | 06/30/2026 | ☆ |
| 15179 | Von Haefen, Troy Allen CRD 130564 | Wealth Manager · Small ($100M–$1B) | $128M | 88 | 327 | 2 | 09/28/2026 | ☆ | |
| 15180 | Solidarity Capital Management, Llc CRD 322596 | Lehi, UT | Private Fund Manager · Small ($100M–$1B) | $128M | 1 | 1 | 4 | 03/26/2026 | ☆ |
| 15181 | Align Advisor Group, Llc CRD 336638 | Vineland, NJ | Wealth Manager · Small ($100M–$1B) | $128M | 210 | 472 | 2 | 03/29/2026 | ☆ |
| 15182 | Hidden Hills Wealth, Llc CRD 312877 | Wealth Manager · Small ($100M–$1B) | $128M | 13 | 54 | 1 | 03/17/2026 | ☆ | |
| 15183 | Tempered Investment Management Ltd. CRD 158837 | North Vancouver, British Columbia | Private Fund Manager · Small ($100M–$1B) | $128M | 8 | 8 | 4 | 09/24/2026 | ☆ |
| 15184 | Evolution Investment Management Llc CRD 324108 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $128M | 6 | 6 | 4 | 05/19/2026 | ☆ |
| 15185 | Longview Wealth Management, Llc CRD 139489 | Insurance-Affiliated · Small ($100M–$1B) | $127M | 44 | 44 | 2 | 01/20/2026 | ☆ | |
| 15186 | Hatcher Capital Investments, Inc. CRD 300230 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $127M | 319 | 542 | 6 | 03/26/2026 | ☆ |
| 15187 | S Capital Wealth Advisors, Llc CRD 172591 | Mahtomedi, MN | Wealth Manager · Small ($100M–$1B) | $127M | 100 | 299 | 7 | 08/05/2026 | ☆ |
| 15188 | Divvi Wealth Management Llc CRD 318241 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $127M | 197 | 725 | 4 | 03/19/2026 | ☆ |
| 15189 | We Financial Group Llc CRD 298549 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $127M | 140 | 648 | 4 | 04/16/2026 | ☆ |
| 15190 | Citigroup Alternative Investments Llc CRD 119537 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $127M | 13 | 13 | 15 | 06/17/2026 | ☆ |
| 15191 | Cardinal Retirement Planning, Inc. CRD 166545 | Wealth Manager · Small ($100M–$1B) | $127M | 107 | 251 | 3 | 06/02/2026 | ☆ | |
| 15192 | Luminescent Wealth Management, Inc. CRD 337660 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $127M | 56 | 163 | 2 | 03/27/2026 | ☆ |
| 15193 | Millenia Financial Partners, Llc CRD 110832 | Wealth Manager · Small ($100M–$1B) | $127M | 52 | 113 | 1 | 02/25/2026 | ☆ | |
| 15194 | 2 Knights Wealth Management, Llc CRD 307238 | Pepper Pike, OH | Wealth Manager · Small ($100M–$1B) | $127M | 59 | 62 | 2 | 04/17/2026 | ☆ |
| 15195 | Sabre Asset Management Llc CRD 288889 | Pepper Pike, OH | Wealth Manager · Small ($100M–$1B) | $127M | 147 | 376 | 2 | 09/10/2026 | ☆ |
| 15196 | Fairchild Financial Advisors, Inc. CRD 165434 | Folsom, CA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 247 | 507 | 3 | 03/12/2026 | ☆ |
| 15197 | Moore Financial Advisors, Ltd. CRD 130421 | Belmont, MA | Wealth Manager · Small ($100M–$1B) | $127M | 92 | 350 | 4 | 08/14/2026 | ☆ |
| 15198 | Axim Wealth Management Llc CRD 319618 | Springboro, OH | Wealth Manager · Small ($100M–$1B) | $127M | 287 | 678 | 3 | 07/16/2026 | ☆ |
| 15199 | Wright Wealth Strategies, Llc CRD 304289 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $127M | 202 | 314 | 2 | 03/18/2026 | ☆ |
| 15200 | Synergy Wealth Management, Llc CRD 174633 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $127M | 282 | 604 | 3 | 03/30/2026 | ☆ |