Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15201 | Protocol Wealth, Llc CRD 335298 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $127M | 45 | 44 | 3 | 07/27/2026 | ☆ |
| 15202 | D&A Advisors, Llc CRD 307227 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $127M | 168 | 264 | 2 | 06/03/2026 | ☆ |
| 15203 | Revere Financial, Llc CRD 155286 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $127M | 84 | 250 | 1 | 06/08/2023 | ☆ |
| 15204 | Oxley, Harry Keir CRD 136373 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $127M | 32 | 100 | 1 | 03/30/2026 | ☆ |
| 15205 | Sage Wealth Planning, Llc CRD 300747 | Georgetown, TX | Wealth Manager · Small ($100M–$1B) | $127M | 119 | 415 | 3 | 06/22/2026 | ☆ |
| 15206 | Growstrong Wealth Strategies, Llc CRD 308299 | Fort Collins, CO | Insurance-Affiliated · Small ($100M–$1B) | $127M | 227 | 543 | 3 | 06/01/2026 | ☆ |
| 15207 | Gainspoletti Wealth Planners Advisory Llc CRD 333768 | Cleveland, MS | Insurance-Affiliated · Small ($100M–$1B) | $127M | 250 | 326 | 3 | 04/01/2026 | ☆ |
| 15208 | Miller Financial Services, Inc. CRD 339220 | San Juan Capistrano, CA | Wealth Manager · Small ($100M–$1B) | $127M | 200 | 360 | 3 | 09/28/2026 | ☆ |
| 15209 | Kingsford Capital Management, Llc CRD 161445 | Point Richmond, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $127M | 4 | 4 | 4 | 03/26/2026 | ☆ |
| 15210 | Ashwood Advisors, Llc CRD 128811 | Medfield, MA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 110 | 195 | 3 | 06/30/2026 | ☆ |
| 15211 | A.T. Lloyd's, Inc CRD 148225 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 420 | 537 | 2 | 03/30/2026 | ☆ |
| 15212 | Duke Funding Management, L.L.C. CRD 117590 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $127M | 4 | 4 | 164 | 03/30/2026 | ☆ |
| 15213 | Advr, Inc CRD 318823 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $127M | 426 | 2,029 | 12 | 03/30/2026 | ☆ |
| 15214 | Bone Fide Wealth, Llc CRD 301066 | New York, NY | Wealth Manager · Small ($100M–$1B) | $127M | 181 | 668 | 4 | 03/23/2026 | ☆ |
| 15215 | Personal Money Planning, Llc CRD 112178 | Wichita Falls, TX | Wealth Manager · Small ($100M–$1B) | $127M | 217 | 566 | 5 | 04/07/2026 | ☆ |
| 15216 | Shadowridge Asset Management, Llc CRD 162066 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $127M | 614 | 870 | 9 | 03/19/2026 | ☆ |
| 15217 | Clear Resource Group, Llc CRD 304245 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $127M | 134 | 335 | 2 | 03/17/2026 | ☆ |
| 15218 | Carmichael Capital, Inc. CRD 118468 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $127M | 76 | 203 | 2 | 03/04/2026 | ☆ |
| 15219 | Brackenwood Capital Management, Llc CRD 135478 | Bainbridge Island, WA | Wealth Manager · Small ($100M–$1B) | $127M | 86 | 292 | 2 | 05/18/2026 | ☆ |
| 15220 | Artesa Financial Group, Llc CRD 153741 | Conroe, TX | Wealth Manager · Small ($100M–$1B) | $127M | 329 | 606 | 4 | 03/31/2026 | ☆ |
| 15221 | Copperline Wealth Management & Planning CRD 335796 | Cody, WY | Wealth Manager · Small ($100M–$1B) | $127M | 440 | 735 | 3 | 03/29/2026 | ☆ |
| 15222 | Kingwood Investment Group, Llc CRD 330330 | Kingwood, TX | Wealth Manager · Small ($100M–$1B) | $127M | 244 | 439 | 7 | 03/20/2026 | ☆ |
| 15223 | Hickory Wealth Management, Llc CRD 298475 | Springfield, MO | Wealth Manager · Small ($100M–$1B) | $127M | 209 | 511 | 4 | 03/18/2026 | ☆ |
| 15224 | Acts Financial Advisors, Llc CRD 325930 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $127M | 23 | 158 | 2 | 03/05/2026 | ☆ |
| 15225 | Twin Gryphon Advisors Llc CRD 297264 | Marshfield, MA | Wealth Manager · Small ($100M–$1B) | $127M | 50 | 123 | 4 | 03/13/2026 | ☆ |
| 15226 | Investment Office Resources, Llc CRD 311647 | Clayton, MO | Endowment & Foundation Advisor · Small ($100M–$1B) | $127M | 4 | 11 | 02/06/2026 | ☆ | |
| 15227 | Ria Wealth Advisors, Llc CRD 312072 | Round Rock, TX | Wealth Manager · Small ($100M–$1B) | $126M | 241 | 562 | 5 | 03/27/2026 | ☆ |
| 15228 | Fortitude Private Wealth Inc. CRD 290074 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $126M | 67 | 322 | 2 | 08/18/2026 | ☆ |
| 15229 | Aisa Financial Planning Ltd CRD 172777 | Devizes | Wealth Manager · Small ($100M–$1B) | $126M | 242 | 236 | 8 | 03/30/2026 | ☆ |
| 15230 | P&A Capital Advisors, Inc. CRD 111731 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $126M | 4 | 4 | 10 | 03/26/2026 | ☆ |
| 15231 | The Advisory Firm CRD 139125 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $126M | 120 | 401 | 1 | 09/17/2026 | ☆ |
| 15232 | Goldfarb Financial Management, Llc CRD 306271 | Investment Adviser · Small ($100M–$1B) | $126M | 6 | 22 | 1 | 05/14/2026 | ☆ | |
| 15233 | Financial Empowerment Llc CRD 131425 | Burnsville, MN | Wealth Manager · Small ($100M–$1B) | $126M | 100 | 334 | 2 | 03/31/2026 | ☆ |
| 15234 | N CRD 112743 | Wealth Manager · Small ($100M–$1B) | $126M | 85 | 85 | 2 | 01/25/2025 | ☆ | |
| 15235 | Coker & Palmer, Inc. CRD 29163 | Jackson, MS | Insurance-Affiliated · Small ($100M–$1B) | $126M | 216 | 216 | 8 | 03/24/2026 | ☆ |
| 15236 | Premier Private Wealth Management, Llc CRD 331860 | Palm Harbor, FL | Insurance-Affiliated · Small ($100M–$1B) | $126M | 700 | 698 | 4 | 02/24/2026 | ☆ |
| 15237 | Bcm Capital Management Llc CRD 337570 | Northfield, IL | Private Fund Manager · Small ($100M–$1B) | $126M | 2 | 2 | 3 | 03/27/2026 | ☆ |
| 15238 | Leste Usa, Llc CRD 301289 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $126M | 2 | 2 | 12 | 06/05/2026 | ☆ |
| 15239 | Shepherd Street Advisors Llc CRD 306021 | Larkspur, CA | Wealth Manager · Small ($100M–$1B) | $126M | 49 | 182 | 2 | 03/10/2026 | ☆ |
| 15240 | Trinity Investment Management, Llc CRD 133873 | Fort Worth, TX | Endowment & Foundation Advisor · Small ($100M–$1B) | $126M | 50 | 96 | 5 | 07/13/2026 | ☆ |
| 15241 | Private Wealth Management Llc CRD 137770 | Insurance-Affiliated · Small ($100M–$1B) | $126M | 12 | 26 | 1 | 03/03/2026 | ☆ | |
| 15242 | Oak Street Advisors Inc CRD 139400 | Myrtle Beach, SC | Wealth Manager · Small ($100M–$1B) | $126M | 159 | 547 | 2 | 05/14/2026 | ☆ |
| 15243 | Vip Planners, Inc. CRD 111946 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $126M | 209 | 427 | 4 | 03/25/2026 | ☆ |
| 15244 | N CRD 282179 | Wealth Manager · Small ($100M–$1B) | $126M | 111 | 366 | 3 | 02/18/2025 | ☆ | |
| 15245 | Adirondack Research & Management Inc. CRD 130987 | Guilderland, NY | Wealth Manager · Small ($100M–$1B) | $126M | 85 | 159 | 4 | 03/26/2026 | ☆ |
| 15246 | Capital Wealth Advisors, Ltd. CRD 155263 | West Bend, WI | Wealth Manager · Small ($100M–$1B) | $126M | 185 | 522 | 2 | 03/25/2026 | ☆ |
| 15247 | Vip Wealth Advisors Llc CRD 335528 | Decatur, GA | Wealth Manager · Small ($100M–$1B) | $126M | 30 | 206 | 1 | 03/18/2026 | ☆ |
| 15248 | Significant Wealth Partners Llc CRD 293060 | Cary, IL | Insurance-Affiliated · Small ($100M–$1B) | $126M | 851 | 851 | 8 | 03/31/2026 | ☆ |
| 15249 | Thielen Capital Corporation CRD 169139 | Ladera Ranch, CA | Wealth Manager · Small ($100M–$1B) | $126M | 82 | 228 | 1 | 03/24/2026 | ☆ |
| 15250 | Live Oak Management Group, Llc CRD 287840 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $126M | 181 | 177 | 4 | 09/09/2026 | ☆ |