Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19051 | Page Capital Private Wealth Management, Llc CRD 323081 | Wealth Manager · Boutique (under $100M) | $55.5M | 12 | 27 | 1 | 01/20/2026 | ☆ | |
| 19052 | Pisces Financial Advisors, Llc CRD 313209 | Wealth Manager · Boutique (under $100M) | $55.5M | 12 | 80 | 1 | 03/05/2026 | ☆ | |
| 19053 | B P Financial Associates, Llc. CRD 166548 | Wealth Manager · Boutique (under $100M) | $55.5M | 304 | 237 | 1 | 05/19/2026 | ☆ | |
| 19054 | Vernon Management Group, Incorporated CRD 117666 | Richm0 Nd, VA | Insurance-Affiliated · Boutique (under $100M) | $55.5M | 50 | 167 | 3 | 04/07/2026 | ☆ |
| 19055 | David Carl Jones Investments, L.L.C. CRD 148398 | Wealth Manager · Boutique (under $100M) | $55.5M | 109 | 179 | 3 | 05/20/2026 | ☆ | |
| 19056 | Isakov Planning Group Inc. CRD 153685 | Southampton, PA | Insurance-Affiliated · Boutique (under $100M) | $55.5M | 583 | 583 | 1 | 05/07/2026 | ☆ |
| 19057 | Mccarty Wealth, Llc CRD 333888 | Rockledge, FL | Wealth Manager · Boutique (under $100M) | $55.5M | 85 | 254 | 1 | 03/16/2026 | ☆ |
| 19058 | Green Financial Management, Llc CRD 166135 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $55.5M | 137 | 351 | 1 | 02/23/2026 | ☆ |
| 19059 | Managed Financial Services Corp Inc CRD 109806 | Houston, TX | Wealth Manager · Boutique (under $100M) | $55.5M | 275 | 275 | 6 | 03/27/2026 | ☆ |
| 19060 | Generous Wealth Management Llc CRD 318091 | Wealth Manager · Boutique (under $100M) | $55.4M | 72 | 307 | 6 | 08/10/2026 | ☆ | |
| 19061 | Callais Capital Management, Llc CRD 226511 | Thibodaux, LA | Private Fund Manager · Boutique (under $100M) | $55.4M | 8 | 8 | 8 | 03/31/2026 | ☆ |
| 19062 | The L.T. Funds Sa CRD 284551 | Geneva | Private Fund Manager · Boutique (under $100M) | $55.4M | 1 | 1 | 4 | 03/05/2026 | ☆ |
| 19063 | Deep Blue Financial Llc CRD 170446 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $55.4M | 95 | 95 | 1 | 02/02/2026 | ☆ |
| 19064 | Hyland, Bruce Tappan CRD 159731 | Endowment & Foundation Advisor · Boutique (under $100M) | $55.4M | 10 | 12 | 1 | 03/16/2026 | ☆ | |
| 19065 | Soaring Capital Management, Llc CRD 308942 | Wealth Manager · Boutique (under $100M) | $55.4M | 31 | 36 | 1 | 03/30/2026 | ☆ | |
| 19066 | Scott Anderson Financial, Inc. CRD 134243 | Wealth Manager · Boutique (under $100M) | $55.4M | 49 | 49 | 1 | 05/06/2026 | ☆ | |
| 19067 | Raider Dennis Agency CRD 314415 | Farmington, MI | Insurance-Affiliated · Boutique (under $100M) | $55.3M | 165 | 338 | 3 | 08/11/2025 | ☆ |
| 19068 | Walls Investment Management Company CRD 123440 | Bluffton, SC | Wealth Manager · Boutique (under $100M) | $55.3M | 111 | 111 | 4 | 03/30/2026 | ☆ |
| 19069 | Fident Financial, Llc CRD 286510 | Wealth Manager · Boutique (under $100M) | $55.3M | 86 | 288 | 1 | 06/11/2026 | ☆ | |
| 19070 | Signalbridge Wealth, Llc CRD 130887 | Wealth Manager · Boutique (under $100M) | $55.3M | 36 | 36 | 2 | 03/24/2026 | ☆ | |
| 19071 | Five Rivers Financial Advisors, Llc CRD 120249 | North East, MD | Wealth Manager · Boutique (under $100M) | $55.3M | 105 | 195 | 2 | 03/30/2026 | ☆ |
| 19072 | Olympus Capital, Llc CRD 310659 | Richardson, TX | Insurance-Affiliated · Boutique (under $100M) | $55.3M | 80 | 224 | 3 | 03/11/2026 | ☆ |
| 19073 | Trinity Capital Management, Llc CRD 140946 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $55.3M | 67 | 86 | 2 | 03/27/2026 | ☆ |
| 19074 | Taylor Financial, Llc CRD 147829 | Wilmington, NC | Wealth Manager · Boutique (under $100M) | $55.3M | 46 | 169 | 1 | 03/09/2026 | ☆ |
| 19075 | West Slope Advisory Services Llc CRD 268825 | Grand Junction, CO | Wealth Manager · Boutique (under $100M) | $55.2M | 81 | 290 | 2 | 01/30/2026 | ☆ |
| 19076 | Depaolo & May Strategic Wealth Llc CRD 327564 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $55.2M | 54 | 140 | 2 | 04/30/2026 | ☆ |
| 19077 | Dolan Partners Llc CRD 152317 | Danville, CA | Wealth Manager · Boutique (under $100M) | $55.2M | 46 | 96 | 1 | 03/06/2026 | ☆ |
| 19078 | Barrington Asset Management, Inc. CRD 113740 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $55.2M | 44 | 44 | 5 | 03/03/2026 | ☆ |
| 19079 | The Linkous Group, Ltd. CRD 122557 | Fountain Hills, AZ | Wealth Manager · Boutique (under $100M) | $55.2M | 88 | 88 | 1 | 03/03/2026 | ☆ |
| 19080 | Strubel Investment Management, Llc CRD 151455 | Lancaster, PA | Wealth Manager · Boutique (under $100M) | $55.2M | 75 | 224 | 1 | 03/16/2026 | ☆ |
| 19081 | Coachwise Financial Solutions, Inc. CRD 133271 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $55.2M | 217 | 395 | 2 | 03/17/2026 | ☆ |
| 19082 | Altere Financial, Llc CRD 332723 | Houston, TX | Wealth Manager · Boutique (under $100M) | $55.2M | 37 | 66 | 3 | 01/13/2026 | ☆ |
| 19083 | Berger Wealth Management, Llc CRD 329239 | Naples, FL | Wealth Manager · Boutique (under $100M) | $55.1M | 237 | 494 | 1 | 01/19/2026 | ☆ |
| 19084 | Muhr, Jeffrey, Louis CRD 127104 | Clayton, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $55.1M | 185 | 142 | 1 | 03/12/2026 | ☆ |
| 19085 | Cubic Advisors, Llc CRD 165008 | Wealth Manager · Boutique (under $100M) | $55.1M | 52 | 152 | 2 | 03/31/2026 | ☆ | |
| 19086 | Weinberg Advisory Group, L.L.C. CRD 133954 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $55.1M | 56 | 56 | 3 | 03/31/2026 | ☆ |
| 19087 | Seaport Financial Planning, Llc CRD 149874 | Insurance-Affiliated · Boutique (under $100M) | $55.1M | 65 | 155 | 1 | 02/24/2026 | ☆ | |
| 19088 | Sidus Investment Management, Llc CRD 160406 | New York, NY | Private Fund Manager · Boutique (under $100M) | $55.1M | 4 | 4 | 4 | 03/27/2026 | ☆ |
| 19089 | Trinity Asset Management, Inc. CRD 109152 | Wealth Manager · Boutique (under $100M) | $55.1M | 37 | 110 | 1 | 02/20/2026 | ☆ | |
| 19090 | Fortitude Wealth Management L.L.C. CRD 297013 | San Ramon, CA | Wealth Manager · Boutique (under $100M) | $55.1M | 68 | 146 | 1 | 03/17/2026 | ☆ |
| 19091 | Heritage Wealth, Llc CRD 315288 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $55.1M | 70 | 158 | 1 | 03/19/2026 | ☆ |
| 19092 | Wood Creek Capital Advisors, Llc CRD 309461 | Lynchburg, VA | Wealth Manager · Boutique (under $100M) | $55.1M | 261 | 400 | 2 | 02/23/2026 | ☆ |
| 19093 | Halo Capital Management, Llc CRD 154898 | Fairfax, VA | Wealth Manager · Boutique (under $100M) | $55.0M | 54 | 134 | 1 | 07/16/2026 | ☆ |
| 19094 | Agg Asset Management, Llc CRD 154846 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $55.0M | 65 | 165 | 3 | 03/10/2026 | ☆ |
| 19095 | Atalaya Llc CRD 322574 | Wealth Manager · Boutique (under $100M) | $55.0M | 7 | 17 | 1 | 03/23/2026 | ☆ | |
| 19096 | Axis Point Capital, Llc CRD 311159 | Wealth Manager · Boutique (under $100M) | $55.0M | 12 | 12 | 1 | 06/15/2026 | ☆ | |
| 19097 | Diversified Global Investment Strategies, Llc CRD 292000 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $55.0M | 55 | 182 | 2 | 01/28/2025 | ☆ |
| 19098 | Firehorse Strategic Investing, Llc CRD 315040 | Wealth Manager · Boutique (under $100M) | $55.0M | 63 | 104 | 1 | 03/19/2026 | ☆ | |
| 19099 | Keith Kelvin Anderson CRD 114956 | Wealth Manager · Boutique (under $100M) | $55.0M | 29 | 29 | 1 | 02/10/2025 | ☆ | |
| 19100 | Locke Financial Services, Inc. CRD 117611 | Palatine, IL | Wealth Manager · Boutique (under $100M) | $55.0M | 120 | 120 | 1 | 03/31/2026 | ☆ |