Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19051 | Lampe Financial Group Llc CRD 328129 | Wealth Manager · Boutique (under $100M) | $56.9M | 46 | 175 | 1 | 04/01/2026 | ☆ | |
| 19052 | Shadowbrook Private Wealth Llc CRD 317772 | Wealth Manager · Boutique (under $100M) | $56.9M | 35 | 144 | 2 | 07/29/2026 | ☆ | |
| 19053 | Jedi Management, Inc. CRD 128805 | Englewood Cliffs, NJ | Insurance-Affiliated · Boutique (under $100M) | $56.9M | 22 | 23 | 1 | 03/22/2026 | ☆ |
| 19054 | Pt Capital Advisors, Llc CRD 168601 | Anchorage, AK | Investment Adviser · Boutique (under $100M) | $56.9M | 11 | 2 | 6 | 03/24/2026 | ☆ |
| 19055 | Taibay Wealth Management Llc CRD 316967 | Insurance-Affiliated · Boutique (under $100M) | $56.9M | 64 | 190 | 1 | 03/06/2026 | ☆ | |
| 19056 | Lebens Advisory Group Llc CRD 175089 | Lakeville, MN | Wealth Manager · Boutique (under $100M) | $56.9M | 150 | 415 | 3 | 06/18/2026 | ☆ |
| 19057 | Main Street Financial Life Advisors, Llc CRD 118544 | Moorestown, NJ | Wealth Manager · Boutique (under $100M) | $56.9M | 38 | 85 | 7 | 03/26/2026 | ☆ |
| 19058 | Knight And Company Wealth Advisors, Llc CRD 171840 | Pleasanton, CA | Wealth Manager · Boutique (under $100M) | $56.9M | 37 | 99 | 2 | 03/14/2026 | ☆ |
| 19059 | Straight Line Investment Group, Llc CRD 167598 | Idaho Falls, ID | Wealth Manager · Boutique (under $100M) | $56.8M | 106 | 201 | 1 | 08/17/2026 | ☆ |
| 19060 | N CRD 282501 | Wealth Manager · Boutique (under $100M) | $56.8M | 105 | 111 | 3 | 02/17/2025 | ☆ | |
| 19061 | Lha Capital Partners Llc CRD 290980 | Wealth Manager · Boutique (under $100M) | $56.8M | 29 | 95 | 1 | 03/09/2026 | ☆ | |
| 19062 | Disciplined Growth Capital, Llc CRD 326666 | Wealth Manager · Boutique (under $100M) | $56.8M | 15 | 55 | 1 | 03/31/2026 | ☆ | |
| 19063 | Zuma Wealth Llc CRD 311488 | Wealth Manager · Boutique (under $100M) | $56.8M | 31 | 31 | 1 | 03/25/2026 | ☆ | |
| 19064 | Hankinson Wealth Advisors Llc CRD 293628 | Greensboro, GA | Wealth Manager · Boutique (under $100M) | $56.8M | 39 | 126 | 1 | 03/28/2026 | ☆ |
| 19065 | Proactive Advisors, Llc CRD 147332 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $56.8M | 68 | 68 | 4 | 03/01/2026 | ☆ |
| 19066 | Rev Capital, Llc CRD 282132 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $56.8M | 75 | 167 | 2 | 06/10/2026 | ☆ |
| 19067 | Hammer Advisory Services, Inc. CRD 152914 | Woodbury, MN | Wealth Manager · Boutique (under $100M) | $56.8M | 75 | 131 | 1 | 07/27/2026 | ☆ |
| 19068 | Austin, Amanda, Cheryl CRD 327134 | Wealth Manager · Boutique (under $100M) | $56.8M | 13 | 41 | 1 | 01/22/2026 | ☆ | |
| 19069 | Evidence Wealth, Llc CRD 314767 | Bryan, TX | Wealth Manager · Boutique (under $100M) | $56.8M | 140 | 282 | 7 | 04/24/2026 | ☆ |
| 19070 | Premier Financial Planning, Inc. CRD 145897 | Wealth Manager · Boutique (under $100M) | $56.7M | 41 | 143 | 2 | 01/12/2026 | ☆ | |
| 19071 | Prosperity Asset Management, Llc CRD 286028 | Louisville, KY | Insurance-Affiliated · Boutique (under $100M) | $56.6M | 195 | 923 | 3 | 06/10/2026 | ☆ |
| 19072 | Witnauer Sloan & Associates Llc CRD 113765 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $56.6M | 102 | 102 | 2 | 02/03/2026 | ☆ |
| 19073 | Mcintosh Capital Advisors, Inc. CRD 131188 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $56.6M | 78 | 208 | 2 | 03/26/2026 | ☆ |
| 19074 | Boardwalk Capital Management, Inc. CRD 150487 | Wealth Manager · Boutique (under $100M) | $56.6M | 56 | 89 | 2 | 12/15/2025 | ☆ | |
| 19075 | Andrade Financial Services, Inc. CRD 163928 | Turlock, CA | Wealth Manager · Boutique (under $100M) | $56.5M | 139 | 328 | 5 | 03/25/2026 | ☆ |
| 19076 | New Spring Financial Planning, Llc CRD 164647 | Wealth Manager · Boutique (under $100M) | $56.5M | 50 | 86 | 1 | 03/26/2026 | ☆ | |
| 19077 | Krouse Stureman & Associates, Inc. CRD 130679 | Fort Wayne, IN | Insurance-Affiliated · Boutique (under $100M) | $56.4M | 78 | 133 | 1 | 03/03/2026 | ☆ |
| 19078 | Sims Capital Management Llc CRD 129398 | Milwaukee, WI | Mutual Fund / Asset Manager · Boutique (under $100M) | $56.4M | 17 | 17 | 2 | 03/26/2026 | ☆ |
| 19079 | Imagine Financial Security Llc CRD 311694 | Chattanooga, TN | Wealth Manager · Boutique (under $100M) | $56.4M | 52 | 160 | 1 | 03/30/2026 | ☆ |
| 19080 | Luxon Brown, Llc CRD 333800 | Little Rock, AR | Insurance-Affiliated · Boutique (under $100M) | $56.3M | 98 | 267 | 8 | 08/31/2026 | ☆ |
| 19081 | Capital Benchmark Partners, Llc CRD 175099 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $56.3M | 136 | 477 | 1 | 08/03/2026 | ☆ |
| 19082 | Northeast Advisory Group, Llc CRD 287954 | Scranton, PA | Wealth Manager · Boutique (under $100M) | $56.3M | 100 | 168 | 2 | 02/04/2026 | ☆ |
| 19083 | Wood Wealth Group, Llc CRD 327286 | Charlestown, MA | Insurance-Affiliated · Boutique (under $100M) | $56.3M | 373 | 373 | 6 | 07/10/2026 | ☆ |
| 19084 | Benson Avenue Capital, Llc CRD 292194 | Wealth Manager · Boutique (under $100M) | $56.3M | 10 | 27 | 1 | 01/27/2026 | ☆ | |
| 19085 | Moment Advisors, Llc CRD 325262 | New York, NY | Investment Adviser · Boutique (under $100M) | $56.3M | 25 | 25 | 6 | 09/29/2026 | ☆ |
| 19086 | Kellner Capital Management, Inc. CRD 121573 | Philadelphia, PA | Wealth Manager · Boutique (under $100M) | $56.3M | 75 | 78 | 1 | 02/03/2026 | ☆ |
| 19087 | Troika Capital Advisors, Llc CRD 152927 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $56.3M | 101 | 317 | 1 | 03/20/2026 | ☆ |
| 19088 | Silk Invest Limited CRD 164753 | London | Private Fund Manager · Boutique (under $100M) | $56.2M | 7 | 7 | 15 | 03/31/2026 | ☆ |
| 19089 | Edk Advisory, Pllc CRD 292227 | Frisco, TX | Institutional / Pension Advisor · Boutique (under $100M) | $56.2M | 57 | 170 | 3 | 03/10/2026 | ☆ |
| 19090 | Tepper, David Louis CRD 129534 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $56.2M | 24 | 51 | 1 | 03/24/2026 | ☆ |
| 19091 | Chambers Financial Group, Llc. CRD 293191 | Green Bay, WI | Insurance-Affiliated · Boutique (under $100M) | $56.2M | 215 | 300 | 2 | 03/17/2026 | ☆ |
| 19092 | Bull Run Investment Management Llc CRD 306763 | Mclean, VA | Wealth Manager · Boutique (under $100M) | $56.2M | 103 | 445 | 1 | 09/17/2026 | ☆ |
| 19093 | Nexus Strategic Wealth, Llc CRD 336847 | Tualatin, OR | Wealth Manager · Boutique (under $100M) | $56.2M | 88 | 184 | 3 | 03/10/2026 | ☆ |
| 19094 | Ddmt Financial Services, Llc CRD 331873 | Wealth Manager · Boutique (under $100M) | $56.1M | 28 | 192 | 3 | 02/12/2026 | ☆ | |
| 19095 | Burr & Company, Llc CRD 141975 | Osterville, MA | Wealth Manager · Boutique (under $100M) | $56.1M | 31 | 31 | 1 | 03/19/2026 | ☆ |
| 19096 | Old Security Advisors, Inc CRD 163125 | West Chester, PA | Wealth Manager · Boutique (under $100M) | $56.1M | 71 | 105 | 3 | 09/24/2026 | ☆ |
| 19097 | Stephen M. Cooper CRD 113776 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $56.1M | 165 | 239 | 3 | 08/20/2026 | ☆ |
| 19098 | Cannistra Financial Advisors Inc. CRD 125340 | Mount Kisco, NY | Wealth Manager · Boutique (under $100M) | $56.1M | 81 | 133 | 1 | 02/23/2026 | ☆ |
| 19099 | Mrm Asset Allocation Group, Inc. CRD 110898 | St Louis, MO | Wealth Manager · Boutique (under $100M) | $56.1M | 456 | 143 | 3 | 08/06/2026 | ☆ |
| 19100 | Financial Advisors Of Virginia Llc CRD 118869 | Insurance-Affiliated · Boutique (under $100M) | $56.0M | 38 | 71 | 1 | 03/11/2026 | ☆ |