AUMdb

Investment advisers

44,489 firms from SEC Form ADV filings

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#FirmLocationCategoryAUMClientsAccountsStaffAs ofSave
2551 Bfc Planning, Inc. CRD 119682 Cedar Rapids, IA Wealth Manager · Mid-sized ($1B–$10B) $3.8B 11,448 13,174 200 03/27/2026 ☆
2552 Left Lane Capital Llc CRD 309286 Brooklyn, NY Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 16 16 35 03/31/2026 ☆
2553 Cormorant Asset Management, Lp CRD 167820 Boston, MA Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 16 16 12 05/27/2026 ☆
2554 Hsbc Securities (Usa) Inc. CRD 19585 New York, NY Insurance-Affiliated · Mid-sized ($1B–$10B) $3.8B 12,108 12,108 490 08/03/2026 ☆
2555 Norwest Capital Advisors, Llc CRD 323642 Minneapolis, MN Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 12 12 40 04/30/2026 ☆
2556 Spearhead Administrative Services, Llc CRD 319289 Greenville, DE Insurance-Affiliated · Mid-sized ($1B–$10B) $3.8B 28 813 9 07/02/2026 ☆
2557 Valiant Capital Management, L.P. CRD 158071 San Francisco, CA Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 13 14 29 05/15/2026 ☆
2558 Avala Global Lp CRD 323053 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 4 4 21 06/10/2026 ☆
2559 Watermark Group, Inc. CRD 108272 Princeton, NJ Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 6 6 22 04/01/2026 ☆
2560 Luminate Capital Management, Inc. CRD 269873 San Francisco, CA Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 12 12 10 03/31/2026 ☆
2561 Scopus Asset Management, L.P. CRD 157518 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 5 5 19 03/30/2026 ☆
2562 Jefferies Credit Management Llc CRD 324525 New York, NY Investment Adviser · Mid-sized ($1B–$10B) $3.8B 5 5 26 03/31/2026 ☆
2563 G. W. Henssler & Associates, Ltd CRD 104545 Kennesaw, GA Wealth Manager · Mid-sized ($1B–$10B) $3.8B 1,746 5,395 88 03/31/2026 ☆
2564 Matter, Llc CRD 106806 St Louis, MO Multi-Family Office · Mid-sized ($1B–$10B) $3.8B 229 2,360 55 07/21/2026 ☆
2565 Miller Howard Investments Inc CRD 105800 Kingston, NY Investment Adviser · Mid-sized ($1B–$10B) $3.8B 2,034 2,034 34 03/17/2026 ☆
2566 N CRD 281544 Wealth Manager · Mid-sized ($1B–$10B) $3.8B 1,698 8,551 78 03/24/2025 ☆
2567 Timucuan Asset Management Inc CRD 105899 Jacksonville, FL Wealth Manager · Mid-sized ($1B–$10B) $3.8B 621 621 10 07/01/2026 ☆
2568 Grandeur Peak Global Advisors, Llc CRD 158270 Salt Lake City, UT Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) $3.8B 17 17 50 03/30/2026 ☆
2569 Kingswood Wealth Advisors, Llc CRD 288792 San Diego, CA Wealth Manager · Mid-sized ($1B–$10B) $3.8B 11,425 12,273 88 08/03/2026 ☆
2570 Van Berkom And Associates Inc. CRD 128221 Montreal, Quebec Investment Adviser · Mid-sized ($1B–$10B) $3.8B 37 45 33 05/25/2026 ☆
2571 Alken Asset Management Ltd CRD 329119 London Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 10 21 21 06/24/2026 ☆
2572 Harvest Global Investments Limited CRD 157964 Hong Kong Investment Adviser · Mid-sized ($1B–$10B) $3.8B 21 26 32 03/30/2026 ☆
2573 St. Germain Investment Management, Inc. CRD 155186 Springfield, MA Wealth Manager · Mid-sized ($1B–$10B) $3.8B 6,722 6,722 42 03/27/2026 ☆
2574 Harbor Group International, Llc CRD 285895 Norfolk, VA Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 96 96 293 04/20/2026 ☆
2575 Seniors Housing Fund Manager Llc CRD 334006 Toledo, OH Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 8 8 40 03/31/2026 ☆
2576 Richard Bernstein Advisors Llc CRD 153577 New York, NY Wealth Manager · Mid-sized ($1B–$10B) $3.8B 10,950 10,965 28 07/27/2026 ☆
2577 Schwartz Investment Counsel Inc CRD 104693 Plymouth, MI Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) $3.8B 32 77 20 03/26/2026 ☆
2578 N CRD 153113 Investment Adviser · Mid-sized ($1B–$10B) $3.8B 300 441 22 06/23/2025 ☆
2579 Integral Ils Ltd. CRD 310727 Hamilton Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 10 10 15 03/17/2026 ☆
2580 Holbrook Holdings, Inc. CRD 283258 Atlanta, GA Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) $3.8B 3 3 14 07/21/2026 ☆
2581 Sentinel Fund Advisors, Inc. CRD 327262 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 4 4 178 03/30/2026 ☆
2582 Cape Ann Asset Management Limited CRD 284056 London Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 4 4 21 06/17/2026 ☆
2583 N CRD 159347 Wealth Manager · Mid-sized ($1B–$10B) $3.8B 2,058 5,128 29 03/23/2026 ☆
2584 Healthcare Royalty Management, Llc CRD 169355 Stamford, CT Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 13 13 23 04/20/2026 ☆
2585 Fas Wealth Partners, Inc. CRD 109796 Leawood, KS Wealth Manager · Mid-sized ($1B–$10B) $3.8B 1,564 5,110 33 02/25/2026 ☆
2586 M One Capital Management, Llc CRD 158782 Omaha, NE Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 11 11 31 05/26/2026 ☆
2587 Neos Partners, Lp CRD 323847 San Diego, CA Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 8 8 34 05/15/2026 ☆
2588 Plexus Capital, Llc CRD 310241 Raleigh, NC Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 17 17 50 03/30/2026 ☆
2589 N CRD 46214 Wealth Manager · Mid-sized ($1B–$10B) $3.8B 11,523 16,805 564 08/04/2025 ☆
2590 Gfs Advisors Llc CRD 143110 Houston, TX Investment Adviser · Mid-sized ($1B–$10B) $3.8B 654 654 11 03/17/2026 ☆
2591 Beaumont Financial Advisors, Llc CRD 322925 Needham, MA Wealth Manager · Mid-sized ($1B–$10B) $3.8B 1,910 4,286 24 03/24/2026 ☆
2592 10 Th Lane Partners, Lp CRD 160822 New York, NY Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 26 26 46 03/31/2026 ☆
2593 Vector Capital Management, L.P. CRD 171172 San Francisco, CA Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 9 9 51 06/24/2026 ☆
2594 Forest Capital Management, Llc CRD 171659 Chicago, IL Institutional / Pension Advisor · Mid-sized ($1B–$10B) $3.8B 118 118 11 03/27/2026 ☆
2595 Kingswood Capital Management, L.P. CRD 304649 Los Angeles, CA Private Fund Manager · Mid-sized ($1B–$10B) $3.8B 16 16 33 04/17/2026 ☆
2596 Avanath Capital Management, Llc CRD 172704 Irvine, CA Private Fund Manager · Mid-sized ($1B–$10B) $3.7B 13 13 103 04/28/2026 ☆
2597 Transwestern Investment Management, Llc CRD 159520 Dallas, TX Private Fund Manager · Mid-sized ($1B–$10B) $3.7B 7 7 31 03/31/2026 ☆
2598 Cft Capital Management, Llc CRD 319348 Los Angeles, CA Private Fund Manager · Mid-sized ($1B–$10B) $3.7B 3 4 13 07/30/2026 ☆
2599 Howland Capital Management Llc CRD 104726 Boston, MA Wealth Manager · Mid-sized ($1B–$10B) $3.7B 1,310 2,010 35 03/31/2026 ☆
2600 Trb Wealth Management, Llc CRD 309370 Houston, TX Investment Adviser · Mid-sized ($1B–$10B) $3.7B 934 934 15 03/30/2026 ☆