Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 2601 | Ausdal Financial Partners, Inc. CRD 7995 | Davenport, IA | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $3.7B | 16,572 | 16,572 | 306 | 04/13/2026 | ☆ |
| 2602 | Annaly Credit Opportunities Management Llc CRD 299542 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $3.7B | 2 | 2 | 32 | 03/27/2026 | ☆ |
| 2603 | Argosy Capital Group, Llc CRD 160212 | Wayne, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 51 | 51 | 82 | 06/30/2026 | ☆ |
| 2604 | Bok Financial Private Wealth, Inc. CRD 106733 | Denver, CO | Wealth Manager · Mid-sized ($1B–$10B) | $3.7B | 818 | 2,402 | 37 | 03/26/2026 | ☆ |
| 2605 | Proterra Investment Partners Lp CRD 282051 | Minneapolis, MN | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 28 | 28 | 61 | 05/15/2026 | ☆ |
| 2606 | Falfurrias Management Partners Lp CRD 163076 | Charlotte, NC | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 7 | 7 | 55 | 03/31/2026 | ☆ |
| 2607 | Popular Asset Management Llc CRD 313653 | San Juan, PR | Investment Adviser · Mid-sized ($1B–$10B) | $3.7B | 5 | 17 | 15 | 06/12/2026 | ☆ |
| 2608 | Oncap Management Partners L.P. CRD 161167 | Toronto | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 17 | 17 | 174 | 05/15/2026 | ☆ |
| 2609 | Wealth Management Nebraska Llc CRD 137080 | Norfolk, NE | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $3.7B | 4,751 | 4,751 | 61 | 08/03/2026 | ☆ |
| 2610 | Anchorage Capital Group, L.L.C. CRD 135657 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 38 | 38 | 93 | 03/30/2026 | ☆ |
| 2611 | Resource Capital Investment Corporation CRD 166722 | Carlsbad, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 35 | 35 | 4 | 03/30/2026 | ☆ |
| 2612 | Southeastern Asset Management Inc. CRD 105276 | Memphis, TN | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $3.7B | 25 | 25 | 29 | 03/27/2026 | ☆ |
| 2613 | Midocean Us Advisor, L.P. CRD 151488 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 10 | 10 | 40 | 09/02/2026 | ☆ |
| 2614 | Eulav Asset Management CRD 156397 | Sarasota, FL | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $3.7B | 6 | 6 | 12 | 07/16/2026 | ☆ |
| 2615 | 57 Stars Llc CRD 135202 | Arlington, VA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 15 | 15 | 24 | 03/30/2026 | ☆ |
| 2616 | Greenvale Capital Lp CRD 312264 | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 4 | 4 | 1 | 03/31/2026 | ☆ | |
| 2617 | Merit Energy Company, Llc CRD 109310 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 12 | 12 | 782 | 03/18/2026 | ☆ |
| 2618 | The Welch Group, Llc CRD 111273 | Birmingham, AL | Wealth Manager · Mid-sized ($1B–$10B) | $3.7B | 1,450 | 4,528 | 28 | 08/31/2026 | ☆ |
| 2619 | N CRD 298070 | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 3 | 3 | 8 | 04/09/2025 | ☆ | |
| 2620 | Boussard & Gavaudan Investment Management Llp CRD 172298 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 6 | 5 | 6 | 06/29/2026 | ☆ |
| 2621 | Stevens Capital Management Lp CRD 161202 | Radnor, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 4 | 4 | 65 | 03/23/2026 | ☆ |
| 2622 | Thurston Springer Advisors, Llc CRD 299201 | Indianapolis, IN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $3.7B | 6,759 | 6,759 | 93 | 11/18/2025 | ☆ |
| 2623 | Fourth Sail Capital Us Lp CRD 332445 | Boca Raton, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 7 | 7 | 3 | 03/27/2026 | ☆ |
| 2624 | Frost Investment Services, Llc CRD 286129 | San Antonio, TX | Wealth Manager · Mid-sized ($1B–$10B) | $3.7B | 3,656 | 3,656 | 177 | 03/24/2026 | ☆ |
| 2625 | Stoker Ostler Wealth Advisors, Inc. CRD 111320 | Scottsdale, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $3.7B | 1,585 | 5,166 | 30 | 07/16/2026 | ☆ |
| 2626 | Lumint Corporation CRD 324443 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $3.7B | 5 | 14 | 03/30/2026 | ☆ | |
| 2627 | Soleus Capital Management, L.P. CRD 294459 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 14 | 14 | 23 | 04/27/2026 | ☆ |
| 2628 | Tgm Associates L.P. CRD 108905 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 7 | 7 | 35 | 04/20/2026 | ☆ |
| 2629 | Caledonia Us, Lp CRD 291463 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.7B | 10 | 10 | 30 | 03/30/2026 | ☆ |
| 2630 | 360 One Portfolio Managers Limited CRD 307146 | Mumbai | Wealth Manager · Mid-sized ($1B–$10B) | $3.6B | 2,096 | 2,096 | 72 | 06/24/2026 | ☆ |
| 2631 | Victory Park Capital Advisors, Llc CRD 161079 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $3.6B | 42 | 42 | 60 | 07/30/2026 | ☆ |
| 2632 | Bcsf Advisors, Lp CRD 282092 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $3.6B | 3 | 3 | 682 | 03/31/2026 | ☆ |
| 2633 | Mozaic, Llc CRD 145777 | Beverly Hills, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $3.6B | 93 | 93 | 14 | 03/24/2026 | ☆ |
| 2634 | Infrastructure Capital Advisors, Llc CRD 166459 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $3.6B | 10 | 10 | 10 | 03/31/2026 | ☆ |
| 2635 | S3 Capital Advisors Llc CRD 322956 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.6B | 24 | 24 | 39 | 01/13/2026 | ☆ |
| 2636 | First Sentier Investors (Australia) Infrastructure Managers Pty CRD 283670 | Barangaroo Nsw | Private Fund Manager · Mid-sized ($1B–$10B) | $3.6B | 2 | 2 | 35 | 09/21/2026 | ☆ |
| 2637 | Braidwell Lp CRD 316988 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $3.6B | 13 | 13 | 32 | 09/22/2026 | ☆ |
| 2638 | Provenance Wealth Advisors, Llc CRD 126529 | Fort Lauderdale, FL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $3.6B | 3,111 | 3,820 | 52 | 09/11/2026 | ☆ |
| 2639 | Ulrich Consulting And Investment Group, Llc CRD 159499 | Albuquerque, NM | Investment Adviser · Mid-sized ($1B–$10B) | $3.6B | 301 | 1,032 | 22 | 01/30/2026 | ☆ |
| 2640 | Palladium Equity Partners Advisor, Llc CRD 159061 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.6B | 5 | 5 | 45 | 03/31/2026 | ☆ |
| 2641 | Axar Capital Management Lp CRD 217520 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.6B | 25 | 25 | 13 | 06/01/2026 | ☆ |
| 2642 | Cm Wealth Advisors Llc CRD 119467 | Beachwood, OH | Private Fund Manager · Mid-sized ($1B–$10B) | $3.6B | 244 | 680 | 24 | 03/24/2026 | ☆ |
| 2643 | Sax Wealth Advisors, Llc CRD 119193 | Parsippany, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $3.6B | 1,655 | 5,429 | 39 | 08/19/2026 | ☆ |
| 2644 | Ehlers Investment Partners, Llc CRD 146385 | Minneapolis, MN | Investment Adviser · Mid-sized ($1B–$10B) | $3.6B | 300 | 722 | 13 | 08/26/2026 | ☆ |
| 2645 | Regan Capital, Llc CRD 158294 | Dallas, TX | Bank · Mid-sized ($1B–$10B) | $3.6B | 53 | 53 | 22 | 03/27/2026 | ☆ |
| 2646 | Rpoa Advisors, Inc. CRD 157222 | Plano, TX | Wealth Manager · Mid-sized ($1B–$10B) | $3.6B | 5,657 | 13,358 | 126 | 09/18/2026 | ☆ |
| 2647 | The Burney Company CRD 106945 | Reston, VA | Wealth Manager · Mid-sized ($1B–$10B) | $3.6B | 1,926 | 4,528 | 46 | 03/30/2026 | ☆ |
| 2648 | Courier Capital, Llc CRD 282485 | Buffalo, NY | Wealth Manager · Mid-sized ($1B–$10B) | $3.6B | 2,212 | 3,857 | 26 | 03/16/2026 | ☆ |
| 2649 | Oha Private Credit Advisors Llc CRD 319664 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $3.6B | 1 | 1 | 435 | 03/31/2026 | ☆ |
| 2650 | Cambria Investment Management, L.P. CRD 141600 | Manhattan Beach, CA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $3.6B | 203 | 203 | 16 | 03/27/2026 | ☆ |