Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 3101 | Abner Herrman & Brock, Llc CRD 8517 | Jersey City, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 2,403 | 2,403 | 13 | 06/09/2026 | ☆ |
| 3102 | Bison Wealth, Llc CRD 299805 | Atlanta, GA | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 9,003 | 9,003 | 78 | 06/15/2026 | ☆ |
| 3103 | Black Chamber Partners, Llc CRD 306359 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 9 | 9 | 19 | 03/31/2026 | ☆ |
| 3104 | Serone Capital Management Llp CRD 174288 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 14 | 17 | 41 | 03/26/2026 | ☆ |
| 3105 | Cfs Investment Advisory Services Llc CRD 106577 | Totowa, NJ | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.7B | 1,238 | 3,437 | 13 | 03/05/2026 | ☆ |
| 3106 | Decheng Capital Llc CRD 293073 | Menlo Park, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 10 | 10 | 23 | 03/31/2026 | ☆ |
| 3107 | Ssb Wealth Management, Inc. CRD 306510 | Vienna, VA | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 1,458 | 5,377 | 20 | 08/12/2026 | ☆ |
| 3108 | 1789 Capital Management, Llc CRD 335007 | Palm Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 26 | 26 | 13 | 08/11/2026 | ☆ |
| 3109 | Kbs Realty Advisors, Llc CRD 119662 | Newport Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 3 | 3 | 75 | 03/27/2026 | ☆ |
| 3110 | Rtd Financial Advisors Inc CRD 110744 | Philadelphia, PA | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 837 | 3,093 | 39 | 02/26/2026 | ☆ |
| 3111 | Sound Point Commercial Real Estate Finance Llc CRD 311808 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $2.7B | 8 | 8 | 25 | 04/30/2026 | ☆ |
| 3112 | Ppm Loan Management Company 2, Llc CRD 297186 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 8 | 8 | 12 | 08/05/2026 | ☆ |
| 3113 | Bill Few Associates, Inc. CRD 133561 | Sewickley, PA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.7B | 2,972 | 7,702 | 31 | 03/31/2026 | ☆ |
| 3114 | Eir Partners Capital, Lp CRD 319010 | Miami, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 14 | 14 | 16 | 03/31/2026 | ☆ |
| 3115 | Pnc Steel City Advisors, Llc CRD 172658 | Pittsburgh, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 4 | 4 | 12 | 05/15/2026 | ☆ |
| 3116 | Innocap Investment Advisers, Llc. CRD 324591 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $2.7B | 13 | 13 | 8 | 04/28/2026 | ☆ |
| 3117 | Mangrove Partners Im, Llc CRD 162296 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 3 | 4 | 19 | 03/31/2026 | ☆ |
| 3118 | Ars Investment Partners, Llc CRD 5845 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 380 | 937 | 18 | 04/27/2026 | ☆ |
| 3119 | 1988 Asset Management, Llc CRD 319422 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 8 | 8 | 67 | 06/16/2026 | ☆ |
| 3120 | Walker & Dunlop Investment Partners, Inc. CRD 165022 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 32 | 32 | 36 | 03/27/2026 | ☆ |
| 3121 | Giverny Capital Inc. CRD 130640 | Montreal | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 5,042 | 5,043 | 31 | 06/12/2026 | ☆ |
| 3122 | Sagewood Asset Management Lp CRD 281548 | New York, NY | Multi-Family Office · Mid-sized ($1B–$10B) | $2.7B | 255 | 255 | 7 | 03/31/2026 | ☆ |
| 3123 | 1 Sharpe Capital Llc CRD 285866 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 7 | 7 | 21 | 03/31/2026 | ☆ |
| 3124 | Mcp Management, Lp CRD 324518 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 13 | 13 | 8 | 07/10/2026 | ☆ |
| 3125 | Tcw Pt Management Company Llc CRD 333068 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 5 | 5 | 344 | 05/05/2026 | ☆ |
| 3126 | Hook Mill Capital Partners, Lp CRD 316354 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 8 | 8 | 4 | 03/24/2026 | ☆ |
| 3127 | 3 I Corporation CRD 159892 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $2.7B | 9 | 9 | 27 | 06/29/2026 | ☆ |
| 3128 | Advanced Portfolio Management, Llc CRD 138769 | New York, NY | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.7B | 8 | 8 | 12 | 09/17/2026 | ☆ |
| 3129 | Global Atlantic Investment Advisors, Llc CRD 167429 | Indianapolis, IN | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.7B | 16 | 16 | 15 | 04/30/2026 | ☆ |
| 3130 | Duncan Williams Asset Management, Llc CRD 174809 | Memphis, TN | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.7B | 2,238 | 2,238 | 21 | 03/25/2026 | ☆ |
| 3131 | Inatai Investment Management Co. Llc CRD 329696 | Seattle, WA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 3 | 3 | 8 | 05/11/2026 | ☆ |
| 3132 | Breakthrough Services, L.L.C. CRD 309668 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 12 | 12 | 94 | 03/31/2026 | ☆ |
| 3133 | Norris Perne & French Llp CRD 104683 | Grand Rapids, MI | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 993 | 3,233 | 18 | 03/27/2026 | ☆ |
| 3134 | Rxr Asset Management Llc CRD 158268 | Uniondale, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 78 | 78 | 65 | 03/31/2026 | ☆ |
| 3135 | Gobi Capital Llc CRD 151427 | Beverly Hills, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 8 | 8 | 4 | 03/31/2026 | ☆ |
| 3136 | Gennx360 Management Company, Llc CRD 160331 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 15 | 15 | 21 | 03/27/2026 | ☆ |
| 3137 | Stadion Money Management, Llc CRD 112608 | Watkinsville, GA | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 49,626 | 49,626 | 39 | 03/16/2026 | ☆ |
| 3138 | Precision Capital Advisors, Llc CRD 157784 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 42 | 42 | 9 | 05/26/2026 | ☆ |
| 3139 | Multicoin Capital Management, Llc CRD 297302 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 18 | 18 | 22 | 09/11/2026 | ☆ |
| 3140 | Capital Dynamics, Inc. CRD 130320 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 27 | 27 | 30 | 03/30/2026 | ☆ |
| 3141 | Analyst Portfolio Management Ltd. CRD 114642 | Tel Aviv | Investment Adviser · Mid-sized ($1B–$10B) | $2.7B | 2,192 | 2,192 | 56 | 03/26/2026 | ☆ |
| 3142 | Valley Wealth Managers, Inc. CRD 108879 | Paramus, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 969 | 2,063 | 54 | 03/31/2026 | ☆ |
| 3143 | W Capital Management, Llc CRD 159408 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 15 | 15 | 20 | 04/29/2026 | ☆ |
| 3144 | Main Street Research Llc CRD 114629 | Lakeville, CT | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 1,031 | 3,017 | 24 | 04/27/2026 | ☆ |
| 3145 | Cim Capital, Llc CRD 277038 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 15 | 7 | 160 | 09/02/2026 | ☆ |
| 3146 | Cadian Capital Management, Lp CRD 157813 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 9 | 9 | 20 | 09/18/2026 | ☆ |
| 3147 | Marcus Partners, Llc CRD 161326 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 4 | 4 | 50 | 03/31/2026 | ☆ |
| 3148 | N CRD 107611 | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 580 | 1,975 | 28 | 04/11/2025 | ☆ | |
| 3149 | Mcadam Llc CRD 170914 | Radnor, PA | Wealth Manager · Mid-sized ($1B–$10B) | $2.7B | 5,551 | 10,513 | 174 | 07/24/2026 | ☆ |
| 3150 | Intandem Capital Partners, Lp CRD 288774 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.7B | 24 | 24 | 35 | 08/11/2026 | ☆ |