Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4351 | N CRD 129428 | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 415 | 2,122 | 22 | 03/24/2025 | ☆ | |
| 4352 | Strategic Wealth Group Registered Investment Advisor, Llc CRD 284430 | Eden Prairie, MN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 3,557 | 6,600 | 23 | 06/11/2026 | ☆ |
| 4353 | Graticule Asia Macro Advisors Llc CRD 170787 | Singapore | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 9 | 9 | 18 | 03/25/2026 | ☆ |
| 4354 | Pence Capital Management, Llc CRD 281739 | Newport Beach, CA | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 9 | 350 | 14 | 03/30/2026 | ☆ |
| 4355 | Tulsa Wealth Advisors, Inc. CRD 337956 | Tulsa, OK | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,763 | 5,431 | 27 | 07/23/2026 | ☆ |
| 4356 | Meteora Capital, Llc CRD 313378 | Boca Raton, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 15 | 15 | 16 | 03/30/2026 | ☆ |
| 4357 | Bfsg, Llc CRD 143617 | Irvine, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 887 | 2,289 | 31 | 06/15/2026 | ☆ |
| 4358 | Ancora Retirement Plan Advisors, Llc CRD 31256 | Cleveland, OH | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 157 | 161 | 41 | 03/31/2026 | ☆ |
| 4359 | Seacrest Wealth Management, Llc CRD 147092 | Purchase, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,498 | 3,417 | 47 | 08/10/2026 | ☆ |
| 4360 | Titan Advisors, Llc CRD 135805 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 36 | 37 | 25 | 07/15/2026 | ☆ |
| 4361 | Equitable Investment Management, Llc CRD 322513 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.5B | 1 | 8 | 67 | 03/27/2026 | ☆ |
| 4362 | Infinity Capital Advisors, Llc CRD 159852 | Atlanta, GA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 50 | 50 | 20 | 03/26/2026 | ☆ |
| 4363 | Kings Path Partners Llc CRD 269876 | Sugar Land, TX | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $1.5B | 180 | 589 | 8 | 02/05/2026 | ☆ |
| 4364 | Northwest Investment Management (Hong Kong) Limited CRD 153063 | Hong Kong | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 4 | 4 | 19 | 03/23/2026 | ☆ |
| 4365 | Delta Asset Management, Llc CRD 113688 | Memphis, TN | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 556 | 1,130 | 10 | 07/22/2026 | ☆ |
| 4366 | Triad Wealth Partners, Llc CRD 326523 | Lawrence, KS | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 3,896 | 8,187 | 46 | 09/17/2026 | ☆ |
| 4367 | Cavu Consumer Partners, Llc CRD 281535 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 16 | 16 | 20 | 05/28/2026 | ☆ |
| 4368 | Capital Creek Partners, Llc CRD 301211 | Austin, TX | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 167 | 789 | 24 | 07/30/2026 | ☆ |
| 4369 | Triune Financial Partners, Llc CRD 152277 | Overland Park, KS | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 902 | 2,584 | 24 | 03/27/2026 | ☆ |
| 4370 | Tamar Securities, Llc CRD 153991 | Woodland Hills, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 4,219 | 6,772 | 22 | 04/10/2026 | ☆ |
| 4371 | Albritton Capital Management Co CRD 112772 | Alpharetta, GA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 03/30/2026 | ☆ | |
| 4372 | Anderson Financial Partners, Inc. CRD 126641 | Ponte Vedra, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 31 | 34 | 4 | 03/20/2026 | ☆ |
| 4373 | Townsend & Associates, Inc. CRD 113681 | Westminster, CO | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 1,514 | 3,662 | 30 | 09/11/2026 | ☆ |
| 4374 | Next Century Growth Investors Llc CRD 108978 | Plymouth, MN | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.5B | 36 | 37 | 9 | 03/25/2026 | ☆ |
| 4375 | Robinhood Asset Management, Llc CRD 323736 | Menlo Park, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 252,664 | 264,104 | 138 | 06/15/2026 | ☆ |
| 4376 | Ascent Wealth Partners, Llc CRD 158898 | New Hartford, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,096 | 2,359 | 17 | 07/17/2026 | ☆ |
| 4377 | Glynn Capital Management, Llc CRD 111296 | Menlo Park, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 12 | 12 | 24 | 03/26/2026 | ☆ |
| 4378 | Caprock Partners Management, Inc. CRD 296925 | Newport Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 13 | 13 | 50 | 03/31/2026 | ☆ |
| 4379 | Compak Asset Management CRD 109930 | Newport Beach, CA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 1,751 | 2,939 | 20 | 03/31/2026 | ☆ |
| 4380 | Catholic Investment Services, Inc. CRD 172467 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 7 | 8 | 6 | 06/29/2026 | ☆ |
| 4381 | Midwest Financial Partners Investments, Inc. CRD 173790 | St. Cloud, MN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 531 | 5,795 | 30 | 02/03/2026 | ☆ |
| 4382 | Legacy Capital Wealth Partners, Llc CRD 291960 | Little Rock, AR | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 680 | 2,626 | 21 | 06/15/2026 | ☆ |
| 4383 | Anchor Investment Management, Llc CRD 135296 | Columbia, SC | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 821 | 2,159 | 17 | 03/19/2026 | ☆ |
| 4384 | Legacy Financial Advisors, Inc. CRD 158675 | Covington, KY | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,065 | 3,721 | 21 | 07/17/2026 | ☆ |
| 4385 | Edgemoor Investment Advisors, Inc. CRD 109104 | Bethesda, MD | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 321 | 717 | 9 | 03/25/2026 | ☆ |
| 4386 | Rbc Securities, Inc. CRD 103705 | Los Angeles, CA | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $1.5B | 1,451 | 1,781 | 186 | 09/18/2026 | ☆ |
| 4387 | Alden Capital Management Inc. CRD 293551 | Wayne, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 2,552 | 2,551 | 23 | 09/02/2026 | ☆ |
| 4388 | Goehring & Rozencwajg Associates, Llc CRD 283394 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.5B | 4 | 13 | 6 | 05/04/2026 | ☆ |
| 4389 | 22 C Capital Llc CRD 298094 | Boca Raton, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 13 | 13 | 19 | 05/01/2026 | ☆ |
| 4390 | Opus Capital Group, Llc CRD 106528 | Cincinnati, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 430 | 430 | 7 | 03/27/2026 | ☆ |
| 4391 | Bristol Gate Capital Partners Inc. CRD 175139 | Toronto | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 724 | 726 | 22 | 05/21/2026 | ☆ |
| 4392 | Regal Healthcare Capital Management, Llc CRD 294006 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 8 | 8 | 22 | 03/31/2026 | ☆ |
| 4393 | Cougar Global Investments Limited CRD 109439 | Toronto | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 8,630 | 8,630 | 3 | 12/15/2025 | ☆ |
| 4394 | Ullman John & Associates Inc CRD 105361 | Horseheads, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,009 | 2,843 | 58 | 03/30/2026 | ☆ |
| 4395 | Ariel Alternatives, Llc CRD 314178 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 6 | 6 | 57 | 07/16/2026 | ☆ |
| 4396 | Frontrange Capital Advisers, Llc CRD 162388 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 27 | 27 | 29 | 03/30/2026 | ☆ |
| 4397 | Clough Capital Partners, Lp CRD 131257 | Boston, MA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.5B | 10 | 10 | 11 | 03/31/2026 | ☆ |
| 4398 | Excelsior Renewable Energy Management Company Lp CRD 289890 | Excelsior, MN | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 2 | 2 | 25 | 03/30/2026 | ☆ |
| 4399 | Ancient Art, L.P. CRD 141112 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 11 | 03/31/2026 | ☆ |
| 4400 | Levine Leichtman Strategic Capital, Llc CRD 289401 | Beverly Hills, CA | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 73 | 07/17/2026 | ☆ |