Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4401 | Prv Management, L.P. CRD 160667 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 15 | 15 | 22 | 03/27/2026 | ☆ |
| 4402 | Allen Capital Group, Llc CRD 135879 | Grand Island, NE | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 2,274 | 7,162 | 38 | 03/31/2026 | ☆ |
| 4403 | Kintra Wealth, Llc CRD 299407 | Williamsport, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 2,914 | 6,309 | 60 | 07/20/2026 | ☆ |
| 4404 | Drive Wealth Management, Llc CRD 174728 | Lehi, UT | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,112 | 4,196 | 17 | 09/02/2026 | ☆ |
| 4405 | N CRD 170266 | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 428 | 1,213 | 10 | 03/31/2026 | ☆ | |
| 4406 | Carnelian Asset Management & Advisors Private Limited CRD 335103 | Mumbai, Maharashtra | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 4,540 | 4,540 | 73 | 05/11/2026 | ☆ |
| 4407 | Class Vi Family Office, Llc CRD 285035 | Denver, CO | Multi-Family Office · Mid-sized ($1B–$10B) | $1.5B | 201 | 824 | 9 | 02/11/2026 | ☆ |
| 4408 | Forusall Advisors, Llc CRD 167241 | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.5B | 31,237 | 31,237 | 11 | 03/26/2026 | ☆ | |
| 4409 | Salem Partners Wealth Management, Llc CRD 131359 | Los Angeles, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.5B | 49 | 220 | 8 | 03/31/2026 | ☆ |
| 4410 | Stony Point Capital Llc CRD 283066 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 5 | 5 | 5 | 03/02/2026 | ☆ |
| 4411 | Fosun Asset Management Limited CRD 288360 | Hong Kong | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 8 | 26 | 19 | 03/19/2026 | ☆ |
| 4412 | Tower Bridge Advisors, Inc. CRD 115700 | West Conshohocken, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 807 | 805 | 14 | 01/23/2026 | ☆ |
| 4413 | Linear B Partners Lp CRD 315185 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 2 | 2 | 9 | 05/11/2026 | ☆ |
| 4414 | The Informed Momentum Company Llc CRD 144908 | Solana Beach, CA | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 7 | 13 | 22 | 09/01/2026 | ☆ |
| 4415 | Mill Capital Management, Llc CRD 312798 | Concord, NC | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 106 | 306 | 5 | 02/25/2026 | ☆ |
| 4416 | Mountaingate Management Co., Llc CRD 294899 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 13 | 13 | 22 | 03/31/2026 | ☆ |
| 4417 | Virtus Capital Advisers, Llc CRD 107346 | Hartford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 213 | 215 | 0 | 06/30/2026 | ☆ |
| 4418 | Kyobo Life Asset Management (America) Co., Ltd. CRD 174341 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 4 | 05/01/2026 | ☆ |
| 4419 | Mlg Wealth Management, Inc. CRD 308193 | Woodbury, MN | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,404 | 4,270 | 24 | 05/19/2026 | ☆ |
| 4420 | W.G.Shaheen & Associates,Ltd. CRD 117307 | Rochester, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 739 | 1,885 | 12 | 09/01/2026 | ☆ |
| 4421 | Brookside Equity Partners Llc CRD 164429 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 20 | 20 | 8 | 06/30/2026 | ☆ |
| 4422 | Retirement Investment Advisors Inc CRD 106316 | Oklahoma City, OK | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,431 | 3,444 | 15 | 03/23/2026 | ☆ |
| 4423 | Springcoast Capital Partners, L.P. CRD 327164 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 10 | 10 | 18 | 03/30/2026 | ☆ |
| 4424 | Archford Capital Strategies, Llc CRD 164482 | Swansea, IL | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 861 | 4,113 | 45 | 04/30/2026 | ☆ |
| 4425 | Ccs Partners Llc CRD 329876 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 6 | 6 | 9 | 04/30/2026 | ☆ |
| 4426 | Fplf Management Llc CRD 331881 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 140 | 03/31/2026 | ☆ |
| 4427 | Wallace Capital Management, Inc. CRD 119174 | Dallas, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 487 | 491 | 7 | 03/31/2026 | ☆ |
| 4428 | Iso Mts Capital Management Lp CRD 322648 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 6 | 7 | 6 | 03/23/2026 | ☆ |
| 4429 | Yucaipa Master Manager, Llc CRD 158216 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 8 | 8 | 23 | 03/30/2026 | ☆ |
| 4430 | Allied Investment Advisors Llc CRD 159103 | Billings, MT | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,071 | 2,411 | 12 | 07/29/2026 | ☆ |
| 4431 | Adelante Capital Management Llc CRD 107382 | Alameda, CA | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 62 | 65 | 10 | 03/20/2026 | ☆ |
| 4432 | Verecan Capital Management Inc. CRD 336801 | Halifax | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 2,824 | 2,826 | 39 | 09/04/2026 | ☆ |
| 4433 | Awm Capital, Llc CRD 287980 | Phoenix, AZ | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 467 | 2,885 | 38 | 03/13/2026 | ☆ |
| 4434 | Capital Impact Advisors, Llc CRD 168313 | Boston, MA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 5 | 03/31/2026 | ☆ |
| 4435 | Sunesis Advisors, Llc CRD 159114 | Overland Park, KS | Multi-Family Office · Mid-sized ($1B–$10B) | $1.5B | 15 | 527 | 8 | 03/17/2026 | ☆ |
| 4436 | Spartan Wealth Advisory Services Llc CRD 331719 | Bingham Farms, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,176 | 1,179 | 31 | 05/13/2026 | ☆ |
| 4437 | Quantum Financial Advisors, Llc CRD 317386 | Santa Monica, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 451 | 1,707 | 16 | 06/05/2026 | ☆ |
| 4438 | Flexible Plan Investments Ltd CRD 110762 | Bloomfield Hills, MI | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.5B | 9,144 | 10,406 | 68 | 03/31/2026 | ☆ |
| 4439 | Ranger Investment Management,L.P. CRD 124414 | Dallas, TX | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 7 | 20 | 15 | 03/25/2026 | ☆ |
| 4440 | Apriem Advisors CRD 108188 | Irvine, CA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 1,071 | 2,878 | 17 | 07/10/2026 | ☆ |
| 4441 | Origami Capital Partners, Llc CRD 160054 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 18 | 18 | 10 | 04/01/2026 | ☆ |
| 4442 | Novaquest Capital Management, L.L.C. CRD 160359 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 14 | 14 | 18 | 03/31/2026 | ☆ | |
| 4443 | Compass Financial Group, Inc CRD 157109 | Sioux Falls, SD | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 2,826 | 2,826 | 13 | 08/24/2026 | ☆ |
| 4444 | Gabelli & Company Investment Advisers, Inc. CRD 137024 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 12 | 12 | 27 | 07/07/2026 | ☆ |
| 4445 | Cullinan Associates, Inc. CRD 108340 | Louisville, KY | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 632 | 632 | 17 | 03/04/2026 | ☆ |
| 4446 | H. Barton Asset Management, Llc CRD 161955 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 15 | 15 | 14 | 03/31/2026 | ☆ |
| 4447 | Acuitas Investments, Llc CRD 155782 | Seattle, WA | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 3 | 7 | 7 | 04/16/2026 | ☆ |
| 4448 | Tbh Global Asset Management, Llc CRD 145536 | Brentwood, TN | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,054 | 3,735 | 22 | 03/23/2026 | ☆ |
| 4449 | Czech Asset Management, L.P. CRD 159308 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 7 | 7 | 9 | 03/27/2026 | ☆ |
| 4450 | Tsa Portfolio Management, Inc. Fka Tsa Management Inc. CRD 106440 | Glen Head, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 2,566 | 4,295 | 32 | 03/24/2026 | ☆ |